Best Investment Bank in China

Best Equity Underwriting in China

Best for M&A in China

China Region

Best Corporate and Institutional Bank – Domestic

Best Equity House

Best M&A House

Best Deals in China

Deal of the Year/Best Bond Deal: China Life Insurance US$1.28 billion 60NC5 Core Tier 2 Capital Securities (Joint Bookrunner and Lead Manager)

Best Equity Deal: 3SBio Inc. US$818 million IPO (Joint Global Coordinator & Joint Bookrunner and Lead Manager)

Best M&A Deal: Merger of CSR Corporation and China CNR Corporation (Financial Adviser)

Leaders Board (Rank 1)

Industrial Rankings (Rank 1)

Economics: Hong Liang

Porfolio Strategy: Hanfeng Wang

Banks: Junhua Mao

Insurance: Junhua Mao

Infrastructure & Transportation: Xin Yang

Overall Combined Research & Sales (Rank 1)

Best Local Brokerage (Rank 1)

Best for Overall Country Research (Rank 1)

Best Overall Sales Services (Rank 1)

Best Sales Trader

Kai ji (Rank 1)

Jiachan Lv (Rank 2)

Best Salesperson

Wei Kong (Rank 3)

Best Execution (Rank 1)

Best in Sales Trading (Rank 1)

Most Improved Brokerage over the Last 12 Months (Rank 1)

Best for Events and/or Conferences (Rank 1)

Best for Roadshows and Company Visits (Rank 1)

Most Independent Research Brokerage (Rank 1)

Best Research Coverage

Strategy: Hanfeng Wang

Small Caps: Min Li

Banks: Junhua Mao

Consumer Discretionary: Haiyan Guo

Consumer Staples: Haiyan Guo

Diversified Financials: Lijuan Du

Healthcare: Jing Qiang

Real Estate: Jingbian Ning

Semiconductors & Semiconductor Equipment: Qinyi Erica Chen

Technology Hardware & Equipment: Qinyi Erica Chen

Telecommunications: Haofei Chen

Transportation: Xiaofeng Shen

Best Local Brokerage (Rank 1)

Best for Overall Country Research (Rank 1)

Best Overall Sales Services (Rank 1)

Best Sales Trader

Renee wong (Rank 1)

Andy Chan (Rank 3)

Best Salesperson

Wei Kong (Rank 2)

Xuan Cai (Rank 3)

Best Execution (Rank 1)

Best in Sales Trading (Rank 1)

Most Improved Brokerage over the Last 12 Months (Rank 1)

Best for Events and/or Conferences (Rank 1)

Best for Roadshows and Company Visits (Rank 1)

Most Independent Research Brokerage (Rank 1)

Best Research Coverage

Banks: Junhua Mao

Consumer Discretionary: Haiyan Guo

Consumer Staples: Haiyan Guo

Diversified Financials: Lijuan Du

Insurance: Junhua Mao

Software & Internet Services: Haofei Chen

Technology Hardware & Equipment: Kai Qian

Telecommunications: Haofei Chen

Transportation: Xiaofeng Shen

Best Execution (Rank 1)

Best in Sales Trading (Rank 1)

Most Improved Brokerage over the Last 12 Months (Rank 1)

Best for Events and/or Conferences (Rank 2)

Best for Roadshows and Company Visits (Rank 1)

Most Independent Research Brokerage (Rank 2)

Best Research Coverage

Macroeconomics: Hong Liang

Banks: Junhua Mao

Healthcare: Jing Qiang

Best for Overall Services to Hedge Fund (Rank 2)

Best for Client Service Coverage (Rank 2)

Best Bespoke Research (Rank 1)

Best Trading Execution –Cash (Rank 3)

Best Trading Execution –Derivatives (Rank 1)

Best for Client Service Coverage

Andy Chan (Rank 3)

Best for Overall Services in Prime Broking (Rank 2)

Best Product Innovation for Prime Broking (Rank 1)

Best Pricing for Prime Broking(Rank 1)

Best Risk Management Advisory (Rank 1)

Best Client Service for Prime Broking (Rank 2)

Best Analyst for Consumer Discretionary

Haiyan Guo (Rank 2)

China

Overall Best for Interest Rate (Rank 1)

Best for Interest Rate Research (Rank 1)

Best for Interest Rate Product and Sales (Rank 1)

Best for Interest Rate Derivatives (Rank 2)

Best Wealth Management Institution in China

Best Quantitative Investment Team in China

Top 10 Securities Brokerage Branches

Beijing Jianguomenwai Avenue Branch of CICC

Best Full-Service Investment Bank

Leaders Board (Rank 1)

Leaders Board (Rank 1)

Leaders Board (Rank 1)

Industrial Rankings (Rank 1)

Banks: Junhua Mao

Basic Materials: Zheng Gao

Energy: Bin Guan

Infrastructure & Transportation: Xin Yang

Insurance: Shengbo Tang

China Region Best Equity House

Best Local Brokerage (Rank 1)

Best For Overall Country Research (Rank 1)

Best Overall Sales Service (Rank 1)

Best Execution (Rank 1)

Best In Sales Trading (Rank 3)

Most Improved Brokerage Over Last 12 Months (Rank 1)

Best For Events and/or Conferences (Rank 1)

Best for Roadshows and Company Visits (Rank 1)

Most Independent Research Brokerage (Rank 1)

Best Research Coverage (Rank 1)

Macroeconomics: Wensheng Peng

Small Caps: Min Li

Banks: Junhua Mao

Consumer Discretionary: Haiyan Guo

Consumer Staples: Haiyan Guo

Energy: Bin Guan

Healthcare: Jing Qiang

Industrials: Huimin Wu

Insurance: Shengbo Tang

Real Estate: Jingbian Ning

Semiconductors & Semiconductor Equipment: Qinyi Erica Chen

Software & Internet Services: Haofei Chen

Telecommunications: Haofei Chen

Transportation: Xin Yang

Utilities: Junhua Chen

Best For Overall Country Research (h-share)(Rank 1)

Best Execution (Rank 2)

Most Improved Brokerage Over Last 12 Months (Rank 1)

Best For Events and/or Conferences (Rank 3)

Best for Roadshows and Company Visits (Rank 2)

Most Independent Research Brokerage (Rank 2)

Best Research Coverage (Local) (Rank 1)

Software & Internet Services: Haofei Chen

Best Research Coverage(h-share) (Rank 1)

Macroeconomics: Wensheng Peng

Banks: Junhua Mao

Diversified Financials: Lijuan Du

Industrials: Huimin Wu

Insurance: Shengbo Tang

Software & Internet Services: Haofei Chen

Transportation: Xin Yang

Best For Overall Services to Hedge Funds (Rank2)

Best For Client Service Coverage (Rank2)

Best Bespoke Research (Rank 2)

Best Trading Execution –Cash (Rank 2)

Best Trading Execution –Derivatives (Rank 2)

Best For Overall Services in Prime Broking (Rank 2)

Best Product Innovation For Prime Broking (Rank 2)

Best Pricing For Prime Broking(Rank 2)

Best Risk Management Advisory (Rank 2)

Best Client Service For Prime Broking (Rank 2)

Best Domestic Equity House in China

Best Domestic Equity House in China

Domestic: Best Mergers & Acquisitions

Best Wealth Management Institution in China

Best Investment Consultant Brand in China

Top 100 Securities Brokerage Branches:

