CICC Development Milestones from 1995 to 2018
CNPC exchangeable bond issuance – the largest exchangeable bond issuance in 2018
Shanghai Junshi Biosciences convertible bond issuance – the largest private placement of convertible bond for innovation and entrepreneurship in 2018
Sasseur REIT IPO on SGX – the largest IPO in Singapore in 2018
Chengdu Xingcheng Investment Group Eurobond – the first bond listed on CEINEX and Frankfurt Stock Exchange
CICC was among the first to have committed Standardized Bond Forward trades (the second in the whole market, the first in the five-year contract market)
Obtained CSRC's approval to carry out cross-border business, becoming the fifth domestic securities broker to obtain cross-border business qualifications
Foxconn Industrial Internet A-share IPO – the largest A-share IPO in 2018
Ant Financial’s Series C fund raising – the largest private equity financing in global technology industry in 2018
ABC A-share non-public offering – the largest A-share refinancing in 2018
China Tower H-share IPO – the largest Chinese overseas IPO in 2018
CICC was among the first to obtain primary dealer qualifications for OTC derivatives
China Railway Real Estate supply-chain financial ABS – the largest supply-chain financial ABS on a shelf-offering mechanism by a central SOE in 2018
Qingdao Haier D-share IPO – the first D-share IPO on Frankfurt Stock Exchange
Sovereign bond issuance by Ministry of Finance of the PRC – China's largest-sized USD sovereign issuance to date
CICC HK Securities obtained the trading membership of AIX (Astana International Exchange) and became the first international member of AIX; became the first international market maker of Kazatomprom’s GDR listed on AIX
PICC A-share IPO - The largest A-share IPO of a financial institution in 2018
Suning Yunchuang ABS – the largest quasi-REITs product in domestic market in 2018
Suzhou Oriza Holdings corporate bond – the largest bond deal of venture capital investment enterprises on exchange bond market in 2018
Shanghai Junshi Biosciences IPO – the first "NEEQ and HKEx" IPO
CICC UK has become a full-license member of the London Stock Exchange and won the license as the Cross-border Conversion Agency of Shanghai-London Stock Connect GDR
CICC was granted the no-objection letter to extend its credit derivatives business to include exchange-traded CRMs and any other credit derivatives approved by regulators
We completed acquisition of 100% of the equity interest in China Investment Securities Company Limited.
We accomplished the acquisition of Krane Funds Advisors, LLC's majority stake.
We announced introduction of Tencent as a strategic investor.
Our San Francisco office was opened.
CICC Capital Management Co. and Ltd , CICC Capital (Cayman) Limited were established.
We became a member of CFETS Foreign Currency Lending Market.
We were named “Core Dealer in the Interbank Bond Market”.
The 1st green enterprise bond in the real estate industry: Chongqing Longfor Development RMB3.04 bn green enterprise bond issuance was closed.
The largest A-share CB in 2017: China Everbright Bank RMB30 bn onshore convertible bond offering was closed.
The 1st panda bond offering by a “Belt and Road” issuer: United Company RUSAL RMB1.5 bn panda bond was closed.
The largest preference share in 2017: Postal Savings Bank US$7.25 bn offshore preference share offering was closed.
Ministry of Finance US$2.0 bn sovereign bond issuance was closed.
The largest A-share refinancing in 2017: China Unicom mixed ownership reform, and A-share non-public offering and red chip placement was closed.
We obtained Central Clearing qualification on Standard Bond Forward from Shanghai Clearing House.
CICC Putai Investment Management Co., Ltd. was established.
CICC Genesis Fund (CICC Genesis National Emerging Industry Fund of Fund) was established jointly by MOF, NDRC and CICC.
CICC and CICC HK Securities obtained Shenzhen-Hong Kong Stock Connect trading qualification.
We were converted into a joint stock company through overall structuring and set up an effective governance structure comprising of Shareholders' General Meeting, Board of Directors, Supervisory Committee and Senior Management.
We successfully listed and traded on the SEHK Main Board under the stock code of 03908.HK on 9 November.
We held CICC 20th Anniversary Celebrations in New York, London, Singapore, Hong Kong and Beijing.
We obtained approval from the CSRC to have the securities investment fund custody business license.
We obtained permission from the SAC to conduct OTC derivatives business.
We obtained the consent from the Shanghai Stock Exchange and the Shenzhen Stock Exchange respectively to conduct stock-based lending business.
China International Capital Corporation Hong Kong Asset Management Limited obtained QFII qualification from the CSRC.
We established CICC Fund Management Co., Ltd., which is the first wholly-owned domestic fund company.
We established China International Capital Corporation (UK) Limited which was licensed by the UK Financial Services Authority in the following year.
We were one of the first securities firms to obtain approval from the CSRC to engage in RQFII business under the pilot scheme.
We were the first securities firm to obtain approval from the CSRC to raise and manage private equity funds.
We obtained approval from the CSRC to conduct margin financing and securities lending business.
We were one of the first two securities firms to obtain approval from the CSRC to conduct private equity investment under the pilot scheme.
We were the first securities firm to obtain QDII qualification from the CSRC.
We established CICC US Securities, Inc. which was licensed by the US Financial Industry Regulatory Authority and regulated by the US Securities and Exchange Commission.
We established the Wealth Management Department, and were one of the earliest securities firms to engage in wealth management business.
We obtained approval from the PBOC to conduct debt-instrument underwriting business as a lead underwriter.
We established China International Capital Corporation (Singapore) Pte. Limited which was licensed by the Monetary Authority of Singapore.
We were one of the first two securities firms to obtain qualification to serve as investment manager of the assets of enterprise annuity funds from the then Ministry of Labour and Social Security.
We were one of the first PRC securities firms that commenced securities brokerage business in Hong Kong.
We were the first securities firm designated by the NSSF as an investment manager.
We were among the first batch of sponsor institutions approved by the CSRC.
We established the Fixed Income, Commodities and Currency Department, and were one of the earliest securities firms to conduct fixed-income business domestically.
We obtained approval from the CSRC to conduct asset management business.
We established our first overseas subsidiary CICC Hong Kong, through which we became the first PRC securities firm conducting securities underwriting business in Hong Kong
We completed our first overseas IPO project — the IPO of China Telecom (Hong Kong) Limited (currently known as China Mobile Limited) on the Hong Kong Stock Exchange, which marked the beginning of the restructuring and overseas listing of large SOEs directly under the PRC central government, and was also the largest IPO in Asia in 1997 as well as the largest IPO of PRC-based companies ever up until the end of 1997.
We established our Research Department and released our first research report published to international investors.
China International Capital Corporation Limited was officially established.