Introduction

Being one of the leading global asset managers with multi-asset, multi-strategy, cross-market capabilities and top-quality professional services

CICC Asset Management Department (CICC AM) is committed to providing comprehensive services with highest industry standards for clients to achieve sustainable long-term competitive returns as well as other financial goals. Established in 2002, CICC AM holds full range of asset management licenses, and has expanded rapidly in domestic and overseas markets.

Full Set of License

CICC AM offers a wide range of asset management products and is licensed to manage assets for the National Council for Social Security Fund (NCSSF), enterprise annuities, occupational annuities, and insurance companies. CICC AM provides services in Collective Investment Schemes, Segregated Accounts, Qualified Domestic Institutional Investor (QDII), and RMB Qualified Domestic Institutional Investor (RQDII) products in domestic markets. CICC AM is also licensed under the RMB Qualified Foreign Institutional Investors (RQFII) and Qualified Foreign Institutional Investors (QFII) programs. In Hong Kong, CICC AM operates a wholly-owned subsidiary-China International Capital Corporation Hong Kong Asset Management Limited (CICC AM HK) for asset management services with qualifications based on Type 4 and Type 9 licenses from HK SFC.

Comprehensive Product Offerings

CICC AM focuses on active asset management strategies. As one of China's most prestigious asset managers, CICC AM has built a comprehensive product line that covers stocks, bonds, fund of funds, index products, hedge funds, derivatives, etc. in mainland China. In Hong Kong CICC AM has also successfully launched a suite of products on overseas markets.

Professional Team

With years of development, CICC AM has established disciplined decision-making and investment management procedures with effective internal control, mature risk management and robust operating system. The four professional teams in equities, bonds, asset allocation and quantitative investment have extensive international experience and solid investment track record, and enjoys high recognition and praise from clients. These clients include high-net-worth individuals and institutional investors such as NCSSF, large state-owned enterprises (SOEs), commercial banks, insurance companies, local SOEs, listed companies, and finance companies.

Leading Cross-border Business Capabilities

CICC was one of the first Chinese institutions to provide overseas asset management services, with CICC AM HK set up as fully-owned subsidiary in 2005. As leading Chinese asset manager in Hong Kong, CICC AM HK manages a board range of investments in equities, bonds, derivatives, quantitative products, and ETFs. CICC AM HK provides diversified asset management services, including cross-border collective investment schemes, overseas segregated accounts, Hong Kong mutual funds, and offshore private funds, etc. Deeply rooted in Hong Kong, CICC AM HK covers Asia, United States, as well as major European markets. Utilizing the industry-leading cross-border capabilities, CICC AM HK endeavors to provide clients, domestic or abroad, with top quality professional asset management services.

ACHIEVEMENTS

With years of consistent innovation and development, CICC AM operates a fully-blown asset management business with diversified product lines. The scale of assets under management is rising continuously.

 

2002 Licensed by the China Securities Regulatory Commission for asset management business;

CICC AM officially established
2003 Began managing CICC AM’s first enterprise annuity
2004 Licensed to manage NCSSF domestically and internationally
2005 Licensed to manage enterprise annuity as one of the industry's first group of licensees;

CICC Hong Kong Asset Management Limited (CICC AM HK) set up
2007 Among the first group in the financial industry licensed to conduct QDII business

CICC AM HK first offshore hedge fund issued
2011 Among the first group of security companies licensed to conduct RQFII business
2012 Among the first group in the financial industry licensed by China Insurance Regulatory Commission to manage insurance assets

CICC AM HK first RQFII Public Offering Fund issued
2013 CICC AM HK QFII license obtained
2015 CICC AM’s AUM exceeds RMB 100bn

Entrusted by a Korean institution to manage its RQFII fund, which was the first deal of RQFII stock management entrustment
2016 Active asset management business showed significant growth and institutional client AUM exceeded RMB 160bn
2017 Active AUM grew at a much faster pace than the industry average

Full asset management product line after merger with China Investment Securities Company Limited (CISC), laying a solid foundation for asset management business synergy with CISC going forward
2018 Awarded the Asset Management Mandate for China's first occupational pension

CICC CSI Select 100 ETF and CICC Bloomberg Barclays China Treasury 1-10 Years ETF listed on the Hong Kong stock exchange

CICC AM's AUM

RMB:billion

Data Source: CICC AM

Awards

2007
CICC AM: Five Star Manage (Sina Finance)

CICC Equity Selection Fund: Five Star Investment Fund (Sina Finance)
2008
CICC Short Term Debt: Year of the Investment Product, Fixed Income (First Financial Value Ranking)
2010
CICC AM: Second place in the Best Asset Management of a Securities Company of the Year (China Securities “Golden Direction”)

CICC Fund of Funds: 2010 Five Star Award for securities companies (GuoJin Securities)

CICC Enhanced Debt: Third place in Collective Investment Scheme Products among securities companies awards (China Private Fund Ranking)

CICC No.1: Most Popular Product for Securities Companies (China Private Fund Ranking)
2011
CICC Total Return: Highly Recommended Investment Product (The Asset)
2012
CICC No.1: China’s Best Fixed-Income Product (Stock Daily)

CICC Arbitrage SMA Series: China’s Best Asset Management Innovation (Stock Daily)
2014
CICC AM & CICC Total Return: 3-Year Winners Prize (China Private Fund Conference)
2015
CICC Total Return: Golden Bull Financial Products (China Securities Journal)

CICC Quant Investment Team: The Best Quant Team in China (Stock Daily)

CICC AM: 3-year Winners Prize (2013–2015, Equity Product Categories, China Private Fund Conference)

CICC Absolute Return No.15: Golden Bull Collective Scheme of Securities Firms (China Securities Journal)

CICC Quant Investment Team: Golden Eye Hedging Strategy (China Merchants Bank Trusteeship)
2016
CICC Quant Investment Team: Best Management Team of 2016 (Bank of PingAn)

CICC Hedge No.1: Best Asset Management Plan of the Year (China Securities Journal)

CICC No.1: Best 3-year Asset Management Plan (China Securities Journal)
2017
CICC Asset Allocation No.1: Best Absolute Return Product (Securities Times)

CICC AM: Best Golden Central Prize Asset Management Business of Securities Companies (Sina Finance & Zhitong Caijing)

CICC AM: Excellent Asset Management Institution (ChinaBond Outstanding Member Selection)
2018
CICC AM Fixed-income Team: Best Fixed-income Team (Securities Times)

CICC Total Return: Best 3-year Asset Management Plan (China Securities Journal)

CICC AM: Best Asset Management of Fixed-income Product, Best Asset Management of Equity Product and Best Asset Management of ABS Product (China Fund)

CICC AM Equity Investment Team: Best Equity Investment Team (East Money)

CICC AM Equity Investment Team: Sinopec Group’s Best Equity Investment manager (Sinopec Group Pension Plan Investment Board)