CICC Beijing, Shanghai and Shenzhen Securities Brokerage Branches

Best ECM House in China

Best Full-Service Investment Bank

Best Investment Bank in M&A

Best M&A Deal:

Midea Group’s Merger with GD Midea Holding Co., Ltd. by Share Swap and Ensuing A-share Listing

Best Bond Underwriting:

Ping An Insurance A-share Subordinated Convertible Bond Offering

CNOOC Oversea Subsidiary Dollar Bond Offering

Best Investment Bank in China

Best Investment Bank in China

China Region

Best domestic investment bank

Best Local Brokerage (Rank 1)

Best For Overall Country Research (Rank 1)

Best Overall Sales Service (Rank 1)

Best Execution (Rank 1)

Best In Sales Trading (Rank 1)

Most Improved Brokerage Over the Last 12 Months (Rank 1)

Best For Events and/or Conferences (Rank 1)

Best for Roadshows and Company Visitis (Rank 1)

Most Independent Research Brokerage (Rank 2)

Best Analyst (A-Share): GUO Haiyan(Rank 1)

Best Analyst (H-Share): GUO Haiyan(Rank 1) & Bing Qian(Rank 3)

Best Research Coverage (A-Share) (Rank 1): Strategy/ Macroeconomics/ Small Caps/ Banks/ Capital Goods/ Energy/Insurance/ Materials/ Real Estate/ Telecommunication Services

Best Execution (Rank 1)

Most Improved Brokerage Over the Last 12 Months (Rank 1)

Best Research Coverage (Rank 1): Macroeconomics/ Banks

Best In Sales Trading (Rank 2)

Best For Events and/or Conferences (Rank 2)

Best for Roadshows and Company Visitis (Rank 2)

Best Overall Sales Service (Rank 3)

Best Bespoke Research (Rank 3)

Best Trading Execution –Cash (Rank 4)

Best For Overall Services to Hedge Funds (Rank 5)

Best Sales-Traders Servicing Hedge Funds: Alan Chan (Rank 1) & Renee Wong (Rank 5)

Best Sales People Servicing Hedge Funds : Monica Ma (Rank 5)

Best For Overall Services in Prime Broking (Rank 2)

Best Product Innovation For Prime Broking (Rank 2)

Best Pricing For Prime Broking(Rank 2)

Best Risk Management Advisory (Rank 2)

Best Client Service For Prime Broking (Rank 2)

Best Domestic Equity House in China

Best Domestic Equity House in China

Domestic: Best Mergers & Acquisitions

Best Wealth Management Institution in China

Best Investment Consultant Brand in China

Top 100 Securities Brokerage Branches:

CICC Beijing, Shanghai and Shenzhen Securities Brokerage Branches

Best ECM House in China

Best Full-Service Investment Bank

Best Investment Bank in M&A

Best M&A Deal:

Midea Group’s Merger with GD Midea Holding Co., Ltd. by Share Swap and Ensuing A-share Listing

Best Bond Underwriting:

Ping An Insurance A-share Subordinated Convertible Bond Offering

CNOOC Oversea Subsidiary Dollar Bond Offering

Best Investment Bank in China

Best Investment Bank in China

Best domestic investment bank

Best Local Brokerage (Rank 1)

Best For Overall Country Research (Rank 1)

Best Overall Sales Service (Rank 1)

Best Execution (Rank 1)

Best In Sales Trading (Rank 1)

Most Improved Brokerage Over the Last 12 Months (Rank 1)

Best For Events and/or Conferences (Rank 1)

Best for Roadshows and Company Visitis (Rank 1)

Most Independent Research Brokerage (Rank 2)

Best Analyst (A-Share): GUO Haiyan(Rank 1)

Best Analyst (H-Share): GUO Haiyan(Rank 1) & Bing Qian(Rank 3)

Best Research Coverage (A-Share) (Rank 1): Strategy/ Macroeconomics/ Small Caps/ Banks/ Capital Goods/ Energy/ Insurance/ Materials/ Real Estate/ Telecommunication Services

Best Execution (Rank 1)

Most Improved Brokerage Over the Last 12 Months (Rank 1)

Best Research Coverage (Rank 1): Macroeconomics/ Banks

Best In Sales Trading (Rank 2)

Best For Events and/or Conferences (Rank 2)

Best for Roadshows and Company Visitis (Rank 2)

Best Overall Sales Service (Rank 3)

Best Bespoke Research (Rank 3)

Best Trading Execution –Cash (Rank 4)

Best For Overall Services to Hedge Funds (Rank 5)

Best Sales-Traders Servicing Hedge Funds: Alan Chan (Rank 1) & Renee Wong (Rank 5)

Best Sales People Servicing Hedge Funds : Monica Ma (Rank 5)

Best For Overall Services in Prime Broking (Rank 2)

Best Product Innovation For Prime Broking (Rank 2)

Best Pricing For Prime Broking(Rank 2)

Best Risk Management Advisory (Rank 2)

Best Client Service For Prime Broking (Rank 2)

Best Equity House in China

Best Investment Bank

Best Investment Bank

Best Wealth Management Institution in China

CICC Beijing, Shanghai and Shenzhen Securities Brokerage Branches

CICC Shenzhen Securities Brokerage Branches

Best Investment Bank

Best Investment Bank in Risk Control

Best Investment Bank in Refinancing

Best Investment Bank in M&A

Best IPO: A+H IPO of New China Life

Best M&A Deal: Ping An Insurance’s Acquisition of Shenzhen Development Bank

Best Refinancing Deal: A+H Right Issue of China Citic Bank

Most Innovative Deal: Back Door Listing of BesTV New Media

Best Bond Underwriting Deal: Subordinated Bonds of China Life

Best Refinancing Sponsor: FANG Baorong

Best Bond Underwriter: LIU Yunhe

Best IPO: CGN Power's $3.6 billion HK IPO

Most Innovative Deal: Rmb 4 billion 3-Yr Baosteel Exchangeable Bond Public Offering

Best Domestic M&A: Merger of CSR Corporation and China CNR Corporation

Best Bond: China Life Insurance US$1.28 Billion 60NC5 Core Tier 2 Capital Securities

Best Block Trade: CAR Inc. US$401 Million Block Trade

Leaders Board (Rank 1)

Top Most Award-Winning Brokers (Rank 2)

Top Stock Pickers：

Automobiles：Feng, Wei (Rank 1)

Metals & Mining：Cai, Hongyu (Rank 3)

Top Earnings Estimator：

Electronic Equipment：Chen, Haofei (Rank 1)

Transportation：Yang, Xin (Rank 1)

Metals & Mining：Cai, Hongyu (Rank 2)

Top Overall Stock Pickers：

Liao, Mingbing (Rank 7)

Top Stock Pickers：

Healthcare: Zou, Peng (Rank 1)

Software & Internet Services：Lu, Ting (Rank 3)

Asia-Pacific Structured Equity Issue:

Baosteel’s Rmb4bn Bond Exchangeable into New China Life

Structured Equity Issue: Baosteel Group's Rmb4bn Exchangeable Bond

Hong Kong Equity Issue: China International Capital Corp’s HK$7.22bn IPO

Best Collection 3-years Asset Management Plan：CICC Anxin Huibao

2014 Top 50 Best PE Institutions in China: CICC Jiacheng (Rank 14)

2014 Top 30 Best Domestic PE Institutions in China: CICC Jiacheng (Rank 7)

2014 Top 10 Best PE of Investment Bank in China: CICC Jiacheng (Rank 3)

2014 Top 5 Best Investment Bank of Chinese M&A Market (Domestic)：CICC

2014 Top 5 Best Investment Bank of Chinese M&A Market (Cross-border)：CICC

2014 Top 5 Best Investment Bank of Chinese IPO Market (Domestic)：CICC

2014 Top 5 Best Investment Bank of Chinese IPO Market (Cross-border)：CICC

Best Brand in Securities Industry (CICC)

Best Financial Service (CICC Goldennet)

Overall List

Bond Research (Rank 1)

Public Fund Sector

Bond Research (Rank 1)

Private Fund Sector

Bond Research (Rank 1)

Global Macroeconomic Forecast (Rank 1)

Global Market Forecast (Rank 2)

China Economic Monthly Forecast (Rank 2)

Best Securities Research (CICC)

Best Strategy Research (Hanfeng WANG’s Team)

2013 Best International Investment Bank

Best Investment Bank in China

Best Collection Asset Management Plan：CICC Anxin Huibao

2013 Top 10 China Best PE of Investment Bank: CICC Jiacheng (Rank 4)

2013 Top 10 Best Investment Bank in Chinese M&A Market（domestic）：CICC (Rank 4)

2013 Top 10 Best Investment Bank in Chinese IPO Market：CICC (Rank 4)

Outstanding Research Team

Leaders Board (Rank 13)

2012 Best Investment Banks

Domestic: Best Investment Bank

Best H-Share IPO in HK: PICC Group’s $3.56bn H-share IPO

Best Overseas Market Research (Rank 1)

2012 Top 30 China Best PE Institutions: CICC (Rank 9)

Best Securities Broker in Institutional Investor Services

Best Team in Corporate Bond Offering

Best Investment Bank in Risk Control

Best Corporate Bond Underwriter

Best Investment Bank in M&A

Best Re-financing Deal: BOCOM A-share Non-Public Offering

Best Bond Underwriting: 2012 Financial Bond of Shanghai Pudong Development Bank

Commerce: GUO Haiyan (Rank 3)

Transportation: YANG Xin (Rank 46)

Commerce: GUO Haiyan (Rank 15)

Commerce: GUO Haiyan (Rank 3)

Best PE Investment Institution: CICC PE (Rank 11)

China Equity House

Best Domestic Investment Bank

Best Equity House

China Research: Xiaoqing XU (Rank 1)

Best Earnings Estimators: CAI Hongyu (Rank 5)

Energy & Chemicals: GUAN Bin (Rank 3)

Best Earnings Estimators: CAI Hongyu (Rank 5)

Construction & Engineering: WU Huimin (Rank 3)

Best Local Brokerage (Rank 1)

Best Overall Country Research (Rank 1)

Best Execution (Rank 1)

Best Overall Sales Service (Rank 1)

Best In Sales Trading (Rank 1)

Most Improved Brokerage Over the Last 12 Months (Rank 1)

Best For Events and/or Conferences (Rank 1)

Best for Roadshows and Company Visitis (Rank 1)

Most Independent Research Brokerage (Rank 2)

Best Analysts (A-Share): GUO Haiyan

Best Analysts (H-Share): GUO Haiyan

Strategy (Rank 1)

Macroeconomics (Rank 1)

Small Caps (Rank 1)

Capital Goods (Rank 1)

Real Estate (Rank 1)

Banking (Rank 1)

Energy (Rank 1)

Insurance (Rank 1)

Materials (Rank 1)

Telecommunication Services (Rank 1)

Strategy (Rank 1)

Macroeconomics (Rank 1)

Capital Goods (Rank 1)

Banking (Rank 1)

Energy (Rank 1)

Materials (Rank 1)

Telecommunication Services (Rank 1)

Leaders Board (Rank 1)

Leaders Board (Rank 1)

Leaders Board (Rank 11)

Leaders Board (Rank 12)

China's Best Brokerage

2011 Best Investment Banks (Rank 1)

Domestic: Best Mergers and Acquisitions

Best Overseas Market Research (Rank 1)

Most Influential Research Institute (Rank 5)

Electronic (Rank 1)

Banking (Rank 3)

Chemicals (Rank 4)

Media & Culture (Rank 5)

Macroeconomics (R/U)

Wholesale (R/U)

Fixed Income: XU Xiaoqing, ZHANG Jiqiang, JI Jiangfan, CHEN Jianheng, ZHANG Li, XU Yan, LI Yishuo, LIU Mingxi (Rank 2)

Most Outstanding Analyst: GUO Haiyan, XU Xiaoqing

Best Domestic Investment Bank (Rank 2)

Best Investment Bank in Large Deal Execution (Rank 2)

New China Life Insurance (Rank 1)

Phoenix Media (Rank 4)

Hebei Iron & Steel (Rank 1)

SDIC Power (Rank 2)

China CITIC Bank (Rank 1)

Best Convertible Bond Deal

Sinopec Convertible Bond (Rank 1)

Convertible Bond of SDIC Power (Rank 3)

11 Daqin 01 (Rank 1)

CSIC Whole Listing (Rank 1)

Most Influential Research Team (Rank 3)

Most Independent Research Team (Rank 3)

Best Sales Service Team (Rank 2)

Best Events and/or Conferences (Rank 2)

Best Roadshow and Company Visitor (Rank 2)

Chemicals: GAO Zheng, GAO Bing (Rank 1)

Electronics: ZHAO Xiaoguang (Rank 1)

Wholesale & Retail: GUO Haiyan, QIAN Bing (Rank 1)

Bond: XU Xiaoqing, ZHANG Jiqiang, JI Jiangfan, CHEN Jianheng, ZHANG Li, XU Yan, LI Yishuo, LIU Mingxi (Rank 1)

Macroeconomics: PENG Wensheng, LIN Tun, BIAN Quanshui, SUN Miaoling (Rank 2)

Home Appliance: HE Wei, GUO Haiyan (Rank 2)

Power Equipment: CHEN Hua, SHI Ran (Rank 3)

Transportation: YANG Xin, SHEN Xiaofeng, REN Zhong, NIE Dizhong (Rank 3)

Power, Gas & Utilities: CHEN Junhua, CHEN Shuwei (Rank 4)

Textiles and Apparel: GUO Haiyan (Rank 4)

Media: WANG Yumei, JIN Yu (Rank 4)

Strategy: HUANG Haizhou, HOU Zhenhai, LI Zhiyong, CHANG Yuliang, WANG Chao, WANG Hui (Rank 5)

Agriculture: YUAN Feiyang, ZHOU Xuefan (R/U)

Coals: CAI Hongyu, LIAO Mingbing (R/U)

Non-metals Materials: LUO Wei, GUAN Xue (R/U)

Telecommunications: CHEN Haofei, HAN Hao (R/U)

New Energy: CHEN Hua, SHI Ran (R/U)

Most Independent Research Team (Rank 3)

Most Influential Research Team (Rank 4)

Electronics: ZHAO Xiaoguang (Rank 1)

