CICC Development Milestones from 1995 to 2021
CICC archieved the Ratification for Conducting Commodity Futures Market Making Business, Conducting Stock Options Market Making Business, Conducting National Debt Futures Market Making Business and pilot foreign exchange settlement and sales on behalf of customers business.
CICC became one of the first executive directors and first supervisors of the national "Carbon Neutrality Action Alliance", and one of the quoting members of the carbon emission index quoting group.
CICC has substantively completed the integration of wealth management business and realized the comprehensive integration of systems, personnel and legal persons.
CICC established CICC's branches in Chongqing , Northeast China, and Jiangsu to optimize the footprints of regional development.
CICC Japan was granted Type 1 Financial Instruments Business License by Japan financial regulator KLFB (Kanto Local Finance Bureau) and membership of JSDA (Japan Securities Dealers Association) , and has officially kick-started operation.
CICC closed China Mobile's A-share IPO, representing the largest A-share IPO in 2021 and the first red-chip company listed on A-share market.
CICC closed China Telecom's A-share IPO, representing the first central SOE listing in A-share market after delisting from NYSE, and the largest A-share IPO returning from H-share in the past decade.
CICC closed BeiGene, Ltd.’s listing on the STAR Market, representing the largest STAR Market IPO in 2021.
CICC facilitated Guangdong Provincial Government and Shenzhen Municipal Government to issue CNH bonds - the first batch of local government CNH bonds.
CICC participated in the overseas bond issuance of the AIIB Sustainable Development Bond as the only Chinese funded institution.
CICC facilitated CDB's issuance of carbon neutrality financial bonds to global investors for the first time.
CICC closed the first batch of domestic publicly-offered REITs projects including the CICC-GLP Warehouse Logistics REIT and Zheshang Securities-Zhejiang Expressway REIT.
CICC was approved by the State Administration of Foreign Exchange to conduct foreign exchange settlement and sales business operations.
CICC was approved by the China Securities Regulatory Commission to conduct pilot fund investment consulting business.
CICC was approved by the China Foreign Exchange Trading Center to conduct pilot interest rate options business.
CICC was approved by the China Securities Regulatory Commission as a pilot qualification for consolidated supervision.
China International Capital Corporation (Japan) Limited, a platform for CICC's exhibition in Japan, was established.
The establishment of Jinteng Technology Co., Ltd, a professional technology subsidiary jointly initiated by CICC and Tencent, was completed.
CICC obtained approval from the Shanghai Futures Exchange to conduct market-making business for hot-rolled coil futures.
CICC was approved by the State Administration of Foreign Exchange to conduct foreign exchange business on behalf of clients.
CICC obtained the "Explanation on Applying for a Commodity Market-Making Ability Certificate Letter from the Shanghai Futures Exchange" to the Shanghai Futures Exchange to complete the basic bilateral quotation obligation for market-making products.
The establishment of CICC Private Equity Management Co., Ltd., the second private equity fund management subsidiary of CICC, was completed.
We established CICC Global Institute (CGI), a brand new high-end think tank created under new conditions in the new era. CGI aims to support China’s public policy research and decision making, engage in international policy discussion and communication, and contribute to the development of China’s financial markets, especially the capital market.
China International Capital Corporation (Singapore) Pte. Limited become a member of Singapore Exchange Limited.
China MOF US$6Bn and €4Bn Sovereign Bond Issued
ABC RMB￥85Bn Perpetual Bond Issued – the largest financial bond in 2020
Bank of China RMB￥75Bn tier 2 Bond Issued – the largest tier 2 bond in 2020
SMIC's IPO on STAR Market – the largest IPO on SSE STAR Market in 2020
CICC Hong Kong Asset Management launched the first CICC HKD Money Market ETF (HKD counter code 3071.HK).
CICC has become a Private Fund Service Provider of the Asset Management Association of China.
CICC has obtained Credit Protection Contracts Core Dealer qualifications from the Shenzhen Stock Exchange.
CICC has obtained the qualifications as a primary Market Maker for Listed Funds from the Shanghai Stock Exchange.
CICC announced that the Company entered into a shareholders’ agreement with Tencent Digital (Shenzhen) Limited, an indirect wholly-owned subsidiary of Tencent Holdings Limited, pursuant to which the parties agreed to establish a technological joint venture. The technological joint venture is expected to drive the accelerated transformation and scalable development of the Company’s wealth management business with digital and FinTech capabilities.
