Overall Combined Research & Sales (Rank 1)

Best Local Brokerage (Rank 1)

Best for Overall Country Research (Rank 1)

Best Overall Sales Services (Rank 1)

Best Execution (Rank 1)

Best in Sales Trading (Rank 1)

Most Improved Brokerage over the Last 12 Months (Rank 2)

Best for Events and/or Conferences (Rank 1)

Best for Roadshows and Company Visits (Rank 1)

Most Independent Research Brokerage (Rank 1)

Best Research Coverage

Macroeconomics: Hong Liang

Strategy: Hanfeng Wang

Small Caps: Min Li

Banks: Jie Anson Huang

Consumer Discretionary: Haiyan Guo

Consumer Staples: Haiyan Guo

Diversified Financials: Jie Anson Huang

Energy: Bin Guan

Health Care: Jing Qiang

Industrials: Huimin Wu

Insurance: Bolun Tang

Real Estate: Jingbian Ning

Semiconductors & Semiconductor Equipment: Chinyi Erica Chen

Technology Hardware & Equipment: Chinyi Erica Chen

Utilities: Min Li

Best Sales Trader

Jun Deng (Rank 2)

Best Salesperson

Yiming Zhang (Rank 2)

Best Local Brokerage (Rank 1)

Best for Overall Country Research (Rank 1)

Best Overall Sales Services (Rank 1)

Best Execution (Rank 1)

Best in Sales Trading (Rank 1)

Most Improved Brokerage over the Last 12 Months (Rank 1)

Best for Events and/or Conferences (Rank 1)

Best for Roadshows and Company Visits (Rank 1)

Most Independent Research Brokerage (Rank 1)

Best Research Coverage

Macroeconomics: Hong Liang

Strategy: Hanfeng Wang

Banks: Jie Anson Huang

Consumer Discretionary: Haiyan Guo

Consumer Staples: Haiyan Guo

Diversified Financials: Jie Anson Huang

Health Care: Jing Qiang

Industrials: Huimin Wu

Insurance: Bolun Tang

Real Estate: Yu Eric Zhang

Semiconductors & Semiconductor Equipment: Rung Yan Andrew Lin

Software, Internet & Services: Yue Natalie Wu

Technology Hardware & Equipment: Kai Qian

Best Sales Trader

Jun Deng (Rank 2)

Best Salesperson

Jimmy He (Rank 3)

Best Local Brokerage (Rank 2)

Best for Overall Country Research (Rank 2)

Best Overall Sales Services (Rank 2)

Best Execution (Rank 1)

Best in Sales Trading (Rank 3)

Most Improved Brokerage over the Last 12 Months (Rank 2)

Best for Events and/or Conferences (Rank 2)

Best for Roadshows and Company Visits (Rank 1)

Most Independent Research Brokerage (Rank 2)

Best Research Coverage

Macroeconomics: Hong Liang

Strategy: Hanfeng Wang

Banks: Jie Anson Huang

Diversified Financials: Lijuan Du

Health Care: Jing Qiang

Insurance: Bolun Tang

Best for Overall Services to Hedge Funds (Rank 2)

Best for Client Service Coverage (Rank 3)

Best Bespoke Research (Rank 1)

Best Trading Execution –Cash (Rank 1)

Best Trading Execution –Derivatives (Rank 2)

Best Salesperson Servicing Hedge Funds

CHEN, Fei (Rank 3)

Best Sales Trader Servicing Hedge Funds

DENG, Jun(Rank 1)

Best for Overall Services in Prime Broking (Rank 2)

Best Product Innovation for Prime Broking (Rank 2)

Best Pricing for Prime Broking(Rank 2)

Best Risk Management Advisory (Rank 2)

Best Client Service for Prime Broking (Rank 2)