Introduction

One of the leading global asset managers with multi-asset, multi-strategy, cross-market capabilities and top-quality professional services

CICC Asset Management (CICC AM) is committed to providing a full range of services with the highest industry standards for clients to achieve sustainable, long-term and competitive returns, as well as other financial goals. Established in 2002, CICC AM holds a full range of asset management licenses, and has expanded rapidly in domestic and overseas markets.

Full Set of Licenses

CICC AM offers a wide range of asset management products and is licensed to manage assets for the National Council for Social Security Fund (NCSSF), enterprise annuities, occupational annuities and insurance companies. CICC AM provides services in Collective Investment Schemes, Segregated Accounts, Qualified Domestic Institutional Investor (QDII) and RMB Qualified Domestic Institutional Investor (RQDII) products in domestic markets. CICC AM is also a RMB Qualified Foreign Institutional Investor (RQFII) and Qualified Foreign Institutional Investor (QFII). In Hong Kong, CICC AM operates a wholly-owned subsidiary—China International Capital Corporation Hong Kong Asset Management Limited (CICC HKAM) for asset management services with SFC Type 4 (Advising on Securities) and Type 9 (Asset Management) licenses under the Securities and Futures Ordinance in Hong Kong.

Comprehensive Product Offerings

CICC AM adopts an active strategy for asset management. As one of China's most prestigious asset managers, CICC AM has built a comprehensive product line that covers stocks, bonds, fund of funds, index products, hedge funds and derivatives in mainland China. In Hong Kong, CICC AM has also successfully launched a suite of products for overseas investors.

Professional Team

After many years of development, CICC AM has established a proven decision-making and investment management procedure with effective internal control, a mature risk management strategy and robust operating system. The professional teams in equities, bonds, asset allocation and quantitative investment have extensive international experience and a solid investment track record, and enjoys a solid reputation amongst clients. Our clientele include high-net-worth individuals and institutional investors such as NCSSF, large state-owned enterprises (SOEs), commercial banks, insurance companies, local SOEs, listed companies and finance companies.

Leading Cross-border Business Capabilities

CICC AM was one of the first Chinese institutions to provide overseas asset management services, with CICC HKAM set up as a wholly-owned subsidiary in 2005. As a leading Chinese asset manager in Hong Kong, CICC HKAM manages a broad range of investments in equities, bonds, derivatives, quantitative products and ETFs. CICC HKAM provides diversified asset management services, including cross-border collective investment schemes, overseas discretionary accounts, SFC authorized funds and non-SFC authorized funds. Deeply rooted in Hong Kong, CICC HKAM covers Asia, the United States, as well as major European markets. Utilizing industry-leading cross-border capabilities, CICC HKAM endeavors to provide clients, domestic or abroad, with top quality professional asset management services.

ACHIEVEMENTS

With close to twenty years of consistent innovation and development, CICC AM operates a full-coverage asset management business with diversified product lines. The size of assets under management has been continuously growing.

 

2002 Licensed by the China Securities Regulatory Commission for asset management business

CICC AM officially established
2003 Began managing CICC AM's first enterprise annuity
2004 Licensed to manage NCSSF domestically and internationally
2005 Licensed to manage enterprise annuity as one of the industry's first group of licensees

China International Capital Corporation Hong Kong Asset Management Limited (CICC HKAM) was officially established in Hong Kong
2007 Among the first group in the financial industry licensed to conduct QDII business

CICC HKAM’s first offshore hedge fund was launched
2011 Among the first group of securities companies licensed to conduct RQFII business
2012 Among the first group in the financial industry licensed by China Insurance Regulatory Commission to manage insurance assets
2013 CICC HKAM QFII license obtained
2016 Active asset management business showed significant growth

Business scale and customer development achieved new breakthroughs
2017 Cross-border investment management capability further enhanced

Full asset management product line after merger with China Investment Securities Company Limited (CISC), laying a solid foundation for asset management business synergy with CISC going forward
2018 Awarded the Asset Management Mandate for China's first occupational pension

CICC CSI Select 100 ETF and CICC Bloomberg China Treasury 1-10 Years ETF (previously known as “CICC Bloomberg Barclays China Treasury 1-10 Years ETF”) were listed on the Hong Kong stock exchange
2019 CICC HKAM launched the first ever active ETF in the Hong Kong Market, the ICBC CICC USD Money Market ETF
2020 CICC HKAM launched the flagship SFC-authorized equity fund, the CICC Hong Kong Equity Fund

CICC HKAM launched CICC Global Nowcasting Asset Rotation Index (“NOAR”)

CICC HKAM launched CICC HKD Money Market ETF on the Hong Kong stock exchange

The institutional service platform was launched to digitalize the entire product life cycle and enhance customer service for institutional clients
2021 Won 100% of bids for occupational pension plans in 33 provinces as the mandated investment manager

Launched one of the first Hong Kong Stock Pension Products that were approved by Ministry of Human Resources and Social Security of the People’s Republic of China

Completed the first batch of "bond connect southbound" transactions

CICC AM's AUM

RMB:billion

Data Source: CICC AM

Awards

2015
CICC Total Return: Golden Bull Financial Products (China Securities Journal)

CICC Quant Investment Team: The Best Quant Team in China (Stock Daily)
2016
Best Asset Management Plan of the Year (China Securities Journal)
2017
Best Absolute Return Product (Securities Times)
2018
CICC AM Fixed-income Team: Best Fixed-income Team (Securities Times)

CICC Total Return: Best 3-year Asset Management Plan (China Securities Journal)

CICC AM: Best Asset Management of Fixed-income Product, Best Asset Management of Equity Product and Best Asset Management of ABS Product (China Fund)
2019
CICC AM: Best Asset Management Institution of the year. (China Securities Journal)

CICC Bloomberg China Treasury 1-10 Years ETF (previously known as “CICC Bloomberg Barclays China Treasury 1-10 Years ETF”): Best Innovative Asset Management Plan of the year. (China Securities Journal)
2020
CICC AM Equity Team: Best Equity Team (Securities Times)

CICC AM: Best Asset Management Institution of the year (China Securities Journal)

CICC HKAM: Best Overseas Asset Management Institution of the Year (China Securities Journal)

ICBC CICC USD Money Market ETF: Most Innovative ETF (The Asset)

ICBC CICC USD Money Market ETF: Best Innovative Asset Management Plan of the year. (China Securities Journal)

CICC Anxin Huibao, CICC Xinrui: Best 3-year Asset Management Plan of the year. (China Securities Journal)
2021
CICC HKAM: Overall Winner of the Asset Management Company of the Year, Offshore China (The Asset)

CICC HKD Money Market ETF: Most Innovative ETF, Hong Kong SAR (The Asset)

Best Investment Team of Equity Assets, Best Asset Management Quantitative Team, Best Mutual Collective Asset Management Plan Team (Securities Times)

CICC Bloomberg China Treasury 1-10 Years ETF: RMB Fixed Income Fund-BEST-IN-CLASS (Benchmark)

CICC AM: Best Asset Management Institution of the Year (China Securities Journal)

CICC Xinrui A: Best 3-year Equity Asset Management Plan (China Securities Journal)

CICC Hengrui A: Best 1-year Bond Asset Management Plan (China Securities Journal)

CICC Jingxuan: Best 1-year Equity Asset Management Plan (China Securities Journal)