CICC has brought forward integration with CICC Wealth Management Securities (the former CISC), by unifying the brand name as CICC Wealth and deepening management integration.
CICC has been approved by China Securities Finance Corporation in relation to the company conducting Margin Financing on the Star Market.
CICC has obtained a non-objection reply from the China Securities Regulatory Commission in relation to the company conducting market making for commodity options.
CICC has obtained stock options brokerage and prop-trading qualifications from the Shenzhen Stock Exchange.
CICC completed H-share follow-on offering with a size of approximately HK$ 2.5 billion.
China Railway Signal & Communication RMB 10.5 billion IPO – the largest IPO on SSE STAR Market in 2019
Kingsoft Office IPO on STAR Market of SSE – the largest IPO as private enterprise listing on SSE STAR Market in 2019
USD 6 billion sovereign bonds and EUR 4 billion sovereign bonds issuance by Ministry of Finance of the PRC
Alibaba approximately US$ 13 billion Listing on the main board of HKEx – the largest equity offering in Hong Kong in 2019
CGN Power RMB 12.6 billion IPO – reasonable market-based pricing, which is of historical significance to H-back-to-A-share IPOs
Shanghai Pudong Development Bank RMB 50 billion convertible bond – the largest A-share refinancing deal in 2019
Postal Savings Bank of China RMB 32.7 billion A-share IPO – the largest A-share IPO in 2019
Bank of China RMB 100 billion preference shares offering – the largest preference shares offering worldwide in 2019
Agricultural Bank of China RMB 85 billion perpetual bond – the largest offering size among capital replenishment bonds ever issued in the inter-bank bond market
The first ever active ETF in the Hong Kong Market - ICBC CICC USD Money Market ETF was listed on the Hong Kong Stock Exchange.
CNPC exchangeable bond issuance – the largest exchangeable bond issuance in 2018
Shanghai Junshi Biosciences convertible bond issuance – the largest private placement of convertible bond for innovation and entrepreneurship in 2018
Sasseur REIT IPO on SGX – the largest IPO in Singapore in 2018
Chengdu Xingcheng Investment Group Eurobond – the first bond listed on CEINEX and Frankfurt Stock Exchange
CICC was among the first to have committed Standardized Bond Forward trades (the second in the whole market, the first in the five-year contract market)
Obtained CSRC's approval to carry out cross-border business, becoming the fifth domestic securities broker to obtain cross-border business qualifications
Foxconn Industrial Internet A-share IPO – the largest A-share IPO in 2018
Ant Financial’s Series C fund raising – the largest private equity financing in global technology industry in 2018
ABC A-share non-public offering – the largest A-share refinancing in 2018
China Tower H-share IPO – the largest Chinese overseas IPO in 2018
CICC was among the first to obtain primary dealer qualifications for OTC derivatives
China Railway Real Estate supply-chain financial ABS – the largest supply-chain financial ABS on a shelf-offering mechanism by a central SOE in 2018
Qingdao Haier D-share IPO – the first D-share IPO on Frankfurt Stock Exchange
Sovereign bond issuance by Ministry of Finance of the PRC – China's largest-sized USD sovereign issuance to date
CICC HK Securities obtained the trading membership of AIX (Astana International Exchange) and became the first international member of AIX; became the first international market maker of Kazatomprom’s GDR listed on AIX
PICC A-share IPO - The largest A-share IPO of a financial institution in 2018
Suning Yunchuang ABS – the largest quasi-REITs product in domestic market in 2018
Suzhou Oriza Holdings corporate bond – the largest bond deal of venture capital investment enterprises on exchange bond market in 2018
Shanghai Junshi Biosciences IPO – the first "NEEQ and HKEx" IPO
CICC UK has become a full-license member of the London Stock Exchange and won the license as the Cross-border Conversion Agency of Shanghai-London Stock Connect GDR
CICC was granted the no-objection letter to extend its credit derivatives business to include exchange-traded CRMs and any other credit derivatives approved by regulators
We completed acquisition of 100% of the equity interest in China Investment Securities Company Limited.
We accomplished the acquisition of Krane Funds Advisors, LLC's majority stake.
