Awards
Awards
  • The Asset

    2021-2022, 2024

    Best Domestic Corporate and Institutional Adviser in China

    Best M&A Adviser in China

  • Forbes China

    2021-2023

    China's Best Employers

  • Securities Times

    2022-2023

    Best Full-Service Asset Management Institution in China

    2023

    Best Full-Service Wealth Broker in China

  • Institutional Investor

    2019-2023

    All-Asia Best ESG

    2012-2023

    Best All-China Research Team / Sales Team

  • FinanceAsia

    2016-2023

    Best Investment Bank in China

    2020-2023

    Best ECM House in China

  • Asiamoney

    2004-2023

    Best Local Brokerage in China

    2006-2023

    Best for Overall Research / Sales in China

Other Awards
2023
2022
2021
2020
2019
2018
2017
2016
  • Asiamoney

    Asiamoney

    Best Securities Houses Awards 2023

    China's Best Securities House


    Greater Bay Area Awards 2023

    Best Securities House in the Greater Bay Area


    Best Wealth Managers in China Awards 2023

    Best Securities House in Wealth Management: 

    CICC Wealth Management


  • Asiamoney

    Asiamoney

    Brokers Poll 2023

    China(A&B Share)

    Best Domestic Brokerages

    Best Domestic Brokerages for Research

    Best Domestic Brokerages for Sales

    Best Brokerages for Corporate Access

    Best Brokerages for Execution

    Most Transformed Brokerages

    Best Brokerages for ESG Research


    Hong Kong, China

    Best Brokerages

    Best Brokerages for Research

    Best Brokerages for Sales

    Best Brokerages for Corporate Access

    Best Brokerages for Execution

    Most Transformed Brokerages

    Best Brokerages for ESG Research


  • FinanceAsia

    FinanceAsia

    FinanceAsia Awards 2023

    China(Domestic)

    Best Bank

    Best Investment Bank

    Best ECM House

    Best DCM House

    Best Broker


  • Forbes China

    Forbes China

    2023 Best Employer Selection

    China's Best Employers of the Year

    China's Best Employers for Digital Responsibility of the Year


  • Fortune

    Fortune

    ESG Influence Ranking of China 2023(Top 40)

  • Global Finance

    Global Finance

    Stars of China 2023

    Best Bank for Green Bonds

    Best SME Services Bank


  • Institutional Investor

    Institutional Investor

    2023 Asia Executive Team

    All-Asia Banks and Non-Bank Finance Sector

    Honored Companies (Rank 4)

    Best ESG (Combined & Buyside Rank 3)

    Best Company Board (Combined & Buyside Rank 3)

    Best IR Program (Combined & Buyside Rank 3)

    Best IR Team (Combined & Buyside Rank 3)


    Chinese Mainland Banks and Non-Bank Finance Sector

    Honored Companies (Rank 4)

    Best ESG (Combined & Buyside Rank 3)

    Best Company Board (Combined & Buyside Rank 3)

    Best IR Program (Combined & Buyside Rank 3)

    Best IR Team (Combined & Buyside Rank 3)


  • Institutional Investor

    Institutional Investor

    2023 China Research & Sales Team

    China Best Research Provider 

    Firm Leaders (Rank 1)

    Analyst Leaders (Rank 1)

    China Best Sales Team

    The Leaders: Overall (Rank 2)

    China Top Corporate Access Provider

    The Leaders: Overall (Rank 2)


  • The Asset

    The Asset

    Sustainable Investing Awards 2023

    Asset Management Company of the Year (Overall Offshore, China): 

    CICC Hong Kong Asset Management


  • Caijing

    Caijing

    STAR Market Awards 2023

    Most Contributing Institution of STAR Market


    New Awards 2023

    Best Enterprise for ESG Practice


  • Financial News

    Financial News

    China Financial Institution Awards 2023

    Best Securities Company for Asset Management

    Best Securities Company for Wealth Management: 

    CICC Wealth Management


  • NBD

    NBD

    China Securities Business Awards 2023

    Best ESG Securities Companies

    Top 30 Brand Value of Listed Chinese Securities Companies

    Best Securities Companies for Asset Management

    Best Securities Companies for Financial Technology: 

    CICC Wealth Management


  • Zero2IPO Group

    Zero2IPO Group

    Zero2IPO China VC/PE Fund Limited Partners Ranking 2023

    Top 50 China VC/PE Institutional Limited Partners of the Year 2023: 

    CICC Capital(Rank 1)

    Top 10 China Active VC/PE Institutional Limited Partner of the Year 2023: 

    CICC Capital


  • People.cn

    People.cn

    Excellent Inclusive Finance Cases Awards 2023

    Best Innovation Model


  • Securities Times

    Securities Times

    Best Institutions of Securities Industry in China Awards 2023

    Best Full-Service Asset Management Institution

    Best Investment Bank for Equity Financing

    Best Cross Border Investment Bank

    Best Broker Institutional Investor

    Best Full-Service Wealth Broker: 

    CICC Wealth Management

    Best Fund Investment Advisor: 

    CICC Wealth Management


  • China Association for Public Companies

    China Association for Public Companies

    ESG Practice Cases of Listed Companies Awards 2023

    Best ESG Practice Cases of Listed Companies


    Best Practice Cases for Rural Revitalization of Listed Companies Awards 2023

    Best Practice Cases for Rural Revitalization


  • China Securities Journal

    China Securities Journal

    Best Securities Company Awards 2023

    Best Securities Companies 

    Best Securities Companies for ESG

    Best Securities Companies for Financial Technology


    Best Asset Management Products Awards 2023

    Best 5-Year Collective Asset Management Plan Manager


  • China Media Group

    China Media Group

    Top 30 ESG Pioneers of China's Financial Listed Companies 2023

Asiamoney

Best Securities Houses Awards 2023

China's Best Securities House


Greater Bay Area Awards 2023

Best Securities House in the Greater Bay Area


Best Wealth Managers in China Awards 2023

Best Securities House in Wealth Management: 

CICC Wealth Management


  • Finance Asia

    Finance Asia

    Country Awards 2022

    China(Domestic)
    Best Investment Bank

    Best ECM House

    Best DCM House

    Best Broker

  • Euromoney

    Euromoney

    Market Leaders Rankings 2022

    Market Leader of Investment Banking(Chinese Securities Houses)

  • Fortune

    Fortune

    ESG Influence Ranking of China 2022(Top 40)

  • The Asset

    The Asset

    Sustainable Investing Awards for Institutional Investor, ETF, and Asset Servicing Provid-ers 2022

    Asset Management Company of the Year (Overall Offshore, China):

    CICC Hong Kong Asset Management

  • Global Finance

    Global Finance

    Best Investment Banks Awards 2022

    Best Equity Bank in Asia-Pacific

    Stars of China 2022

    Best Bank for Green Bonds

    Best Domestic Bank for Renminbi Internationalization

  • Asian Private Banker

    Asian Private Banker

    China Wealth Awards 2021

    Best Wealth Manager in China (Asset Allocation Services and Research):

    CICC Wealth Management

  • Institutional Investor

    Institutional Investor

    2022 All-Asia Executive Team

    All-Asia Banks and Non-Bank Finance Sector

    Honored Companies (Rank 2)

    Best ESG (Combined & Buyside Rank 2)

    Best CEOs (Combined & Buyside):

    Zhaohui Huang (Rank 2)

    Best CFOs (Combined & Buyside):

