Best Investment Bank in China

China Region

Best Corporate and Institutional Bank – Domestic

Best Equity Adviser

Best Deals in China

Best IPO:

ZhongAn Online P&C Insurance Company US$1.75 billion IPO

Best Panda Bond:

United Company RUSAL One billion yuan Panda Bond

Best Bank Capital:

Postal Savings Bank of China US$7.25 billion Additional Tier 1 Capital Securities

Best IPO (Taiwan):

FIT Hon Teng US$394 million IPO

The Leaders: Overall (Rank 1)

The Best Research Team (Mainland China)

The Best Sales Team (Mainland China / International)

Greater China Research Score Leaders Table

The Best Analyst (Rank 1)

Autos & Auto Parts (Mainland) : Wei Feng

Banks (Mainland): Shuaishuai Zhang

Conglomerates (Mainland): Feiyang (Paul) Yuan

Consumer/Discretionary (Mainland): Haiyan Guo

Consumer/Nondiscretionary (Mainland / International): Feiyang (Paul) Yuan

Gaming, Lodging & Leisure (Mainland): Yaoxin Huang

Industrials (Mainland): Yufei Wang

Infrastructure & Transportation (Mainland / International): Xin Yang

Insurance (Mainland): Bolun Tang

Internet (Mainland): Zeyu Yao

Public Utilities (Mainland): Chao (Aaron) Ji

Real Estate (Mainland): Yu (Eric) Zhang

Renewable Energy & Environmental Services (Mainland): Chao (Aaron) Ji

Technology (Mainland): Kai Qian

Telecommunications (Mainland): Wei Meng

Economics (Mainland): Hong Liang

Portfolio Strategy (Mainland / International): Hanfeng Wang

The Best Analyst (Rank 2)

Basic Materials (Mainland): Yubo Dong

Conglomerates (Mainland): Mengya Zeng

Consumer/Discretionary (Mainland): Yaoxin Huang

Consumer/Nondiscretionary (Mainland): Ruochen Lv

Gaming, Lodging & Leisure (Mainland): Shengyong Goh

Health Care (Mainland): Peng Zou

Industrials (Mainland): Huimin Wu

Internet (Mainland): Yue (Natalie) Wu

Metals & Mining (Mainland): Yubo Dong

Oil, Gas & Petrochemicals (Mainland): Bin Guan

Public Utilities (Mainland): Long Chen

Real Estate (International): Yu (Eric) Zhang

Technology (Mainland / International): Leping Huang

Telecommunications (Mainland): Pei Yin

Economics (Mainland): Huan (Eva) Yi

Portfolio Strategy (Mainland): Gang (Kevin) Liu

Small & Midcapitalization Stocks (Mainland): Kai Qian

The Best Analyst (Rank 3)