Bond: XU Xiaoqing, ZHANG Jiqiang, JI Jiangfan, CHEN Jianheng, ZHANG Li, XU Yan, LI Yishuo, LIU Mingxi (Rank 2)

Banking: LUO Jing, HUANG Jie, MAO Junhua (Rank 3)

Chemicals: GAO Zheng, GAO Bing (Rank 5)

Media: WANG Yumei, JIN Yu (R/U)

Best Brand in Investment Institutions of China

Best Institutional Investor Service Provider

Best Chinese FI Product of Asset Management: CICC No.1 Debt Fund

Most Innovative AM Product: CICC Index Future Arbitrary Strategy Segregated Account

Best Securities Brokerage Branch: CICC Beijing

Jianguomenwai Branch

Best Sell-Side Analysts of the Year (Rank 8)

Best Institution for Sponsorship

Best Investment Bank (Rank 6)

Best Re-Financing Investment Bank (Rank 3)

Best Debt Financing Investment Bank (Rank 5)

Investment Product Awards: Highly Recommended

Investment Product, Retail

China's Best Bond Research Analyst: Xiaoqing XU (Rank 1); Hanfei XU (Rank 4)

Best Equity-Linked Deal Award (China Unicom US$1.84 bn Convertible Bonds)

Best Domestic M&A/Best Privatization Award (Guangzhou Automotive Group US$3.2 billion privatization of Denway Motors and H-share IPO)

Stock Picker

Retailing: Bing QIAN (Rank 2)

Estimator

Health Care: Liang SUN (Rank 1)

Real Estate & Construction: WU Huimin (Rank 2)

Retailing: Bing Qian (Rank 3)

Best IPO (Sun Art $1.2 bn IPO)

Best Equity Deal (Sun Art $1.2 bn IPO)

Best Investment Bank in China

Best Bond House in China

Domestic Mergers and Acquisitions Bank

Best Investment Bank in China & HK

Best for Overall Services to Hedge Funds (Rank 10)

Best for Overall Services to Prime Broking (Rank 9)

Best for Idea Generation (Rank 8)

Best for Client Service Coverage (Rank 10)

Best Depth & Quality of Inventory for Stock Loan (Rank 11)

Best Trading Execution – Cash (Rank 10)

Best Trading Execution – Derivatives (Rank 12)

Best Sales Coverage – Cash (Rank 10)

Best Sales Coverage –Derivatives (Rank 12)

Best Bespoke Research (Rank 7)

Best Product Innovation (Rank 11)

Best Pricing (Rank 9)

Best for Capital Introduction (Rank 11)

Best Client Service (Rank 11)

Best Risk Management Advisory Service (Rank 7)

Best for Quantitative Research (Rank 13)

Best for Customized Reporting (Rank 8)

Best for Futures (Rank 12)

Best Bespoke Solutions (Rank 7)

Best Sales People Servicing Hedge Funds

Gordon LU (Rank 5)

Kong WEI (Rank 22)

Best Sales Traders Servicing Hedge Funds

Renee Wong (Rank 8)

Luke Fowler (Rank 25)

Research

Overall Country Research (Rank 1)

Strategy (Rank 2)

Macroeconomics (Rank 2)

Small Caps (Rank 3)

Banks (Rank 1)

Energy (Rank 1)

Insurance (Rank 1)

Material (Rank 1)

Telecommunication Service(Rank 1)

Most Independent Research Brokerage (Rank 2)

Best Analysts

Haiyan GUO (Rank 2)

Zheng GAO (Rank 3)

Wei LUO (Rank 7)

Hongyu CAI (Rank 8)

Junhua MAO (Rank 22)

Sales & Others

Best Local Brokerage (Rank 1)

Overall Sales Services (Rank1)

Execution (Rank 1)

Sales Trading (Rank 1)

Events and/or Conferences (Rank 3)

Roadshows and Company Visit (Rank 1)

Most Improved Brokerage (Rank 2)

Best Salesperson

Kong WEI (Rank 11)

Gordon LU (Rank 13)

Natalie WAN (Rank 22)

Research

Overall Country Research (Rank 12)

Strategy (Rank 9)

Macroeconomics (Rank 11)

Small Caps (Rank 19)

Capital Goods (Rank 12)

Insurance (Rank 6)

Real Estate (Rank 11)

Utilities (Rank 13)

Most Independent Research Brokerage (Rank 7)

Best Analysts

Haiyan GUO (Rank 3)

Sales & Others

Overall Sales Services (Rank 10)

Execution (Rank 9)

Sales Trading (Rank 12)

Events and/or Conferences (Rank 14)

Roadshows and Company Visit (Rank 8)

Most Improved Brokerage (Rank 13)

Best Domestic Equity House in China

Best Overseas Market Research

Electronics (Xiaoguang ZHAO)

Bond team (Xiaoqing XU, Jiqiang ZHANG, Jiangfan JI, Jianheng CHEN, Hanfei XU, Yishuo LI, Yan XU, Li ZHANG)

Wholesale (Haiyan GUO, Bing QIAN)

Banking (Jing LUO, Junhua MAO)

Chemicals (Zheng GAO, Bing GAO)

Telecommunications (Equipment & Services) (Haofei CHEN and the team)

Best Sales and Trading Team

Best Sales Manager in Guangdong and Shenzhen (Hongmei GUO)

Best Domestic Investment Bank

Best Main Board IPO (IPO of Agricultural Bank of China)

Best Financial Advisor Deal (Shanghai Pharmaceutical)

Best Convertible Bond Deal (ICBC Convertible Bond)

Best Bond Deal (2010 CSR Phase 1 MTN)

Most Respected Investment Bank

Best Investment Bank in Large Project Execution

Best Re-financing Deal (Zoomlion)

Best Main Board IPO (CEB IPO)

Best Right Issue Deal (China Construction Bank, China Merchant Bank)

TOP 100 Sponsors: Baorong FANG, Jianyang WANG (ABC IPO), Xin HE, Chao ZHU (ICBC Right Issue, ICBC Convertible Bond), Hongbin LV, Lei SUN (China XD Electric IPO)

Bond team (Xiaoqing XU, Jiqiang ZHANG, Jiangfan JI, Jianheng CHEN, Hanfei XU, Yan XU, Yishuo LI, Li ZHANG)

Electronics (Xiaoguang ZHAO)

Wholesale (Haiyan GUO, Bing QIAN)

Thirty Golden Stocks: Media & Culture (Yu JIN, Wenming ZHONG, Wanting YU)

Telecommunications (Haofei CHEN)

Most Influential Research Team

Home appliance (Haiyan GUO, HUANG Wenqian)

Transportation (Xin YANG, REN Zhong, Dizhong NIE)

Banking (Junhua MAO, Jing LUO)

Shenzhen and Guangzhou best sales managers (Hongmei GUO, Junmin HUANG, Ji LV, Shan WU, Zhibin CHEN)

Best Local Research Team

Iron & Steel (Wei LUO, Yue DING)

Best Sales Team

Chemicals (Zheng GAO)

Other Awards

Macroeconomics (Wensheng PENG, Miaoling SUN)

Strategy (Haizhou HUANG, Zhenhai HOU, Yuliang CHANG, Zhiyong LI, Chao WANG, Hui WANG)

Agriculture (Feiyang YUAN)