    King Fung (William) Wong (Rank 2)

    Best IR Program (Combined & Buyside Rank 2)

    Best IR Team (Combined & Buyside Rank 2)

  • Asiamoney

    Asiamoney

    Greater Bay Area Awards 2022

    Best Securities House in the Greater Bay Area

    Best Wealth Managers in China Awards 2022

    Best Securities House in Wealth Management

  • Asiamoney

    Asiamoney

    Brokers Poll 2022

    China(A&B Share)
    Best Domestic Brokerages
    Best Brokerages for Research
    Best Brokerages for Sales

    Best Brokerages for Corporate Access

    Best Brokerages for Execution

    Best Brokerages for Stock Connect Northbound Trading
    Hong Kong, China
    Best Brokerages
    Best Brokerages for Research
    Best Brokerages for Sales

    Best Brokerages for Corporate Access

    Best Brokerages for Execution

    Best Brokerages for Stock Connect Northbound Trading

  • Forbes China

    Forbes China

    2022 Best Employer Selection

    China's Best Employers of the Year

    China's Most Sustainable Employer of the Year

    China's Best Employers for Digital Responsibility of the Year

  • CAPCO

    CAPCO

    ESG Practice Cases of Listed Companies Awards 2022

    Best ESG Practice Cases of A-share Listed Companies

  • Securities Times

    Securities Times

    Best Institutions of Securities Industry in China Awards 2022

    Best Full-Service Investment Bank
    Best Investment Bank for SSE STAR Market

    Best Investment Bank for Shenzhen & Shanghai Main Board

    Best Financial Advisor

    Best Investment Bank for TMT

    Best Investment Bank for North & Northeast China
    Best Cross Border Investment Bank

    Best Financial Advisor for Public Offering Reits

    Best Deals of Main Board:

    China Telecom IPO

    Best Main Broker

    Best Wealth Management Brand:

    CICC Wealth Management

    Best Full-Service Asset Management Institution

    Public Equity Products:

    CICC Xinrui

    Best Fixed Income+ Asset Management Product:

    CICC Xiangyang Sanhao

  • China Securities Journal

    China Securities Journal

    Best Securities Company Awards 2022

    Best Securities Companies
    Best Securities Companies for CSR

    Best Securities Companies for Corporate Culture Construction

    Best Securities Companies for Financial Technology

    Top 10 Securities Companies for Serving the Listing of Science Innovation Enterprises

    Best Wealth Management Team

    Best Asset Management Products Awards 2022

    Best 1-year Equity Asset Management Plan:

    CICC Xinrui

  • China Business Journal

    China Business Journal

    Financial High Quality Development Cases Award 2022

    Outstanding Social Responsibility Securities Company

  • Zero2IPO Group

    Zero2IPO Group

    Zero2IPO Limited Partner Awards 2022

    Top 30 PE Limited Partner in China:

    CICC Capital (Rank 1)

  • NBD

    NBD

    China Securities Business Awards 2022

    Best ESG Securities Companies

    Top 30 Brand Value of Listed Chinese Securities Companies

    Best Asset Management of Securities Companies

    Best Wealth Management of Securities Companies:

    CICC Wealth Management

Finance Asia

Country Awards 2022

China(Domestic)
Best Investment Bank

Best ECM House

Best DCM House

Best Broker

  • Finance Asia

    Finance Asia

    Country Awards 2021

    China:
    Best Investment Bank

    Best ECM House

    Best Broker
    Hong Kong, China(Chinese Financial Institutions):
    Best Investment Bank

  • IFR Asia

    IFR Asia

    IFR Asia Awards 2021

    China Equity House

  • Global Finance

    Global Finance

    Stars of China 2021

    Best Bank for Green Bonds

    Best SME Services Bank

    Best Wealth Management Provider

  • Asian Private Banker

    Asian Private Banker

    China Wealth Awards 2020

    Best Wealth Manager in China (Services for Entrepreneurs)

  • Institutional Investor

    Institutional Investor

    2021 All-Asia Executive Team

    All-Asia Banks Sector

    Most Honored Companies (Rank 2)

    Best ESG (Combined & Buy-Side Rank 2)

  • Institutional Investor & Caixin

    Institutional Investor & Caixin

    2021 All-China Research & Sales Team

    The All-China Best Research Team
    Firm Leaders: Overall (Rank 1)

    Analyst Leaders: Overall (Rank 1)
    The All-China Best Sales Team

    The Leaders: Overall (Rank 1)

    China’s Top Corporate Access Providers
    The Leaders: Overall (Rank 1)

  • Asiamoney

    Asiamoney

    China Corporate and Investment Banking Awards 2021

    Best Securities House in China

    Best for Cross Border Debt Capital Markets in China

    Best for Cross Border M&A in China

    China Securitization Awards 2021

    Most Innovative Securities House

    China Best Wealth Managers 2021

    Best Securities House in Wealth Management

  • Asiamoney

    Asiamoney

    Brokers Poll 2021

    China(A&B Share)
    Best Domestic Brokerages
    Best Brokerages for Research
    Best Brokerages for Sales

    Best Brokerages for Corporate Access

    Best Brokerages for Execution

    Best for Corporate Access

    Best Brokerages for Stock Connect Northbound Trading
    Hong Kong, China
    Best Domestic Brokerages
    Best Brokerages for Research
    Best Brokerages for Sales

    Best Brokerages for Corporate Access

    Best Brokerages for Execution

    Best Brokerages for Stock Connect Northbound Trading

  • HKEX

    HKEX

    Stock Connect Awards 2020

    Top Broker of the Year

  • HK Takung Wenwei

    HK Takung Wenwei

    Guangdong-Hong Kong-Macao Greater Bay Area Awards 2021

    Best Financial Services Institution for Guangdong-Hong Kong-Macao Greater Bay Area

  • Forbes China

    Forbes China

    2021 Best Employer Selection

    China's Best Employers

    China's Most Innovative Employers for HR Management

  • Securities Times

    Securities Times

    Best Institutions of Securities Industry in China Awards 2021

    Best Full-Service Investment Bank
    Best Investment Bank for SSE STAR Market

    Best Cross Border Investment Bank

    Best Wealth Management Brand:

    CICC Wealth Management

    Securities Times Awards 2021

    2021 Best PE Institutions
    CICC Capital

    Best Institutions on Semiconductor Investment

    CICC Capital

  • China Securities Journal

    China Securities Journal

    Best Securities Company Awards 2021

    Best Securities Companies
    Best Securities Companies for CSR

    Best Wealth Management Team

    Best Investment Banking Team

    Best Asset Management Products Awards 2021

    Best Asset Management Institution of the Year

  • Shenzhen Stock Exchange

    Shenzhen Stock Exchange

    Outstanding Institutions and Individuals in Bond Market Awards 2020

    Best ABS Manager

    Best Interest Rate Bond Underwriter

    Best Contribution for Bond Trading Mechanism

  • Wealth Magazine

    Wealth Magazine

    Wealth APAC Awards 2021

    Best Domestic Securities Company for Wealth Management:

    CICC Wealth Management

    Best Wealth Management Family Office:

    CICC Global Family Office

  • Caijing

    Caijing

    Best Securities Companies Awards 2020

    Best Securities Companies

    Best CSR

    Best Investor Relations

    Best Investment Bank for STAR Market

    Outstanding Securities Figures

    Peng Wensheng, Chief Economist of CICC

  • Red Cross Society of China

    Red Cross Society of China

    Dedication Medal of Red Cross Society of China

    Beijing CICC Charity Foundation

  • Financial News

    Financial News

    Gold Medal Awards 2021

    Best CSR Enterprises

  • Tencent

    Tencent

    China Benefit Corporation Award 2021

    Best ESG Enterprises

  • JRJ.com

    JRJ.com

    10th GoldenWis Award

    Best CSR Enterprises

  • Jiemian News

    Jiemian News

    Outstanding Charity Cases 2021

    Beijing CICC Charity Foundation(Rural Doctor Training and Maternal and Child Health Pro-ject)

Finance Asia

Country Awards 2021

China:
Best Investment Bank

Best ECM House

Best Broker
Hong Kong, China(Chinese Financial Institutions):
Best Investment Bank

  • Finance Asia

    Finance Asia

    Country Awards 2020

    China:
    Best Investment Bank

    Best ECM House
    Hong Kong, China(Chinese Financial Institutions):
    Best Investment Bank

    Best ECM House

  • HK Takung Wenwei

    HK Takung Wenwei

    Golden Bauhinia Awards 2020

    Best Listed Companies

  • Institutional Investor

    Institutional Investor

    2020 All-Asia Executive Team (Banks Sector)

    Best ESG (Buy-Side Rank 1)

  • Institutional Investor & Caixin

    Institutional Investor & Caixin

    2020 All-China Research Team Awards

    The All-China Best Research Team
    Firm Leaders: Overall (Rank 1)
    The All-China Best Sales Team
    The Leaders: Overall (Rank 1)

  • Asiamoney

    Asiamoney

    New Silk Road Finance Awards 2020

    Best Research House for BRI

    Best Chinese Bank in the Region for BRI (Southeast Asia)

    Best Chinese Bank in the Region for BRI (Central and Eastern Europe & Central and West Asia)

    China ABS Awards 2020

    Best Firm for Securitization

    Best for CMBS

    China Best Wealth Managers 2020

    Best Securities House in Wealth Management

  • Asiamoney

    Asiamoney

    Brokers Poll 2020

    China(A&B Share)
    Overall Combined Research & Sales
    Best Local Brokerage
    Best for Overall Research
    Best Overall Sales Services

    Best for Corporate Access

    Best for Execution
    China(H-share, Red chip & P-chip)
    Best Local Brokerage
    Best for Overall Research
    Best Overall Sales Services

    Best for Corporate Access

    Best for Execution
    Hong Kong, China (Local Share)
    Best Local Brokerage
    Best for Overall Research (Rank 2)
    Best Overall Sales Services

    Best for Corporate Access

    Best for Execution

  • Securities Times

    Securities Times

    Best Investment Bank & Brokerage House in China Awards 2020

    Best Full-Service Investment Bank
    Best Investment Bank for SSE STAR Market
    Best Investment Bank for Main Board
    Best Brokerage House for Institutional Investor

    Best Wealth Management Institution in China Awards 2020

    Best Wealth Management Institution
    Best Investment Team of Equity Assets:
    Equity Investment Team of CICC

  • China Securities Journal

    China Securities Journal

    Best Asset Management Products Awards 2019

    Best Asset Management Institution of the Year
    Best Overseas Asset Management Institution of the Year
    Best Innovative Asset Management Plan of the Year:

    ICBC CICC USD MONEY MARKET ETF

    Best Two-year Asset Management Plan:

    CICC Anxin Huibao, CICC Peizhi, CICC Xinrui

    Best Securities Company Awards 2020

    Top 10 Best Securities Companies
    Best Securities Companies for CSR
    Best Wealth Management Team

    Best Securities Companies for Fintech

    Best Securities Companies for Culture Construction

  • Zero2IPO Group

    Zero2IPO Group

    China Venture Capital & Private Equity Ranking 2020

    Top 100 Best PE Institutions in China:

    CICC Capital (Rank 5)

    Top 10 Best Equity Investment Institutions of Investment Bank in China:

    CICC Capital (Rank 1)

    Top 10 Best Investment Institutions for Science and Technology Innovation enterprises in China:

    CICC Capital

  • Tencent

    Tencent

    China Benefit Corporation Award 2020

    Best Charity Award

Finance Asia

Country Awards 2020

China:
Best Investment Bank

Best ECM House
Hong Kong, China(Chinese Financial Institutions):
Best Investment Bank

Best ECM House

  • Finance Asia

    Finance Asia

    China Awards 2019

    Best Investment Bank
    Best M&A House
    Best Structured Finance Deal:
    Suning Yunchuang Rmb4.9 billion Asset-backed Securitization

    Achievement Awards 2019

    Dear of the Year:
    Alibaba's $11.2 billion HK IPO
    Best Equity Deal:
    Sea $1.6 billion NYSE Follow-on Offering
    Best IPO:
    Hansoh Pharmaceutical’s $1 billion IPO
    Best Deal of China:
    China Railway Signal RMB10.5bn A-Share STAR Market IPO

  • IFR Asia

    IFR Asia

    IFR Asia Awards 2019

    China Equity House

  • The Asset

    The Asset

    Triple A Country Awards 2019

    Best Equity:
    China East Education Holdings US$632 million Hong Kong IPO
    Best ADR:
    Luckin Coffee US$695 million US IPO
    Best Bank Capital Bond:
    China Construction Bank US$1.85 billion tier 2 Bond
    Best Local Currency Bond:
    Bank of China 40-billion-yuan Perpetual Bond
    Best Domestic M&A Deal:
    China Merchants Group Acquisition of Liaoning Port Group
    Best IPO (Singapore):
    Prime US REIT US$632 million IPO

  • HK Takung Wenwei

    HK Takung Wenwei

    Golden Bauhinia Awards 2019

    Best Listed Companies

  • Institutional Investor

    Institutional Investor

    2019 All-Asia Executive Team (Banks Sector)

    Most Honored Companies (Rank 3)
    Best CEOs:
    Mingjian Bi (Buy-Side Rank 1/ Combined Rank 2)
    Best CFOs:
    King Fung (William) Wong (Buy-Side Rank 1/ Combined Rank 2)
    Best IR Companies (Buy-Side Rank 2/ Combined Rank 3)
    Best Corporate Governance (Rank 3)
    Best ESG/SRI Metrics (Rank 3)

  • Institutional Investor & Caixin

    Institutional Investor & Caixin

    2019 All-China Research Team Awards

    The All-China Best Research Team
    Analyst Leaders: Overall (Rank 1)
    The All-China Best Sales Team
    The Leaders: Overall (Rank 1)

  • Asiamoney

    Asiamoney

    China Corporate and Investment Banking Awards 2019

    Best for Domestic M&A
    Best for Cross Border Equity Capital Markets

    New Silk Road Finance Awards 2019

    Best Overall Research House for BRI
    Best Chinese Bank in the Region for BRI (Central and Eastern Europe & Central and West Asia)

    China Asset-Backed Securities Awards 2019

    Most Innovative Bank

    China Best Wealth Managers 2019

    Best Securities House in Wealth Management

    Asiamoney 30th Anniversary Brokers Poll of Polls

    Best Local Brokerage in China

  • Asiamoney

    Asiamoney

    Brokers Poll 2019

    China(A&B Share)
    Overall Combined Research & Sales
    Best Local Brokerage
    Best for Overall Research
    Best Overall Sales Services
    China(H-share, Red chip & P-chip)
    Best Local Brokerage
    Best for Overall Research
    Best Overall Sales Services
    Hong Kong, China (Local Share)
    Best Local Brokerage
    Best for Overall Research (Rank 2)
    Best Overall Sales Services