Autos & Auto Parts (International): Wei Feng

Banks (Mainland): Victor Wang

Basic Materials (Mainland): Yan Chen

Consumer/Discretionary (Mainland): Junhao Fan

Health Care (Mainland): Jing Qiang

Industrials (Mainland): Lingxin Kong

Infrastructure & Transportation (Mainland): Lingxin Kong

Metals & Mining (Mainland): Yan Chen

Renewable Energy & Environmental Services (Mainland): Long Chen

Technology (Mainland): Ting Lu

Telecommunications (Mainland / International): Kai Qian

Economics (International): Hong Liang

Overall Combined Research & Sales

Best Local Brokerage

Best for Overall Country Research

Best Overall Sales Services

Best Execution

Best in Sales Trading

Most Improved Brokerage over the Last 12 Months

Best for Events and/or Conferences

Best for Roadshows and Company Visits

Most Independent Research Brokerage

Best Analyst

Best Economist: Hong Liang

Best Strategist: Hanfeng Wang

Small Cap: Kai Qian

Automobiles & Components: Wei Feng

Banks: Shuaishuai Zhang

Consumer Discretionary: Wei Meng

Industrials: Yufei Wang

Diversified Financials: Zeyu Yao

Healthcare: Peng Zou

Insurance: Bolun Tang

Real Estate: Yu Eric Zhang

Software & Internet Services: Kai Qian

Telecommunication Services: Kai Qian

Transportation: Xin Yang

Best Research Team

Economic Research

Strategy

Small Cap

Automobiles & Components

Banks

Consumer Discretionary

Consumer Staples

Industrials

Diversified Financials

Energy

Healthcare

Insurance

Materials

Real Estate

Semiconductors & Semiconductor Equipment

Software & Internet Services

Technology Hardware & Equipment

Telecommunication Services

Transportation

Utilities

Best Country Salesperson

Duan Liu

Best Country Sales Trader

Kai Ji

Best Local Brokerage

Best for Overall Country Research

Best Overall Sales Services

Best Execution

Best in Sales Trading

Most Improved Brokerage over the Last 12 Months

Best for Events and/or Conferences

Best for Roadshows and Company Visits

Most Independent Research Brokerage

Best Analyst

Best Economist: Hong Liang

Best Strategist: Hanfeng Wang

Automobiles & Components: Wei Feng

Banks: Shuaishuai Zhang

Consumer Discretionary: Haiyan Guo

Consumer Staples: Haiyan Guo

Diversified Financials: Zeyu Yao

Healthcare: Peng Zou

Insurance: Bolun Tang

Real Estate: Yu Eric Zhang

Software & Internet Services: Kai Qian

Technology Hardware & Equipment: Leping Huang

Telecommunication Services: Kai Qian

Transportation: Xin Yang

Best Research Team

Economic Research

Strategy

Automobiles & Components

Banks

Consumer Discretionary

Consumer Staples

Industrials

Diversified Financials

Energy

Healthcare

Insurance

Materials

Real Estate

Semiconductors & Semiconductor Equipment

Software & Internet Services

Technology Hardware & Equipment

Telecommunication Services

Transportation

Best Local Brokerage

Best for Overall Country Research

Best Overall Sales Services

Best Execution

Best in Sales Trading

Most Improved Brokerage over the Last 12 Months

Best for Events and/or Conferences

Best for Roadshows and Company Visits

Most Independent Research Brokerage

Best Analyst

Banks: Yinmin Vincent Gu

Consumer Discretionary: Haiyan Guo

Diversified Financials: Zeyu Yao

Healthcare: Jing Qiang

Insurance: Bolun Tang

Best Research Team

Economic Research

Strategy

Banks

Diversified Financials

Healthcare

Insurance

Best for Overall Services in Prime Broking (Rank 2)

Best Product Innovation for Prime Broking (Rank 2)

Best Pricing for Prime Broking

Best Risk Management Advisory

Best Client Service for Prime Broking (Rank 2)

Best for Overall Services to Hedge Funds (Rank 2)

Best for Client Service Coverage (Rank 2)

Best Bespoke Research (Rank 3)

Best Trading Execution –Cash (Rank 4)

Best Trading Execution –Derivatives (Rank 2)

Automobiles & Components: Wei Feng

Healthcare: Jing Qiang

CICC Capital

Best Wealth Management Brand

Best Absolute Return Product: CICC Asset Allocation Yihao

Best M&A Investment Bank

Best IPO Investment Bank

Banks Sector

Most Honored Companies (Rank 2)

Best CEO:

Mingjian Bi (Rank 3)

Best IR Professionals:

Bo Wu (Rank 1)

Best IR Companies (Rank 1)

Best Analyst Days (Rank 1)

Best Websites (Rank 1)

Top Earnings Estimator:

Overall Analyst Awards: Fan, Junhao (Rank 3)

IT & Consumer Durables: Fan, Junhao (Rank 1)

IT & Consumer Durables: He, Wei (Rank 2)

Retailing: Feng, Wei (Rank 1)

Top Stock Pickers:

Retailing: Feng, Wei (Rank 1)

Top Stock Pickers:

Construction & Engineering: Wu, Huimin (Rank 3)

Top Earnings Estimator:

Software & IT Services: Lu, Ting (Rank 3)

China Company Award

Best Asset Management Institution

Best Investment Bank of the Year

Best Wealth Management Institution

Fixed-income Research:

CICC Fixed-income Research Team (Rank 1)

Best Investment Bank in China (Rank 9)

Best Investment Bank for Overseas Market (Rank 1)

Best Equity House in China (Rank 8)

Best Bonds House in China (Rank 8)

Best Investment Bank for Healthcare Industry (Rank 5)

Best IPO: Xinhua Net (Rank 7)

Best M&A: Jinan Diesel Engine Company Limited Material Assets Reorganization (Rank 3)

Best Overseas Projects:

Tianhai Investment Acquired IMI (Rank 5)

IPO of Postal Savings Bank of China (Rank 7)

Privatization of Dalian Wanda Commercial (Rank 8)

Best M&A Financial Advisor in China

Best Chinese Buy-side Financial Advisor for Overseas M&A

Bond Research:

CICC Fixed-income Research Team (Rank 1)

Most Independent Research Institution (Rank 1)

Fixed-income Research:

CICC Fixed-income Research Team (Rank 1)

Best Investment Bank in China (Rank 9)

Best Investment Bank for Overseas Market (Rank 1)

Best Equity House in China (Rank 8)

Best Bonds House in China (Rank 8)

Best Investment Bank for Healthcare Industry (Rank 5)

Best IPO: Xinhua Net (Rank 7)

Best M&A: Jinan Diesel Engine Company Limited Material Assets Reorganization (Rank 3)

Best Overseas Projects:

Tianhai Investment Acquired IMI (Rank 5)

IPO of Postal Savings Bank of China (Rank 7)

Privatization of Dalian Wanda Commercial (Rank 8)

Best M&A Financial Advisor in China

Best Chinese Buy-side Financial Advisor for Overseas M&A

Best M&A Financial Advisor in China

Best Chinese Buy-side Financial Advisor for Overseas M&A

Bond Research:

CICC Fixed-income Research Team (Rank 1)

Most Independent Research Institution (Rank 1)

Best Investment Bank – Offshore

Best IPO – Onshore:

Shanghai Film Co Rmb1.02bn IPO (Sole Bookrunner)

Best Equity-Linked Deal – Onshore:

Guangzhou Autombile Group Co Rmb4.10bn Six Year Convertible Bond (Joint Bookrunner)

Best Bond – Onshore:

Iowa China Offshore Holdings (Hong Kong) Rmb1.5bn Dual Tranche Panda Bond (Sole Bookrunner)

Best Structured Finance Transaction – Onshore:

Jinmao Investment Management (Shanghai) Rmb4bn Commercial Mortgage Backed Securities (Joint Bookrunner)

Best Structured Finance Transaction – Offshore:

Blu Zenith Designated Activity Co $300m Aircraft Loan Securitization (Joint Bookrunner)

Best Asset Management Plan of the Year: CICC Hedge Yihao

Best 3-years Asset Management Plan: CICC Yihao

Top 30 Fastest Growing Chinese-owned Firms in UK：

China International Capital Corporation (UK) Ltd