Food and Beverage (Feiyang YUAN, Yijia SUN)

Textiles and Apparel (Haiyan GUO, Fang HUANG)

Oil and Gas (Bin GUAN)

Real Estate (Hongwei BAI, Jingbian NING)

Media and Culture (Yu JIN, Wenming ZHONG, Wanting YU)

Most Distinguished Stock Broker in China

Top 20 Star Brokerage Branches: CICC Beijing Securities Brokerage Branch; CICC Shanghai Securities Brokerage Branch

Best Influential Investment Bank

Best Investment Bank in Main Board

Best Investment Bank in Refinancing

Best Investment Bank in M&A

Best Bond House

Best IPO (IPO of Agriculture Bank of China)

Best M&A Deal (Pingan’s Acquisition of Shenzhen Development Bank)

Best Refinancing Deal (Daqing A-share Follow-on Offering)

Best Innovative Deal (Shanghai Pharm Restructuring)

Best Bond Underwriting Deals (2010 Phase I Bond Issuance of Central Huijin; Sinopec 2010 Corporate Bond Issuance)

Outstanding Investment Bank

Most Innovative Service Brokers in China

Top 10 Securities Brokerage Branches: CICC Shanghai Securities Brokerage Branch

Best Domestic Equity House in China

Best Equity-linked Offering (China Unicom US$18.4bn 0.75% Convertible Bonds due 2015)

Best for Overall Country Research (Rank 1)

Small Caps (Rank 1)

Banks (Rank 1)

Energy (Rank 1)

Insurance (Rank 1)

Telecommunication Services (Rank 1)

Best Local Brokerage (Rank 1)

Best Overall Sales Services (Rank 1)

Best Execution (Rank 1)

Best Sales Trading (Rank 1)

Most improved brokerage over the last 12 months (Rank 1)

Real Estate (Rank 2)

Most Independent Research Brokerage (Rank 2)

Macroeconomics (Rank 2)

Best for Roadshows and Company Visits (Rank 2)

Strategy (Rank 3)

Overall Events and/or Conferences (Rank 3)

Best Analyst (GUO Haiyan, CAI Hongyu, MAO Junhua, HA Jiming, CHEN Haofei)

Best Salesperson (Natalie WAN, Wei KONG, Jianyang WANG, Gordon LV, Paul CHEONG, Carol CHEN, Kathy TEO)

Best for Overall Country Research in Hong Kong

Most Independent Research Brokerage

Diversified Finance

Macroeconomics

Retailing

Banks

Strategy

Real Estate

Utilities

Small Caps

Best Sales Services

Best Execution

Best Sales Trading

Best Events and/or Conferences

Best for Roadshows and Company Visits

Most improved brokerage over the last 12 months

Best Salesperson (Carol CHEN, Natalie WAN, Paul CHEONG)

Financial Advisor of the Year (China)

China's Best Research Analyst: XU Xiaoqing

Best Domestic Investment Bank

Best Deal: A+H IPO of Agriculture Bank of China

Insurance

Top Ten Institutions

Technology, Media & Telecommunications Industry: CHEN Haofei (Rank 2)

Financials Industry: MAO Junhua (Rank 3)

China Equity House

China Bond House

Equity-linked Deal (China Unicom US$1.84bn Convertible Bond)

Equity Deal (Agricultural Bank of China US$22.1bn IPO)

Best Investment Bank in China

Best China Deal - Agricultural Bank of China’s $22.1 billion IPO

Best Domestic M&A Deal - Guangzhou Auto’s $4 billion privatisation of Denway and relisting

Best Equity - Linked Deal - China Unicom's $1.8 billion convertible bond

Best Domestic Mergers and Acquisitions Bank

Best Investment Bank in China

Outstanding research leader: CICC (QIU Jin)

Fixed income research (XU Xiaoqing, CHEN Jianheng, XU Hanfei, JI Jiangfan, XU Yan, ZHANG Jiqiang)

Electronics (ZHAO Xiaoguang)

Media and Culture (JIN Yu, ZHONG Wenming)

Best sales team in Guangzhou and Shenzhen

Banking (MAO Junhua, LUO Jing)

Best sales managers in Guangzhou and Shenzhen (ZHU Yingwei)

Most influential research team

Best sales team

Wholesale (GUO Haiyan, QIAN Bing)

Home appliance (GUO Haiyan, HUANG Wenqian)

Best local research team

Food and Beverage (YUAN Feiyang, SUN Yijia)

Best sales managers in Guangzhou and Shenzhen (GUO Hongmei)

Most Respected Investment Bank

Best Investment Bank in Large Project Execution

Most Innovative Investment Bank

Best IPO: CSCEC A-share IPO

Best Bond Deal: Financial Street 09 1st Corporate Bond Issuance

Best Re-financing Deal: China Eastern Airlines Re-financing

Best Financial Advisor Deal: Pangang Group Restructuring)

Best Representatives of Sponsor:

SHI Fang, YAO Xudong (CSCEC A-share IPO)

XIA Yuyang, LIU Shulin (China Eastern Airlines Re-financing)

Best Domestic Investment Bank

Best Bond Deal: Shanghai Chengtou 09 Corporate Bond

Best Influential Investment Bank

Best Investment Bank in IPO

Best Investment Bank in M&A

Best Investment Bank in Innovation

Best Joint Venture Investment Bank

Best Bond House

Best Influential Deal: CSCEC A-share IPO

Best M&A Deal: China Eastern Airlines Merge with Shanghai Airlines

Best Innovative Deal: Shanghai Pharmaceutical’s Major Asset Restructuring; Northeast Expressway’s Split

Best Bond Issuance: RMB30 bn Mid-Term Notes Issuance of PetroChina; Sub-bond Deal of Agricultural Bank of China

The Best Asset Management: Corporation/Department of Securities Company (Rank 2)

2010 Best Investment Bank

Best Investment Bank

Best Investment Bank of the Year

Best Forecasting Financial Institution

Brokerage Branch of the Year –CICC Beijing securities

brokerage branch

Best China CFO Reliable IPO Underwriting Institute

Best M&A Programme Design Award (Shanghai Pharmaceutical’s Major Asset Restructuring)

CICC Shanghai Securities Brokerage Branch: 2010 Top 10 Securities Brokerage Branches

Best Investment Bank in Large Transaction Execution

Bond team (XU Xiaoqing, CHEN Jianheng, XU Hanfei, JI Jiangfan, XU Yan, ZHANG Jiqiang)

Electronics (ZHAO Xiaoguang)

Media and Culture (JIN Yu, ZHONG Wenming)

Best in conference organization

Banking (MAO Junhua, LUO Jing)

Shenzhen and Guangzhou best sales managers (LIU Man, GUO Hongmei, CHEN Zhibin, HUANG Junmin, ZHU Yingwei, LV Ji, ZHANG Hua, CHEN Xiao, JIANG Qi, WU Shan)

Most influential research team

Most independent research team

Home appliance (GUO Haiyan, HUANG Wenqian)

Telecommunications (CHEN Haofei)

Wholesale (GUO Haiyan, QIAN Bing)

Beijing best sales managers (KANG Chen, ZHANG Ting, YONG Yue, LONG Bo, LI Wei, CHEN Yinan, CHEN Yinan, CAI Xuan, WANG Mian, ZHANG Mo, KANG Le)