  • HKEX

    HKEX

    Stock Connect Awards 2019

    Top Broker

  • Forbes

    Forbes

    List of 50 Top Multinational Leaders 2019

    Bi Mingjian, CICC

    Global 2000 List 2019

    World's Best Employers

  • Fortune China

    Fortune China

    China's 30 Most Powerful Investor 2019

    Ding Wei, Chairman of CICC Capital

  • Asian Private Banker

    Asian Private Banker

    China Wealth Awards 2018

    Best Wealth Manager in China(Ultra High Net Worth Services)
    Best Wealth Manager in China(Entrepreneur Services)

  • Securities Times

    Securities Times

    Best Investment Bank in China Awards 2019

    Best Full-Service Investment Bank
    Best M&A Investment Bank
    Best IPO Investment Bank
    Best ABS Investment Bank

  • China Securities Journal

    China Securities Journal

    Best Asset Management Products Awards 2018

    Best Asset Management Institution of the Year
    Best Asset Management Institution for CSR of the Year
    Best Innovative Asset Management Plan of the Year:
    CICC Bloomberg Barclays China Treasury 1-10 Years ETF

    Best Securities Company Awards 2019

    Top 10 Best Securities Companies
    Best Securities Companies for CSR
    Best Wealth Management Team
    Best Investment Banking Team

  • YICAI

    YICAI

    SCI-TECH Innovation Awards 2019

    Best Investment Bank for STAR Market Service

    Equity Investment Value Ranking 2019

    Market-oriented FOF of the Year: CICC Capital

  • Wealth Magazine

    Wealth Magazine

    Wealth APAC & China Awards 2019

    Best Domestic Securities Company for Wealth Management

  • Tencent

    Tencent

    China Benefit Corporation Award 2019

    Best Charity Award

Finance Asia

China Awards 2019

Best Investment Bank
Best M&A House
Best Structured Finance Deal:
Suning Yunchuang Rmb4.9 billion Asset-backed Securitization

Achievement Awards 2019

Dear of the Year:
Alibaba's $11.2 billion HK IPO
Best Equity Deal:
Sea $1.6 billion NYSE Follow-on Offering
Best IPO:
Hansoh Pharmaceutical’s $1 billion IPO
Best Deal of China:
China Railway Signal RMB10.5bn A-Share STAR Market IPO

  • FinanceAsia

    FinanceAsia

    Country Awards 2018

    Best Investment Bank in China

  • Institutional Investor/ Caixin

    Institutional Investor/ Caixin

    2018 All-China Research Team

    The All-China Research Team (Team-Based Leaders)

    The Leaders: Overall (Rank 1)

    The Leaders: Mainland China (Rank 1)

    The Leaders: Rest of World (Rank 1)

    The All-China Research Team (Analyst-Based Leaders)

    The Leaders: Overall (Rank 1)

    The Leaders: Mainland China (Rank 1)

    The Leaders: Rest of World (Rank 2)

    The All-China Sales Team

    The Leaders: Overall (Rank 1)

    The Leaders: Mainland China (Rank 1)

    The Leaders: Rest of World (Rank 4)

    The Best Teams of the Year (Rank 1)

    Alternative Energy & Environmental Services (Overall/ Mainland)

    Autos & Auto Parts (Overall/ Mainland)

    Banks (Overall/ Mainland)

    Communications & Media (Overall/ Mainland)

    Electronics (Rest of World)

    Food & Beverage (Overall/Mainland/ Rest of World)

    Gaming, Lodging & Leisure (Overall)

    Infrastructure, Construction & Engineering (Overall/ Mainland)

    Machinery (Overall/ Mainland/ Rest of World)

    Non-bank Finance (Overall/ Mainland)

    Nonferrous Metal (Mainland)

    Oil, Gas & Petrochemicals (Overall/ Mainland)

    Pharmaceuticals & Biotechnology (Overall/ Mainland)

    Public Utilities (Overall/ Mainland)

    Real Estate (Overall/ Mainland)

    Technology (Overall/ Mainland/ Rest of World)

    Telecommunications (Overall/ Mainland)

    Textile & Apparel (Overall/ Mainland)

    Transportation & Warehousing (Overall/ Mainland/ Rest of World)

    Wholesale Distributors & Retailing (Overall/ Mainland)

    Economics (Overall/ Mainland)

    Portfolio Strategy (Overall/ Mainland)

    The Best Teams of the Year (Rank 2)

    Electronics (Overall)

    Gaming, Lodging & Leisure (Mainland)

    Internet (Overall/ Mainland)

    Nonferrous Metal (Overall)

    Real Estate (Rest of World)

    Steel (Mainland)

    Wholesale Distributors & Retailing (Rest of World)

    The Best Teams of the Year (Rank 3)

    Basic Chemicals (Overall/ Mainland)

    Coal (Overall/ Mainland)

    Communications & Media (Rest of World)

    Non-bank Finance (Rest of World)

    Oil, Gas & Petrochemicals (Rest of World)

    Steel (Overall)

    Telecommunications (Rest of World)

    Economics (Rest of World)

    Portfolio Strategy (Rest of World)

    The Best Analysts of the Year (Rank 1)

    Alternative Energy & Environmental Services (Mainland) : Tao Zeng

    Autos & Auto Parts (Overall/ Mainland) : Wei Feng

    Banks (Overall/Mainland): Shuaishuai Zhang

    Basic Chemicals (Overall/Mainland): Xuan Li

    Communications & Media (Overall/ Mainland/ Rest of World): Wei Meng

    Electronics (Overall/ Rest of World): Leping Huang

    Food & Beverage (Overall/ Mainland): Ruochen Lv

    Infrastructure, Construction & Engineering (Overall/ Mainland): Xin Yang

    Internet (Mainland): Yue (Natalie) Wu

    Machinery (Overall/ Rest of World): Lingxin Kong

    Machinery (Mainland): Yufei Wang

    Non-bank Finance (Overall/ Mainland): Zeyu Yao

    Nonferrous Metal (Mainland): Yubo Dong

    Pharmaceuticals & Biotechnology (Overall/ Mainland): Peng Zou

    Public Utilities (Mainland): Tao Zeng

    Real Estate (Overall/ Mainland): Yu (Eric) Zhang

    Technology (Overall/ Rest of World): Leping Huang

    Technology (Mainland): Ning Ding

    Telecommunications (Overall/ Mainland/ Rest of World): Kai Qian

    Textile & Apparel (Overall/ Mainland): Haiyan Guo

    Transportation & Warehousing (Overall/ Mainland/ Rest of World): Xin Yang

    Wholesale Distributors & Retailing (Overall/ Mainland): Haiyan Guo

    Economics (Overall/ Mainland): Hong Liang

    Portfolio Strategy (Overall/ Mainland): Hanfeng Wang

    The Best Analysts of the Year (Rank 2)

