Mr. Chen Liang (陈亮), born in January 1968, has been appointed as the Chairman of the Company since November 2023, and the Secretary of the Party Committee and Chairman of the Management Committee of the Company since October 2023. Mr. Chen has successively served as the director of the Computer Division, deputy general manager of the Securities Division, manager of the Securities Branch on Wenyi Road, and deputy general manager of the Securities Business Headquarters of Xinjiang Hongyuan Trust Investment Co., Ltd., from October 1994 to February 2001, successively served as the general manager and assistant to the general manager of the Urumqi Business Headquarters, general manager of the Xinjiang Marketing and Brokerage Center, and general manager of the Corporate Brokerage Business Headquarters of Hongyuan Securities Co., Ltd., from February 2001 to September 2009, served as the deputy general manager of Hongyuan Securities Co., Ltd. and chairman of the board of directors of Hongyuan Futures Co., Ltd., from September 2009 to January 2015, served as a member of the Party Committee of each of Shenwan Hongyuan Group Co., Ltd., a company listed on the Shenzhen Stock Exchange (Stock Code: 000166) and the Hong Kong Stock Exchange (Stock Code: 06806), and Shenwan Hongyuan Securities Co., Ltd., the general manager of Shenwan Hongyuan Group Co., Ltd., and an executive director of Shenwan Hongyuan Securities (Western) Co., Ltd., from December 2014 to May 2019, served as the secretary of the Party Committee of Shenwan Hongyuan Securities (Western) Co., Ltd., from August 2015 to May 2019, and successively served as the president, vice chairman and chairman of the board of directors of China Galaxy Securities Co., Ltd., a company listed on the Shanghai Stock Exchange (Stock Code: 601881) and the Hong Kong Stock Exchange (Stock Code: 06881), from June 2019 to October 2023. Mr. Chen graduated from Xinjiang University majoring in mathematics (bachelor’s degree) in July 1989, and obtained an EMBA degree from Fudan University in January 2016.

Mr. Zhang Kejun (张克均), born in February 1966, has been appointed as a member of the Management Committee of the Company since October 2021,and a member of the Party Committee and Secretary of Discipline Inspection Commission of the Company since August 2021. Prior to joining the Group, he took several roles at Shenwan Hongyuan Securities Co., Ltd. (including its predecessor, Shanghai Wanguo Securities Co., Ltd. and, Shenyin & Wanguo Securities Co., Ltd.) from April 1994 to August 2021, including vice general manager of its branch, general manager of divisions in headquarters and assistant president of the company, during which period he also acted as the member of the CPC Committee and Secretary of Discipline Inspection Commission for Shenwan Hongyuan Group Co., Ltd. and Shenwan Hongyuan Securities Co., Ltd. from May 2020 to August 2021. He worked at Xiamen Branch of Industrial Bank in Fujian from April 1990 to April 1994, as department manager of the branch and assistant sub-branch manager successively. Mr. Zhang gained his master’s degree in computer software from National University of Defense Technology in April 1990.

Mr. Xu Yicheng (徐翌成), born in October 1974, has been appointed as a member of the Management Committee of the Company since January 2023 and a member of the Party Committee of the Company since November 2019. Mr. Xu joined Investment Banking Department of the Company in January 2000, and became Managing Director in January 2008, and held several positions, including Assistant President, Secretary to the Board of Directors and Head of Strategic Development Department, Firm Office and Asset Management Department of the Company. As one of China’s first batch of mergers and acquisitions (M&A) professionals, Mr. Xu founded and led the CICC’s M&A business in 2005. Mr. Xu was responsible for and closed a large number of landmark M&A transactions with a total value of more than USD150 billion. He led the team to top the China M&A leaderboard for five consecutive years from 2006 to 2010. In recent years, Mr. Xu assisted in formulating CICC’s medium and long-term strategic planning, including wealth management business strategy, asset management business strategy, among others, and took the lead in completing important capital market operations such as the acquisition of CISC and the introduction of Tencent as a strategic investor. Mr. Xu obtained a bachelor’s degree in arts from Beijing Foreign Studies University in 1997 and a master’s degree in economics from the Graduate School of the PBoC in 2000.