Best sales team

Agriculture (YUAN Feiyang, YANG Ke)

Food and Beverage (YUAN Feiyang, SUN Yijia)

Power (CHEN Hua)

Utilities (CHEN Junhua, HUANG Wenlong, Stephen ZHANG)

Transportation (Vivian TAO, YANG Xin)

Non-bank financial institution (ZHOU Guang, WANG Songbai)

Shanghai best sales managers (LI Qiang, GUO Minfang, CHEN Shu, YI Jianjun, DU Jingtao, DENG Liwei, YU Shaohua, XU Feng, LUO Wenwen, HU Shanshan)

Metals & Mining (HAN Yong)

Real Estate (BAI Hongwei)

Textile and Clothes (GUO Hanyan)

Ferrous Metal (LUO Wei)

Chemicals (SHI Xuesong)

Transportation (YANG Xin)

Agriculture (YUAN Feiyang)

Food and Beverage (YUAN Feiyang)

Telecommunication (LI Yuan)

Financial Services (ZHOU Guang)

Light Manufacturing (ZENG Lingbo)

Medical Biology (SUN Liang)

Nonferrous Metal (DING Shenwei)

Rank 3 in China

Rank 4 in Insurance

Best Bond House

Best Equity Deal

Best Investment Bank

Best Bond House

Best IPO

Best Banks: Mergers and Acquisitions, Domestic

Best Investment Bank, China/Hong Kong

Best Investment Bank, Asia

Best M&A Bank, Asia

Best Domestic Investment Bank

Best Debt House

Best Domestic Bond House

Most Innovative Deal

Best Domestic Equity House in China

Best Equity-linked Offering (China Unicom US$18.4bn 0.75% Convertible Bonds due 2015)

Best for Overall Country Research (Rank 1)

Small Caps (Rank 1)

Banks (Rank 1)

Energy (Rank 1)

Insurance (Rank 1)

Telecommunication Services (Rank 1)

Best Local Brokerage (Rank 1)

Best Overall Sales Services (Rank 1)

Best Execution (Rank 1)

Best Sales Trading (Rank 1)

Most improved brokerage over the last 12 months (Rank 1)

Real Estate (Rank 2)

Most Independent Research Brokerage (Rank 2)

Macroeconomics (Rank 2)

Best for Roadshows and Company Visits (Rank 2)

Strategy (Rank 3)

Overall Events and/or Conferences (Rank 3)

Best Analyst (GUO Haiyan, CAI Hongyu, MAO Junhua, HA Jiming, CHEN Haofei)

Best Salesperson (Natalie WAN, Wei KONG, Jianyang WANG, Gordon LV, Paul CHEONG, Carol CHEN, Kathy TEO)

Best for Overall Country Research in Hong Kong

Most Independent Research Brokerage

Diversified Finance

Macroeconomics

Retailing

Banks

Strategy

Real Estate

Utilities

Small Caps

Best Sales Services

Best Execution

Best Sales Trading

Best Events and/or Conferences

Best for Roadshows and Company Visits

Most improved brokerage over the last 12 months

Best Salesperson (Carol CHEN, Natalie WAN, Paul CHEONG)

Financial Advisor of the Year (China)

China's Best Research Analyst: XU Xiaoqing

Best Domestic Investment Bank

Best Deal: A+H IPO of Agriculture Bank of China

Insurance

Top Ten Institutions

Technology, Media & Telecommunications Industry: CHEN Haofei (Rank 2)

Financials Industry: MAO Junhua (Rank 3)

China Equity House

China Bond House

Equity-linked Deal (China Unicom US$1.84bn Convertible Bond)

Equity Deal (Agricultural Bank of China US$22.1bn IPO)

Best Investment Bank in China

Best China Deal - Agricultural Bank of China’s $22.1 billion IPO

Best Domestic M&A Deal - Guangzhou Auto’s $4 billion privatisation of Denway and relisting

Best Equity - Linked Deal - China Unicom's $1.8 billion convertible bond

Best Domestic Mergers and Acquisitions Bank

Best Investment Bank in China

Outstanding research leader: CICC (QIU Jin)

Fixed income research (XU Xiaoqing, CHEN Jianheng, XU Hanfei, JI Jiangfan, XU Yan, ZHANG Jiqiang)

Electronics (ZHAO Xiaoguang)

Media and Culture (JIN Yu, ZHONG Wenming)

Best sales team in Guangzhou and Shenzhen

Banking (MAO Junhua, LUO Jing)

Best sales managers in Guangzhou and Shenzhen (ZHU Yingwei)

Most influential research team

Best sales team

Wholesale (GUO Haiyan, QIAN Bing)

Home appliance (GUO Haiyan, HUANG Wenqian)

Best local research team

Food and Beverage (YUAN Feiyang, SUN Yijia)

Best sales managers in Guangzhou and Shenzhen (GUO Hongmei)

Most Respected Investment Bank

Best Investment Bank in Large Project Execution

Most Innovative Investment Bank

Best IPO: CSCEC A-share IPO

Best Bond Deal: Financial Street 09 1st Corporate Bond Issuance

Best Re-financing Deal: China Eastern Airlines Re-financing

Best Financial Advisor Deal: Pangang Group Restructuring)

Best Representatives of Sponsor:

SHI Fang, YAO Xudong (CSCEC A-share IPO)

XIA Yuyang, LIU Shulin (China Eastern Airlines Re-financing)

Best Domestic Investment Bank

Best Bond Deal: Shanghai Chengtou 09 Corporate Bond

Best Influential Investment Bank

Best Investment Bank in IPO

Best Investment Bank in M&A

Best Investment Bank in Innovation

Best Joint Venture Investment Bank

Best Bond House

Best Influential Deal: CSCEC A-share IPO

Best M&A Deal: China Eastern Airlines Merge with Shanghai Airlines

Best Innovative Deal: Shanghai Pharmaceutical’s Major Asset Restructuring; Northeast Expressway’s Split

Best Bond Issuance: RMB30 bn Mid-Term Notes Issuance of PetroChina; Sub-bond Deal of Agricultural Bank of China

The Best Asset Management: Corporation/Department of Securities Company (Rank 2)

2010 Best Investment Bank

Best Investment Bank

Best Investment Bank of the Year

Best Forecasting Financial Institution

Brokerage Branch of the Year –CICC Beijing securities

brokerage branch

Best China CFO Reliable IPO Underwriting Institute

Best M&A Programme Design Award (Shanghai Pharmaceutical’s Major Asset Restructuring)

CICC Shanghai Securities Brokerage Branch: 2010 Top 10 Securities Brokerage Branches

Best Investment Bank in Large Transaction Execution

Bond team (XU Xiaoqing, CHEN Jianheng, XU Hanfei, JI Jiangfan, XU Yan, ZHANG Jiqiang)

Electronics (ZHAO Xiaoguang)

Media and Culture (JIN Yu, ZHONG Wenming)

Best in conference organization

Banking (MAO Junhua, LUO Jing)

Shenzhen and Guangzhou best sales managers (LIU Man, GUO Hongmei, CHEN Zhibin, HUANG Junmin, ZHU Yingwei, LV Ji, ZHANG Hua, CHEN Xiao, JIANG Qi, WU Shan)

Most influential research team

Most independent research team

Home appliance (GUO Haiyan, HUANG Wenqian)