    Alternative Energy & Environmental Services (Overall) : Tao Zeng

    Coal (Mainland) : Yubo Dong

    Communications & Media (Overall/ Mainland): Xueqing Zhang

    Food & Beverage (Overall/ Mainland): Feiyang (Paul) Yuan

    Gaming, Lodging & Leisure (Mainland): Haiyan Guo

    Infrastructure, Construction & Engineering(Mainland): Xinyue Zhao

    Internet (Overall): Yue (Natalie) Wu

    Machinery (Overall): Yufei Wang

    Machinery (Mainland): Lingxin Kong

    Non-bank Finance (Mainland): Han Pu

    Nonferrous Metal (Overall): Yubo Dong

    Oil, Gas & Petrochemicals (Overall/ Mainland): Zhongyang (Nelson) Wang

    Public Utilities (Overall/ Mainland): Jun (Karl) Liu

    Real Estate (Rest of World): Yu (Eric) Zhang

    Technology (Overall): Kai Qian

    Technology (Mainland): Ting Lu

    Textile & Apparel (Rest of World): Haiyan Guo

    Wholesale Distributors & Retailing (Overall/ Mainland): Junhao Fan

    Economics (Overall/ Mainland): Huan (Eva) Yi

    Economics (Rest of World): Hong Liang

    Portfolio Strategy (Overall/ Mainland): Gang (Kevin) Liu

    Portfolio Strategy (Rest of World): Hanfeng Wang

    The Best Analysts of the Year (Rank 3)

    Alternative Energy & Environmental Services (Overall/ Mainland) : Jun (Karl) Liu

    Banks (Mainland): Jiahui Yan

    Basic Chemicals (Rest of World): Xuan Li

    Coal (Overall/ Mainland) : Yan Chen

    Electronics (Mainland): Leping Huang

    Food & Beverage (Rest of World): Feiyang (Paul) Yuan

    Gaming, Lodging & Leisure (Overall): Shengyong Goh

    Infrastructure, Construction & Engineering(Overall): Xinyue Zhao

    Machinery (Overall/ Mainland): Juncheng Chen

    Non-bank Finance (Mainland): Dan Tian

    Nonferrous Metal (Overall/ Mainland): Yan Chen

    Oil, Gas & Petrochemicals (Rest of World): Zhongyang (Nelson) Wang

    Steel (Mainland): Coral Li

    Technology (Overall): Ning Ding

    Technology (Mainland): Kai Qian

    Transportation & Warehousing (Overall/ Mainland): Xinyue Zhao

    Wholesale Distributors & Retailing (Rest of World): Haiyan Guo

    Portfolio Strategy (Mainland): Qiusuo Li

    Small & Midcapitalization Stocks (Mainland): Kai Qian

    Top 10 Analysts:

    Xin Yang

    Haiyan Guo

    Kai Qian

    Yan Chen

  • Asiamoney

    Asiamoney

    Brokers Poll 2018

    Overall Combined Research & Sales

    Best Local Brokerage

    Best for Overall Country Research

    Best Overall Sales Services

    Best Analyst

    Best Economist: Hong Liang

    Best Strategist: Hanfeng Wang

    Small Cap: Kai Qian

    Automobiles & Components: Wei Feng

    Banks: Shuaishuai Zhang

    Consumer Discretionary: Wei Meng

    Consumer Staples: Haiyan Guo

    Industrials: Yufei Wang

    Diversified Financials: Zeyu Yao

    Energy: Yan Chen

    Healthcare: Peng Zou

    Materials: Xuan Li

    Real Estate: Yu Eric Zhang

    Telecommunication Services: Kai Qian

    Transportation: Xin Yang

    Utilities: Tao Zeng

    Best Country Salesperson

    Yiming Zhang

  • Forbes

    Forbes

    2018 China Top PE

    CICC Capital

  • Zhitong/ Tonghuashun

    Zhitong/ Tonghuashun

    Golden Hong Kong Stocks Award 2017

    Most Valuable Financial Stocks Company

  • Securities Times

    Securities Times

    Best Wealth Management Institution in China Awards 2018

    Best Wealth Management Brand

    Best Investment Team of Fixed-income Assets

  • FinanceAsia

    FinanceAsia

    Achievement Awards 2018

    Best China Deal & Best Financing:

    Ant Financial’s $14 billion Series C Funding

  • FinanceAsia

    FinanceAsia

    China Awards 2018

    Best Investment Bank (Domestic)

    Best M&A House

    Dear of the Year:

    Ant Financial's $14 billion Series C Funding

    Best Domestic IPO:

    Foxconn Industrial Internet's $4.2 billion IPO

    Best Cross-border M&A Deal:

    Global Logistic Properties' $11.6 billion Privatisation Deal

  • The Asset

    The Asset

    Asian Local Currency Bond Awards 2018

    Best Local Currency Bond Individuals in Research in China

    Jiqiang Zhang (Rank 1)

    Jiangfan Ji (Rank 4)

    Jianheng Chen (Highly Commended)

  • The Asset

    The Asset

    Triple A Country Awards 2018

    Best Deals

    Best IPO (Singapore):

    Sasseur REIT US$305 million IPO

    Best IPO (Taiwan):

    Foxconn Industrial Internet US$4.27 billion equivalent A-share IPO

  • Institutional Investor

    Institutional Investor

    2018 All-Asia Sales Team

    Leaders Board (Rank 10)

  • Institutional Investor

    Institutional Investor

    2018 All-Asia Research Team

    Analyst-Based Leaders (Rank 8)

  • Asiamoney

    Asiamoney

    China Asset-Backed Securities Awards 2018

    Most Innovative Bank

  • Asiamoney

    Asiamoney

    New Silk Road Finance Awards 2018

    Best Overall Bank for Advising Chinese Institutions on BRI

    Best Bank for BRI-related Financing in the Region (Central and Eastern Europe & Central and West Asia)

  • Asiamoney

    Asiamoney

    China Corporate and Investment Banking Awards 2018

    China’s Best Corporate and Investment Bank for M&A (Domestic)

    China’s Best Corporate and Investment Bank for M&A (Cross-Border)

    China’s Best Corporate and Investment Bank for ECM (Cross-Border)

  • Thomson Reuters

    Thomson Reuters

    Thomson Reuters Analyst Awards 2018 (Asia)

    Top Earnings Estimator:

    Overall Analyst Awards: He, Wei (Rank 7)

    Health Care: Tu, Weiying (Rank 2)

    Machinery & Materials: He, Wei (Rank 2)

    Software & IT Services: Wu, Natalie (Rank 3)

    Top Stock Pickers:

    Consumer Goods & Services: Feng, Wei (Rank 3)

  • Thomson Reuters

    Thomson Reuters

    Thomson Reuters Analyst Awards 2018 (Mainland China & Hong Kong)

    Top Award-Winning Brokers (Rank 3)

    Top Earnings Estimator:

    Overall Analyst Awards: Feng, Wei (Rank 8)

    Automobiles & Machinery: Feng, Wei (Rank 2)

    Health Care: Tu, Weiying (Rank 2

    IT & Consumer Durables: He, Wei (Rank 1)

    Retailing: Fan, Junhao (Rank 1)

    Retailing: Feng, Wei (Rank 3)

    Software & Services: Lu, Ting (Rank 3)

    Top Stock Pickers:

    Software & Services: Lu, Ting (Rank 2)

  • HKEX

    HKEX

    Stock Connect Awards for 2017

    Top SPSA Participation of the Year – Stock Connect

    Top Shanghai Connect Trading Award – Chinese Broker

    Top Shenzhen Connect Trading Award – Chinese Broker

  • Tencent News/ Finet

    Tencent News/ Finet

    Top 100 Hong Kong Listed Companies Award 2017

    Best Value Growth for New Listed Company

  • EFA

    EFA

    Best Paper Award 2018

    The Pagano and Zechner Prize

    Haizhou Huang

  • MerComm Inc.