Mr. Wang Jianli (王建力), born in August 1971, has been appointed as a member of the Management Committee of the Company since January 2023, a member of the Party Committee of the Company since December 2022 and the director of the Executive Committee and the president of China CICC Wealth Management Securities Company Limited (formerly known as China Investment Securities Company Limited, hereinafter referred to as “CICC Wealth Management Securities”) since September 2023. Mr. Wang once served as General Manager, Head of Customer Group Development, Assistant President, General Manager of Trading Operation Department, General Manager of Brokerage Business Headquarter, General Manager of Marketing Service Headquarter, General Manager of Marketing Department, General Manager of Product Center and General Manager of Wealth Management Department and other positions of CICC Wealth Management Securities Guangzhou Branch; Vice General Manager of Brokerage Business Headquarter, General Manager of Marketing Department, General Manager of Guangzhou Shuiyin Road Business Office and other positions of China Jianyin Investment Securities Co., Ltd. (the predecessor of China Investment Securities Company Limited); and Vice General Manager of Guangzhou and Jinan Management Headquarter. Assistant President of Human Resources Department and other positions of China Southern Securities Joint Stock Co., Ltd. (the predecessor of China Investment Securities Company Limited). Mr. Wang obtained a bachelor’s degree in economics from Renmin University of China in 1992 and an EMBA degree from Peking University in 2003.

Mr. Wang Shuguang (王曙光), born in November 1974, has been appointed as a member of the Management Committee of the Company since January 2023, and a member of the Party Committee of the Company since December 2022. Mr. Wang joined the Investment Banking Department of the Company in 1998 and became a Managing Director in January 2010, and held various positions, including Head of the Growth Enterprise Investment Banking Department, Joint Head of CICC Capital Management Department and Head of Investment Banking Department. Mr. Wang obtained a bachelor’s degree in science and a bachelor’s degree in economics from Tsinghua University in 1996 and a master’s degree in engineering from Tsinghua University in 1998.

Mr. Du Pengfei (杜鹏飞), born in July 1974, has been appointed as a member of the Party Committee, a member of the Management Committee, the director of the Party Committee Organization Department and the Head of the Human Resources Department of the Company since April 2023. He successively served as the director of the Party Committee Organization Department, General Manager of the Human Resources Department of China Jianyin Investment Limited, a member of the Party Committee and Chairman of the Supervisory Committee of Jiantou Holding Co., Ltd., the Secretary of the Party Committee, Chairman of Jiantou Huawen Investment Co., Ltd., the Secretary of the Party Committee and Chairman of JIC Investment Co., Ltd., a member of the Executive Committee of China Jianyin Investment Limited, a member of the Executive Committee, Business Director, Secretary to the Board, Director of the Party Committee Organization Department, General Manager of Human Resources Department and Office Director of the Party School of China Galaxy Securities Co., Ltd. (a company listed on the Shanghai Stock Exchange (Stock Code: 601881) and the Hong Kong Stock Exchange (Stock Code: 06881)), and the Chairman of Galaxy Jinhui Securities Assets Management Co., Ltd.. Mr. Du obtained a bachelor’s degree in economics from South Western University of Finance and Economics in July 1998 and a master’s degree in economics from University of International Business and Economics in July 2011.

Ms. Liang Dongqing (梁东擎), born in December 1983, has been appointed as a member of the Management Committee of the Company since September 2024, and a member of the Party Committee of the Company since August 2024. Ms. Liang currently serves as a member of the Party Committee, a member of the Executive Committee, vice president, chairman of the Trade Union, and head of the Investment Products & Solutions Tribe of China CICC Wealth Management Securities Company Limited (the “CICC Wealth Management”), and a director of CICC Wealth Management Futures Co., Ltd. Ms. Liang joined the Research Department of the Company in July 2008 and has successively served as the head of the Wealth Research Department and the co-deputy head of the Wealth Management Service Center of the Company, the general manager and chairman of the board of directors of CISC Investment Company Limited, and the general manager of the Product Center of CICC Wealth Management. Ms. Liang obtained a bachelor’s degree in Economics from Nankai University in 2005 and a master’s degree in Economics from Peking University in 2008.