Telecommunications (CHEN Haofei)

Wholesale (GUO Haiyan, QIAN Bing)

Beijing best sales managers (KANG Chen, ZHANG Ting, YONG Yue, LONG Bo, LI Wei, CHEN Yinan, CHEN Yinan, CAI Xuan, WANG Mian, ZHANG Mo, KANG Le)

Best sales team

Agriculture (YUAN Feiyang, YANG Ke)

Food and Beverage (YUAN Feiyang, SUN Yijia)

Power (CHEN Hua)

Utilities (CHEN Junhua, HUANG Wenlong, Stephen ZHANG)

Transportation (Vivian TAO, YANG Xin)

Non-bank financial institution (ZHOU Guang, WANG Songbai)

Shanghai best sales managers (LI Qiang, GUO Minfang, CHEN Shu, YI Jianjun, DU Jingtao, DENG Liwei, YU Shaohua, XU Feng, LUO Wenwen, HU Shanshan)

Metals & Mining (HAN Yong)

Real Estate (BAI Hongwei)

Textile and Clothes (GUO Hanyan)

Ferrous Metal (LUO Wei)

Chemicals (SHI Xuesong)

Transportation (YANG Xin)

Agriculture (YUAN Feiyang)

Food and Beverage (YUAN Feiyang)

Telecommunication (LI Yuan)

Financial Services (ZHOU Guang)

Light Manufacturing (ZENG Lingbo)

Medical Biology (SUN Liang)

Nonferrous Metal (DING Shenwei)

Rank 3 in China

Rank 4 in Insurance

Best Bond House

Best Equity Deal

Best Investment Bank

Best Bond House

Best IPO

Best Banks: Mergers and Acquisitions, Domestic

Best Investment Bank, China/Hong Kong

Best Investment Bank, Asia

Best M&A Bank, Asia

Best Domestic Investment Bank

Best Debt House

Best Domestic Bond House

Most Innovative Deal

Best Bond House

Best Equity House

Best for Overall Country Research (Rank 1)

Macroeconomics (Rank 1)

Strategy (Rank 1)

Banks (Rank 1)

Insurance (Rank 1)

Real Estate (Rank 1)

Telecommunication Services (Rank 1)

Best Local Brokerage (Rank 1)

Best Overall Sales Services (Rank 1)

Best Execution (Rank 1)

Best In Sales Trading (Rank 1)

Most Improved Brokerage Over the Last 12 Months (Rank 1)

Most Independent Research Brokerage (Rank 2)

Best for Roadshows and Company Visits (Rank 2)

Small Caps (Rank 3)

Best for Events and/or Conferences (Rank 3)

Energy (Rank 4)

Best Analyst (HA Jiming, MAO Junhua, CHEN Haofei, LEUNG Brian, BAI Hongwei)

Best Salesperson (XU Jian, LIU Man)

Most Improved Brokerage Over the Last 12 Months (Rank 3)

Best Economic Research (Rank 5)

Best Economist (HA Jiming)

Most Independent Research Brokerage

Strategy

Best All-Round Solutions for Prime Broking

Best for Overall Services to Hedge Funds

Fixed Income Research (XU Xiaoqing, CHEN Jianheng, XU Hanfei, JI Jiangfan, TAO Shuo, XU Yan, ZHANG Jiqiang)

Non-bank financial institution (ZHOU Guang, WANG Songbai, ZHAO Huiying)

Media (JIN Yu, ZHONG Wenming)

Best Sales Service Team

Macroeconomics (HA Jiming, LIU Olin, SHEN Jianguang, XING Ziqiang)

Banking (MAO Junhua, LUO Jing)

Telecommunications (CHEN Haofei, LI Yuan)

Most Influential Research Team

Best Sales Managers in Guangshen Area (ZHU Yingwei)

Property (BAI Hongwei, NING Jingbian)

Chemicals (SHI Xuesong)

Food and Beverage (YUAN Feiyang, SUN Yijia)

Best Sales Managers in Guangshen Area (LIU Man)

Best Local Research Team

Wholesale and Retail (GUO Haiyan, QIAN Bing)

Best Sales Managers in Shanghai Area (GENG Dejian)

Strategy (CHU Gang, GAO Ting, HOU Zhenhai, WANG Hanfeng, LI Bin, ZENG Lingbo)

Transportation (TAO Vivian, YANG Xin, ZHENG Dong, HUANG Wenlong)

Best Sales Managers in Guangshen Area (GUO Hongmei)

Best Sales Managers in Beijing Area (LONG Bo)

Most Respected Investment Bank

Best Investment Bank in Exploring Enterprise Values

Best Investment Bank in Pricing Capability

Best Investment Bank in Service Quality

Best IPO: CSR IPO (CICC acted as Joint Sponsor (Lead Manager) in A-share IPO and Joint Global Coordinator,Joint Bookrunner, Joint Sponsor and Joint Lead Manager in H-share IPO)

Best Domestic Investment Bank

Most Innovative Investment Bank

Most Market-oriented Investment Bank

Best Offline Placement: COSCO (CICC acted as Sole Sponsor (Lead Manager))

Best Bond Deal: 2008 COFCO Bond (Rank 5) (CICC acted as Sole Lead Manager and Bookrunner)

Best Representatives of Sponsor: LV Hongbin, SUN Lei (2008 Sinopec Bond, Sinopec CWB1 and CSR IPO)

Best team leader (Qiu Jin)

Best in roadshow and client visit

Bond team (XU Xiaoqing, CHEN Jianheng, XU Hanfei, JI Jiangfan, TAO Shuo, XU Yan, ZHANG Jiqiang)

Non-bank financial institution team (ZHOU Guang, ZHAO Huiying, WANG Songbai)

Banking team (MAO Junhua, LUO Jing)

Media and Culture (JIN Yu)

Best sales managers: Shenzhen & Guangzhou sales team (LIU Man, GUO Hongmei, ZHU Yingwei, HUANG Junmin, LV Ji,ZHANG Hua, CHEN Xiao)

Best sales managers: Shanghai sales team (CHEN Shu, DU Jingtao, GUO Minfang, YANG Chongze, YI Jianjun, GENG Dejian,

DENG Liwei, LUO Qiang, XU Jian, XUE Jianmin, ZHANG Xiaojun, YU Shaohua, YIN Hui, HUANG Ji, XU Feng, QIN Xiaotian)

Best sales team

Most influential research team

Best sales managers: Beijing sales team (KANG Chen, YONG Yue, LI Wei, LONG Bo, YU Hua, CHEN Yinan, CAI Xuan, ZHANG Ting)

Telecommunications team (CHEN Haofei, Zhao Su)

Best in conference organization

Best local research team

Most independent research team

Most innovative research team

Macroeconomics team (HA Jiming, LIU Olin, SHEN Jianguang, XING Ziqiang)

Wholesale and retail team (GUO Haiyan, QIAN Bing)

Property team (BAI Hongwei, NING Jingbian)

Chemicals (SHI Xuesong)

Agriculture team (YUAN Feiyang, YANG Ke)

Food and beverage team (YUAN Feiyang, SUN Yijia)

Transportation team (TAO Vivian, ZHENG Dong, HUANG Wenlong, YANG Xin)

Agriculture (YUAN Feiyang)