    MerComm Inc.

    ARC Awards 2018

    Banking & Financial Services: Hong Kong/PRC

    Traditional Annual Report (Bronze)

    Cover Photo/Design (Bronze)

  • BCA

    BCA

    Singapore BCA Green Mark Award 2018

    BCA Green Mark:

    China International Capital Corporation (Singapore))

    Pte. Limited

  • Securities Times

    Securities Times

    2018 Poverty Alleviation Awards of Securities and Futures Industry

    Best Educational Poverty Alleviation

  • YICAI

    YICAI

    Best Securities Analyst 2017

    Best Sell-side Analysts

    Fixed-income Research (Rank 2)

  • YICAI

    YICAI

    China Financial Value Ranking 2018

    Investment Banker of the Year:

    Bi Mingjian

  • NBD

    NBD

    China Securities Business Awards 2018

    Best Investment Bank Brand

    Most Forward-looking Overseas Business Network:

    China International Capital Corporation (Hong Kong) Limited

  • IFN

    IFN

    China Pioneer Securities Broker 2018

    Best Service Provider for High-net-worth Clients in China

  • China Securities Journal

    China Securities Journal

    Best Equity Investment in China Awards 2018

    Best Equity Investment Institutions of Investment Bank:

    CICC Capital

  • China Securities Journal

    China Securities Journal

    2017 Best Asset Management Products Awards

    Best 3-years Asset Management Plan: CICC Anxin Huibao

  • New Fortune

    New Fortune

    Best Investment Bank in China Awards 2018

    Best Investment Bank in China (Rank 4)

    Best Investment Bank for Overseas Market (Rank 1)

    Best Investment Bank for Refinancing (Rank 1)

    Best Equity House in China (Rank 3)

    Best Bond House in China (Rank 10)

    Best Investment Bank for IPO (Rank 7)

    Best Investment Bank for M&A (Rank 4)

    Best Investment Bank for Innovation (Rank 3)

    Best Investment Bank for Logistics Industry (Rank 3)

    Best Refinancing Projects: China Unicom (Rank 1)

    Best IPO Projects: Yealink (Rank 3)

    Best Convertible Bond Projects: East Money Convertible Bond (Rank 3)

    Best Overseas Projects: Yancoal's US$2.5bn ASX Equity Raising (Rank 2)

  • China Fund

    China Fund

    Best Asset Management in China Awards 2018

    Best Asset Management of Fixed-income Product

    Best Asset Management of Equity Product

    Best Asset Management of ABS Product

  • Caixin

    Caixin

    Achievement Awards of Capital Market 2018

    Best Investment Bank in China (Rank 4)

    Best Investment Bank for Overseas Market (Rank 1)

    Best Investment Bank for Refinancing (Rank 1)

    Best Equity House in China (Rank 3)

    Best Bond House in China (Rank 10)

    Best Investment Bank for IPO (Rank 7)

    Best Investment Bank for M&A (Rank 4)

    Best Investment Bank for Innovation (Rank 3)

    Best Investment Bank for Logistics Industry (Rank 3)

    Best Refinancing Projects: China Unicom (Rank 1)

    Best IPO Projects: Yealink (Rank 3)

    Best Convertible Bond Projects: East Money Convertible Bond (Rank 3)

    Best Overseas Projects: Yancoal's US$2.5bn ASX Equity Raising (Rank 2)

  • China Fund

    China Fund

    Best Asset Management in China Awards 2018

    Best Asset Management of Fixed-income Product

    Best Asset Management of Equity Product

    Best Asset Management of ABS Product

  • Caixin

    Caixin

    Achievement Awards of Capital Market 2018

    Best M&A Financial Advisor in China

  • Capital Week

    Capital Week

    2018 Crystal Ball Awards for Sell-side Analysts

    Bond Research:

    CICC Fixed-income Research Team (Rank 1)

  • Wallstreetcn .com

    Wallstreetcn .com

    2018 Philosopher's Stone Best Analyst Awards

    Bond Research:

    CICC Fixed-income Research Team (Rank 1)

  • China-fof.com

    China-fof.com

    Gold Lotus Award 2018

    Top 100 Most Influential FoF Institutions in China and US

    CICC Capital (Rank 1)

    Top 30 Best Return FoF Institutions in China

    Top 30 Best Risk Management FoF Institutions in China

    CICC Capital (Rank 5)

    Top 10 Most Outstanding Persons of FoF

    Institutions in China

    DING Wei from CICC Capital (Rank 1)

  • Tonghuashun Finance

    Tonghuashun Finance

    2018 Best Analyst Awards

    Best Research Institution

  • Eastmoney .com/ 1234567.com

    Eastmoney .com/ 1234567.com

    Eastmoney Award 2018

    Best Asset Management of Equity Investment

    Best Fund Company for Creative Marketing:

    CICC Fund

FinanceAsia

Country Awards 2018

Best Investment Bank in China

  • Finance Asia

    Finance Asia

    Country Awards 2017

    Best Investment Bank in China

  • The Asset

    The Asset

    Triple A Country Awards 2017

    China Region

    Best Corporate and Institutional Bank – Domestic

    Best Equity Adviser

    Best Deals in China

    Best IPO:

    ZhongAn Online P&C Insurance Company US$1.75 billion IPO

    Best Panda Bond:

    United Company RUSAL One billion yuan Panda Bond

    Best Bank Capital:

    Postal Savings Bank of China US$7.25 billion Additional Tier 1 Capital Securities

    Best IPO (Taiwan):

    FIT Hon Teng US$394 million IPO

  • Institutional Investor

    Institutional Investor

    2017 All-China Research Team

    The Leaders: Overall (Rank 1)

  • Institutional Investor & Caixin

    Institutional Investor & Caixin

    2017 All-China Research Team

    The Best Research Team (Mainland China)

    The Best Sales Team (Mainland China / International)

    Greater China Research Score Leaders Table

    The Best Analyst (Rank 1)

    Autos & Auto Parts (Mainland) : Wei Feng

    Banks (Mainland): Shuaishuai Zhang

    Conglomerates (Mainland): Feiyang (Paul) Yuan

    Consumer/Discretionary (Mainland): Haiyan Guo

    Consumer/Nondiscretionary (Mainland / International): Feiyang (Paul) Yuan

    Gaming, Lodging & Leisure (Mainland): Yaoxin Huang

    Industrials (Mainland): Yufei Wang

    Infrastructure & Transportation (Mainland / International): Xin Yang

    Insurance (Mainland): Bolun Tang

    Internet (Mainland): Zeyu Yao

    Public Utilities (Mainland): Chao (Aaron) Ji

    Real Estate (Mainland): Yu (Eric) Zhang

    Renewable Energy & Environmental Services (Mainland): Chao (Aaron) Ji

    Technology (Mainland): Kai Qian

    Telecommunications (Mainland): Wei Meng

    Economics (Mainland): Hong Liang

    Portfolio Strategy (Mainland / International): Hanfeng Wang

    The Best Analyst (Rank 2)