We announced introduction of Tencent as a strategic investor.
Our San Francisco office was opened.
CICC Capital Management Co. and Ltd , CICC Capital (Cayman) Limited were established.
We became a member of CFETS Foreign Currency Lending Market.
We were named “Core Dealer in the Interbank Bond Market”.
The 1st green enterprise bond in the real estate industry: Chongqing Longfor Development RMB3.04 bn green enterprise bond issuance was closed.
The largest A-share CB in 2017: China Everbright Bank RMB30 bn onshore convertible bond offering was closed.
The 1st panda bond offering by a “Belt and Road” issuer: United Company RUSAL RMB1.5 bn panda bond was closed.
The largest preference share in 2017: Postal Savings Bank US$7.25 bn offshore preference share offering was closed.
Ministry of Finance US$2.0 bn sovereign bond issuance was closed.
The largest A-share refinancing in 2017: China Unicom mixed ownership reform, and A-share non-public offering and red chip placement was closed.
We obtained Central Clearing qualification on Standard Bond Forward from Shanghai Clearing House.
CICC Putai Investment Management Co., Ltd. was established.
CICC Genesis Fund (CICC Genesis National Emerging Industry Fund of Fund) was established jointly by MOF, NDRC and CICC.
CICC and CICC HK Securities obtained Shenzhen-Hong Kong Stock Connect trading qualification.
We were converted into a joint stock company through overall structuring and set up an effective governance structure comprising of Shareholders' General Meeting, Board of Directors, Supervisory Committee and Senior Management.
We successfully listed and traded on the SEHK Main Board under the stock code of 03908.HK on 9 November.
We held CICC 20th Anniversary Celebrations in New York, London, Singapore, Hong Kong and Beijing.
We obtained approval from the CSRC to have the securities investment fund custody business license.
We established CICC Fund Management Co., Ltd., which is the first wholly-owned domestic fund company.
We obtained permission from the SAC to conduct OTC derivatives business.
We obtained the consent from the Shanghai Stock Exchange and the Shenzhen Stock Exchange respectively to conduct stock-based lending business.
China International Capital Corporation Hong Kong Asset Management Limited obtained QFII qualification from the CSRC.
We were one of the first securities firms to obtain approval from the CSRC to engage in RQFII business under the pilot scheme.
We were the first securities firm to obtain approval from the CSRC to raise and manage private equity funds.
We obtained approval from the CSRC to conduct margin financing and securities lending business.
We established China International Capital Corporation (UK) Limited which was licensed by the UK Financial Services Authority in the following year.
We obtained approval from the PBOC to conduct debt-instrument underwriting business as a lead underwriter.
We established China International Capital Corporation (Singapore) Pte. Limited which was licensed by the Monetary Authority of Singapore.
We were one of the first two securities firms to obtain approval from the CSRC to conduct private equity investment under the pilot scheme.
We were the first securities firm to obtain QDII qualification from the CSRC.
We established CICC US Securities, Inc. which was licensed by the US Financial Industry Regulatory Authority and regulated by the US Securities and Exchange Commission.
We established the Wealth Management Department, and were one of the earliest securities firms to engage in wealth management business.
We were one of the first two securities firms to obtain qualification to serve as investment manager of the assets of enterprise annuity funds from the then Ministry of Labour and Social Security.
We were the first securities firm designated by the NSSF as an investment manager.
We were among the first batch of sponsor institutions approved by the CSRC.
We established the Fixed Income, Commodities and Currency Department, and were one of the earliest securities firms to conduct fixed-income business domestically.
We obtained approval from the CSRC to conduct asset management business.
We were one of the first PRC securities firms that commenced securities brokerage business in Hong Kong.
We established our first overseas subsidiary CICC Hong Kong, through which we became the first PRC securities firm conducting securities underwriting business in Hong Kong
We completed our first overseas IPO project — the IPO of China Telecom (Hong Kong) Limited (currently known as China Mobile Limited) on the Hong Kong Stock Exchange, which marked the beginning of the restructuring and overseas listing of large SOEs directly under the PRC central government, and was also the largest IPO in Asia in 1997 as well as the largest IPO of PRC-based companies ever up until the end of 1997.
We established our Research Department and released our first research report published to international investors.
China International Capital Corporation Limited was officially established.