Chemicals (SHI Xuesong)

Electronics (JIN Yu)

Electrical equipment (CHEN Hua)

Telecommunication Equipment/Service (LI Yuan)

Computer (LI Yuan)

Steel (LUO Wei)

Nonferrous Metal (DING Shenwei)

Banking (MAO Junhua)

Non-bank Financial Institution (WANG Songbai)

Media (JIN Yu)

Real Estate (BAI Hongwei)

Auto & Auto parts (WANG Zhihui)

Best Investment Bank in China

Best Equity House in China

China Merchants Bank’s Rmb30 billion lower-tier 2 multi-tranche bank capital bond (CICC was Joint Lead Manager and Sole Bookrunner): Best Local Currency Bond

Chinalco’s $14 billion stake acquisition in Rio Tinto (CICC was Joint Financial Advisor to Chinalco): Best China Deal

China Equity House

Bond of the Year: China Merchants Bank’s Rmb30 bn Lower Tier 2 Bond: Bond of the Year (CICC was Joint Lead Manager and Sole Bookrunner)

PetroChina’s A-share IPO (CICC was Joint Sponsor and Lead Underwriter): Best Equity Deal 2007

Best local brokerage

Best for overall country research

Best overall sales service

Best execution

Best in sales trading

Most improved brokerage over the last 12 months

Best research coverage: banks, insurance

Best Equity Underwriting Bank

Best Investment Bank in China

PetroChina’s A-share IPO (CICC was Joint Sponsor and Lead Underwriter): Deal of the Year

Jian Yuan 2008-1 NPL-backed Securities: Highly Commended, Best Structured Deal

30 billion RMB China Merchants Bank lower tier 2 bonds (CICC was Joint Lead Manager and Sole Bookrunner): Best Local Currency Bond

Banking research team: Top 10 Earnings Estimators–Asia

Financial Advisor of the Year in Telecommunications, Media and Technology

Financial Advisor of the Year in Mainland China and Hong Kong

China Unicom Ltd (CICC was Lead Financial Advisor to China Unicom and General Coordinator of Agents): M&A Deal of the Year

Sinopec’s RMB30 billion Detachable Convertible Bond (CICC was Lead Underwriter and Joint Sponsor)

China Merchants Bank’s Rmb30 bn Lower Tier 2 Bond (CICC was Joint Lead Manager and Sole Bookrunner)

Chinalco’s minority stake acquisition in Rio Tinto (CICC was Joint Financial Advisor to Chinalco)

COSL’s acquisition of 100% shares in Awilco ASA (CICC was Financial Advisor to COSL and A-share Independent Financial Advisor)

International Development Award

CICC Short Term Debt – Best Collective Investment Scheme

Most influential research team

Macroeconomics team (HA Jiming, SHEN Jianguang, XING Ziqiang)

Strategy team (GAO Ting, LI Bin, Brian LEUNG, WANG Hanfeng, HOU Zhenhai)

Bank team (MAO Junhua, LUO Jing)

Non-bank financial institution team (ZHOU Guang, WANG Songbai)

Communications and culture (JIN Yu)

Best Sales Service Team

Property (BAI Hongwei)

Chemicals (SHI Xuesong)

Telecommunications team (LI Yuan, ZHAO Su, CHEN Haofei)

Transportation team (TAO Wei, ZHENG Dong, YANG Xin, HUANG Wenlong,)

Fixed Income Team (XU Xiaoqing, CHEN Jianheng, JI Jiangfan, XU Yan, TAO Shuo, ZHANG Jiqiang)

Best Sales Managers in Shanghai (GENG Dejian)

Best Local Research Team

Auto and auto-parts (WANG Zhihui)

Best Sales Managers Nationwide (LIU Man)

Best Sales Managers in Guanshen Area (LIU Man)

Best Sales Managers in Shanghai (DU Jingtao)

Steel (LUO Wei)

Petrochemicals (ZHANG Jintao)

Most Respected Investment Bank

Best Local Investment Bank

Most Innovated Investment Bank

Best Investment Bank in Service Quality

Best Investment Bank in Large Transaction Execution

Best Investment Bank in Excavating Enterprise Value

Best Equity Deal: ICBC’s IPO (CICC was Joint Global Coordinator, Joint Bookrunner and Joint Sponsor in H-share offering and Joint Sponsor (Lead Underwriter) in A-share offering); COSCO Secondary Offering

Best Deal in Service Quality: China Life’s IPO (CICC was Joint Sponsor and Lead Underwriter)

Most influential research team

Most innovative research team

Best in conference organization

Best in roadshow and client visit

Best sales team

Best team leader (QIU Jin)

Macroeconomics team (HA Jiming, SHEN Jianguang, XING Ziqiang)

Non-bank financial Institution (ZHOU Guang)

Property (BAI Hongwei)

Communications and culture (JIN Yu)

Most independent research team

Strategy team (GAO Ting, Brian LEUNG, HOU Zhenhai)

Telecommunications team (CHEN Haofei, LI Yuan, ZHU Wei)

Bank team (Julia FAN, MAO Junhua, LUO Jing, ZE Kai)

Best sales managers in Shenzhen (LIU Man)

Most improved sales service teams

Petrochemicals (ZHANG Jintao)

Chemicals (SHI Xuesong)

Auto and auto-parts (WANG Zhihui)

Transportation team (TAO Wei, ZHENG Dong, HUANG Wenlong, YANG Xin)

Best sales managers in Shenzhen (GUO Hongmei)

Best local research team

Best sales managers nationwide (CAI Xuan)

Best sales managers in Shanghai (DU Jingtao)

Coal mining (HAN Yong)

Steel (LUO Wei)

Best sales managers nationwide (LONG Bo)

Best Investment Bank in Financings

Best Joint Venture Investment Bank

Best Investment Bank in Service Quality

CICC Shanghai Securities Brokerage Branch: Top 20 star securities brokerage branches

CICC Beijing securities brokerage branch: Best regional star brokerage branch

Best QFII 2007

Best Asset Management 2007

Best Investment Bank 2007

Research Team of Media’s Choice

BBest Investment Bank in Large Transaction Execution

CICC Shanghai Securities Brokerage Branch: 2007 top 10 securities brokerage branches

Chinalco’s minority stake acquisition in Rio Tinto (CICC was Joint Financial Advisor to Chinalco): Best M&A Financial Advisor

Best Local Brokerage Firm in China

Best for Overall Country Research in China

Best Overall Sales Services in China

Best Execution in China

Best in Sales Trading in China

Most Improved Brokerage over the Last 12 Months in China

Overall Combined Research & Sales for Asia (ex Australia & Japan) – No. 10

Triple A Best Domestic Investment Bank in China

China Equity House

Best Domestic Bank in Underwriting in China

Best Investment Bank in China

Best Equity Deal: Industrial & Commercial Bank of China IPO (CICC: Global Coordinators / Joint Lead Managers for Hong Kong offering)

Best Investment Bank in China

Best Equity House in China

China Coal IPO: Energy & Resources Deal of the Year

Industrial & Commercial Bank of China IPO: Equity Market Deal of the Year

Best in Research

Top Ten Securities Firms

Best Sales Service Team

Research Team: Fixed Income Research – No. 1

Most Influential Research Institution – No.3

Best Local Research Team – No. 5