    Basic Materials (Mainland): Yubo Dong

    Conglomerates (Mainland): Mengya Zeng

    Consumer/Discretionary (Mainland): Yaoxin Huang

    Consumer/Nondiscretionary (Mainland): Ruochen Lv

    Gaming, Lodging & Leisure (Mainland): Shengyong Goh

    Health Care (Mainland): Peng Zou

    Industrials (Mainland): Huimin Wu

    Internet (Mainland): Yue (Natalie) Wu

    Metals & Mining (Mainland): Yubo Dong

    Oil, Gas & Petrochemicals (Mainland): Bin Guan

    Public Utilities (Mainland): Long Chen

    Real Estate (International): Yu (Eric) Zhang

    Technology (Mainland / International): Leping Huang

    Telecommunications (Mainland): Pei Yin

    Economics (Mainland): Huan (Eva) Yi

    Portfolio Strategy (Mainland): Gang (Kevin) Liu

    Small & Midcapitalization Stocks (Mainland): Kai Qian

    The Best Analyst (Rank 3)

    Autos & Auto Parts (International): Wei Feng

    Banks (Mainland): Victor Wang

    Basic Materials (Mainland): Yan Chen

    Consumer/Discretionary (Mainland): Junhao Fan

    Health Care (Mainland): Jing Qiang

    Industrials (Mainland): Lingxin Kong

    Infrastructure & Transportation (Mainland): Lingxin Kong

    Metals & Mining (Mainland): Yan Chen

    Renewable Energy & Environmental Services (Mainland): Long Chen

    Technology (Mainland): Ting Lu

    Telecommunications (Mainland / International): Kai Qian

    Economics (International): Hong Liang

  • Asiamoney

    Asiamoney

    Brokers Poll 2017

    Overall Combined Research & Sales

    Best Local Brokerage

    Best for Overall Country Research

    Best Overall Sales Services

    Best Execution

    Best in Sales Trading

    Most Improved Brokerage over the Last 12 Months

    Best for Events and/or Conferences

    Best for Roadshows and Company Visits

    Most Independent Research Brokerage

    Best Analyst

    Best Economist: Hong Liang

    Best Strategist: Hanfeng Wang

    Small Cap: Kai Qian

    Automobiles & Components: Wei Feng

    Banks: Shuaishuai Zhang

    Consumer Discretionary: Wei Meng

    Industrials: Yufei Wang

    Diversified Financials: Zeyu Yao

    Healthcare: Peng Zou

    Insurance: Bolun Tang

    Real Estate: Yu Eric Zhang

    Software & Internet Services: Kai Qian

    Telecommunication Services: Kai Qian

    Transportation: Xin Yang

    Best Research Team

    Economic Research

    Strategy

    Small Cap

    Automobiles & Components

    Banks

    Consumer Discretionary

    Consumer Staples

    Industrials

    Diversified Financials

    Energy

    Healthcare

    Insurance

    Materials

    Real Estate

    Semiconductors & Semiconductor Equipment

    Software & Internet Services

    Technology Hardware & Equipment

    Telecommunication Services

    Transportation

    Utilities

    Best Country Salesperson

    Duan Liu

    Best Country Sales Trader

    Kai Ji

  • Forbes

    Forbes

    2017 China Top PE

    CICC Capital

  • Securities Times

    Securities Times

    Best Wealth Management Institution in China Awards 2017

    Best Wealth Management Brand

    Best Absolute Return Product: CICC Asset Allocation Yihao

  • Securities Times

    Securities Times

    Best Investment Bank in China Awards 2017

    Best M&A Investment Bank

    Best IPO Investment Bank

  • Institutional Investor

    Institutional Investor

    2017 All-Asia Executive Team

    Banks Sector

    Most Honored Companies (Rank 2)

    Best CEO:

    Mingjian Bi (Rank 3)

    Best IR Professionals:

    Bo Wu (Rank 1)

    Best IR Companies (Rank 1)

    Best Analyst Days (Rank 1)

    Best Websites (Rank 1)

  • Thomson Reuters

    Thomson Reuters

    Thomson Reuters Analyst Awards 2017 (Mainland China & Hong Kong)

    Top Earnings Estimator:

    Overall Analyst Awards: Fan, Junhao (Rank 3)

    IT & Consumer Durables: Fan, Junhao (Rank 1)

    IT & Consumer Durables: He, Wei (Rank 2)

    Retailing: Feng, Wei (Rank 1)

    Top Stock Pickers:

    Retailing: Feng, Wei (Rank 1)

  • Thomson Reuters

    Thomson Reuters

    Thomson Reuters Analyst Awards 2017 (Asia)

    Top Stock Pickers:

    Construction & Engineering: Wu, Huimin (Rank 3)

    Top Earnings Estimator:

    Software & IT Services: Lu, Ting (Rank 3)

  • DHL/ SCMP

    DHL/ SCMP

    2017 Hong Kong Business Awards

    China Company Award

  • Zhitong Finance

    Zhitong Finance

    Gold Central Award 2017

    Best Asset Management Institution

  • Yicai

    Yicai

    China Financial Value Ranking 2017

    Best Investment Bank of the Year

  • Wealth Magazine

    Wealth Magazine

    Wealth APAC & China Awards 2017

    Best Wealth Management Institution

  • China Securities Journal

    China Securities Journal

    2017 Best Analyst Awards

    Fixed-income Research:

    CICC Fixed-income Research Team (Rank 1)

  • New Fortune

    New Fortune

    Best Investment Bank in China Awards 2017

    Best Investment Bank in China (Rank 9)

    Best Investment Bank for Overseas Market (Rank 1)

    Best Equity House in China (Rank 8)

    Best Bonds House in China (Rank 8)

    Best Investment Bank for Healthcare Industry (Rank 5)

    Best IPO: Xinhua Net (Rank 7)

    Best M&A: Jinan Diesel Engine Company Limited Material Assets Reorganization (Rank 3)

    Best Overseas Projects:

    Tianhai Investment Acquired IMI (Rank 5)

    IPO of Postal Savings Bank of China (Rank 7)

    Privatization of Dalian Wanda Commercial (Rank 8)

  • Caixin

    Caixin

    Achievement Awards of Capital Market 2016

    Best M&A Financial Advisor in China

    Best Chinese Buy-side Financial Advisor for Overseas M&A

  • Capital Week

    Capital Week

    2017 Crystal Ball Awards for Sell-side Analysts

    Bond Research:

    CICC Fixed-income Research Team (Rank 1)

    Most Independent Research Institution (Rank 1)

  • New Fortune

    New Fortune

    2017 Best Analyst Awards

    Fixed-income Research:

    CICC Fixed-income Research Team (Rank 1)

  • New Fortune

    New Fortune

    Best Investment Bank in China Awards 2017

    Best Investment Bank in China (Rank 9)

    Best Investment Bank for Overseas Market (Rank 1)

    Best Equity House in China (Rank 8)

    Best Bonds House in China (Rank 8)

    Best Investment Bank for Healthcare Industry (Rank 5)

    Best IPO: Xinhua Net (Rank 7)

    Best M&A: Jinan Diesel Engine Company Limited Material Assets Reorganization (Rank 3)

    Best Overseas Projects:

    Tianhai Investment Acquired IMI (Rank 5)

    IPO of Postal Savings Bank of China (Rank 7)

    Privatization of Dalian Wanda Commercial (Rank 8)

  • Caixin

    Caixin

    Achievement Awards of Capital Market 2016

    Best M&A Financial Advisor in China

    Best Chinese Buy-side Financial Advisor for Overseas M&A

  • Caixin

    Caixin

    Achievement Awards of Capital Market 2016

    Best M&A Financial Advisor in China

    Best Chinese Buy-side Financial Advisor for Overseas M&A

  • Capital Week

    Capital Week

    2017 Crystal Ball Awards for Sell-side Analysts

    Bond Research:

    CICC Fixed-income Research Team (Rank 1)

    Most Independent Research Institution (Rank 1)

  • Asiamoney

    Asiamoney

    China Deals and Investment Bank of the Year Awards 2017

    Best Investment Bank – Offshore

    Best IPO – Onshore:

    Shanghai Film Co Rmb1.02bn IPO (Sole Bookrunner)

    Best Equity-Linked Deal – Onshore:

    Guangzhou Autombile Group Co Rmb4.10bn Six Year Convertible Bond (Joint Bookrunner)

    Best Bond – Onshore:

    Iowa China Offshore Holdings (Hong Kong) Rmb1.5bn Dual Tranche Panda Bond (Sole Bookrunner)

    Best Structured Finance Transaction – Onshore:

    Jinmao Investment Management (Shanghai) Rmb4bn Commercial Mortgage Backed Securities (Joint Bookrunner)

    Best Structured Finance Transaction – Offshore:

    Blu Zenith Designated Activity Co $300m Aircraft Loan Securitization (Joint Bookrunner)

  • China Securities Journal

    China Securities Journal

    2016 Best Asset Management Products Awards

    Best Asset Management Plan of the Year: CICC Hedge Yihao

    Best 3-years Asset Management Plan: CICC Yihao

  • China Daily

    China Daily

    Tou Ying Tracker 2016

    Top 30 Fastest Growing Chinese-owned Firms in UK:

    China International Capital Corporation (UK) Ltd

Finance Asia

Country Awards 2017

Best Investment Bank in China

  • Finance Asia

    Finance Asia

    Country Awards 2016

    China

    Best Investment Bank

    Hong Kong-Chinese Financial Institutions

    Best Investment Bank

  • Global Finance

    Global Finance

    Stars of China 2016

    Most Innovative Bank

  • The Asset

    The Asset

    Triple A Country Awards 2016

    China Region

    Best Corporate and Institutional Bank – Domestic

    Best Equity House

    Best Deals in China

    Best IPO: Shanghai Film Corporation RMB 908 million A-share IPO

    Best Cross-border M&A: Qingdao Haier US$5.4 billion Acquisition of General Electric’s Appliances Business

    Best Equity-linked: China Overseas Holdings US$1.5 billion Exchangeable into China Overseas Land and Investment Limited

    Best Privatization: Privatization of Dalian Wanda Commercial Properties

  • Institutional Investor

    Institutional Investor

    2016 All-China Research Team

    Leaders Board (Rank 1)

    Industrial Rankings (Rank 1)

    Economics: Hong Liang

    Portfolio Strategy: Hanfeng Wang

    Banks: Jie (Anson) Huang

    Insurance: Bolun Tang

    Industrial Rankings (Rank 2)

    Consumer/Discretionary: Haiyan Guo

    Infrastructure & Transportation: Xin Yang

    Oil, Gas & Petrochemicals: Bin Guan

    Real Estate: Jingbian Ning

    Industrial Rankings (Rank 3)

    Autos & Auto Parts: Wei Feng

    Health Care: Jing Qiang

    Industrials: Huimin Wu

    Insurance: Jie (Anson) Huang

  • Asiamone

    Asiamone

    Brokers Poll 2016

    Overall Combined Research & Sales (Rank 1)

    Best Local Brokerage (Rank 1)

    Best for Overall Country Research (Rank 1)

    Best Overall Sales Services (Rank 1)

    Best Execution (Rank 1)

    Best in Sales Trading (Rank 1)

    Most Improved Brokerage over the Last 12 Months (Rank 2)

    Best for Events and/or Conferences (Rank 1)

    Best for Roadshows and Company Visits (Rank 1)

    Most Independent Research Brokerage (Rank 1)

    Best Research Coverage

    Macroeconomics: Hong Liang

    Strategy: Hanfeng Wang

    Small Caps: Min Li

    Banks: Jie Anson Huang

    Consumer Discretionary: Haiyan Guo

    Consumer Staples: Haiyan Guo

    Diversified Financials: Jie Anson Huang

    Energy: Bin Guan

    Health Care: Jing Qiang

    Industrials: Huimin Wu

    Insurance: Bolun Tang

    Real Estate: Jingbian Ning

    Semiconductors & Semiconductor Equipment: Chinyi Erica Chen

    Technology Hardware & Equipment: Chinyi Erica Chen

    Utilities: Min Li

    Best Sales Trader

    Jun Deng (Rank 2)

    Best Salesperson

    Yiming Zhang (Rank 2)

  • Securities Times

    Securities Times

    Best Wealth Management Institution in China Awards 2016

    Best Wealth Management Brand

    Best Broker for Institutional Investor Services

    Best Asset Management Leader:

    LIN Shoukang from CICC

  • Securities Times

    Securities Times

    Best Investment Banks in China Awards 2016

    Best Full-Service Investment Bank

    Best M&A Investment Bank

  • Asiamoney

    Asiamoney

    China Deals and Investment Bank of the YearAwards

    Best Investment Bank

    Best Securitization:

    China Construction Third Engineering Bureau Co Rmb3.015bn ABS due 2018 (Sole Bookrunner)

  • Finance Asia

    Finance Asia

    Achievement Awards 2016

    Best Equity-linked Deal: China Overseas Holdings’ US$1.5 billion Exchangeable Bond and Tender Offer

  • Finance Asia

    Finance Asia

    20th Anniversary Platinum Awards 2016

    Best Domestic Investment Bank in China

  • Institutional Investor

    Institutional Investor

    2016 All-China Sales Team

    Leaders Board (Rank 1)

  • IFR Asia

    IFR Asia

    Country Awards 2016

    China Equity House

    RMB Bond: Global Logistic Properties’ RMB 1.5bn Three and Five-year Panda

  • Thomason Reuters

    Thomason Reuters

    Thomson Reuters Analyst Awards 2016 (Mainland China & HK)

    Top Earnings Estimator:

    Overall Analyst Awards: Shi, Chengbo (Rank 10)

    Automobiles & Machinery: Shi, Chengbo (Rank 3)

    Health Care: Zou, Peng (Rank 1)

    Insurance: Tang, Bolun (Rank 3)

    IT & Consumer Durables: He, Wei (Rank 2)

    Software & Services: Lu, Ting (Rank 3)

    Utilities: Li, Min (Rank 1)

  • Thomason Reuters

    Thomason Reuters

    Thomson Reuters Analyst Awards 2016 (Asia)

    Lewis Sanders Award Investment Banking In-House Team of the Year

  • Money Weekly

    Money Weekly

    2016 Inclusive Finance Awards

    Most Improved Institution ( CICC Goldennet )

    New Industry Leader:

    ZOU Bing, Head of CICC Goldennet

  • New Fortune

    New Fortune

    Best Investment Banks in China Awards 2016

    Best Investment Bank in China

    Best Investment Bank for Overseas Market

    Best Bonds House in China

    BBest IPO: Kunlun IPO

    Best Bond: Guosheng Corporate Bond

    Best M&A: Focus Media Back-door Listing through Hedy Holding

    Best Securitization: Ant Micro Loan

Finance Asia

Country Awards 2016

China

Best Investment Bank

Hong Kong-Chinese Financial Institutions

Best Investment Bank