Best Investment Bank in China

The All-China Research Team (Team-Based Leaders)

The Leaders: Overall (Rank 1)

The Leaders: Mainland China (Rank 1)

The Leaders: Rest of World (Rank 1)

The All-China Research Team (Analyst-Based Leaders)

The Leaders: Overall (Rank 1)

The Leaders: Mainland China (Rank 1)

The Leaders: Rest of World (Rank 2)

The All-China Sales Team

The Leaders: Overall (Rank 1)

The Leaders: Mainland China (Rank 1)

The Leaders: Rest of World (Rank 4)

The Best Teams of the Year (Rank 1)

Alternative Energy & Environmental Services (Overall/ Mainland)

Autos & Auto Parts (Overall/ Mainland)

Banks (Overall/ Mainland)

Communications & Media (Overall/ Mainland)

Electronics (Rest of World)

Food & Beverage (Overall/Mainland/ Rest of World)

Gaming, Lodging & Leisure (Overall)

Infrastructure, Construction & Engineering (Overall/ Mainland)

Machinery (Overall/ Mainland/ Rest of World)

Non-bank Finance (Overall/ Mainland)

Nonferrous Metal (Mainland)

Oil, Gas & Petrochemicals  (Overall/ Mainland)

Pharmaceuticals & Biotechnology (Overall/ Mainland)

Public Utilities (Overall/ Mainland)

Real Estate (Overall/ Mainland)

Technology (Overall/ Mainland/ Rest of World)

Telecommunications (Overall/ Mainland)

Textile & Apparel (Overall/ Mainland)

Transportation & Warehousing (Overall/ Mainland/ Rest of World)

Wholesale Distributors & Retailing (Overall/ Mainland)

Economics (Overall/ Mainland)

Portfolio Strategy (Overall/ Mainland)

The Best Teams of the Year (Rank 2)

Electronics (Overall)

Gaming, Lodging & Leisure (Mainland)

Internet (Overall/ Mainland)

Nonferrous Metal (Overall)

Real Estate (Rest of World)

Steel (Mainland)

Wholesale Distributors & Retailing (Rest of World)

The Best Teams of the Year (Rank 3)

Basic Chemicals (Overall/ Mainland)

Coal (Overall/ Mainland)

Communications & Media (Rest of World)

Non-bank Finance (Rest of World)

Oil, Gas & Petrochemicals (Rest of World)

Steel (Overall)

Telecommunications (Rest of World)

Economics (Rest of World)

Portfolio Strategy (Rest of World)

The Best Analysts of the Year (Rank 1)

Alternative Energy & Environmental Services (Mainland) : Tao Zeng

Autos & Auto Parts (Overall/ Mainland) : Wei Feng

Banks (Overall/Mainland): Shuaishuai Zhang

Basic Chemicals (Overall/Mainland): Xuan Li

Communications & Media (Overall/ Mainland/ Rest of World): Wei Meng

Electronics (Overall/ Rest of World): Leping Huang

Food & Beverage (Overall/ Mainland): Ruochen Lv

Infrastructure, Construction & Engineering (Overall/ Mainland): Xin Yang

Internet (Mainland): Yue (Natalie) Wu

Machinery (Overall/ Rest of World): Lingxin Kong

Machinery (Mainland): Yufei Wang

Non-bank Finance (Overall/ Mainland): Zeyu Yao

Nonferrous Metal (Mainland): Yubo Dong

Pharmaceuticals & Biotechnology (Overall/ Mainland): Peng Zou

Public Utilities (Mainland): Tao Zeng

Real Estate (Overall/ Mainland): Yu (Eric) Zhang

Technology (Overall/ Rest of World): Leping Huang

Technology (Mainland): Ning Ding

Telecommunications (Overall/ Mainland/ Rest of World): Kai Qian

Textile & Apparel (Overall/ Mainland): Haiyan Guo

Transportation & Warehousing (Overall/ Mainland/ Rest of World): Xin Yang

Wholesale Distributors & Retailing (Overall/ Mainland): Haiyan Guo

Economics (Overall/ Mainland): Hong Liang

Portfolio Strategy (Overall/ Mainland): Hanfeng Wang

The Best Analysts of the Year (Rank 2)

Alternative Energy & Environmental Services (Overall) : Tao Zeng

Coal (Mainland) : Yubo Dong

Communications & Media (Overall/ Mainland): Xueqing Zhang

Food & Beverage (Overall/ Mainland): Feiyang (Paul) Yuan

Gaming, Lodging & Leisure (Mainland): Haiyan Guo

Infrastructure, Construction & Engineering(Mainland): Xinyue Zhao

Internet (Overall): Yue (Natalie) Wu

Machinery (Overall): Yufei Wang

Machinery (Mainland): Lingxin Kong

Non-bank Finance (Mainland): Han Pu

Nonferrous Metal (Overall): Yubo Dong

Oil, Gas & Petrochemicals  (Overall/ Mainland): Zhongyang (Nelson) Wang

Public Utilities (Overall/ Mainland): Jun (Karl) Liu

Real Estate (Rest of World): Yu (Eric) Zhang

Technology (Overall): Kai Qian

Technology (Mainland): Ting Lu

Textile & Apparel (Rest of World): Haiyan Guo

Wholesale Distributors & Retailing (Overall/ Mainland): Junhao Fan

Economics (Overall/ Mainland): Huan (Eva) Yi

Economics (Rest of World): Hong Liang

Portfolio Strategy (Overall/ Mainland): Gang (Kevin) Liu

Portfolio Strategy (Rest of World): Hanfeng Wang

The Best Analysts of the Year (Rank 3)

Alternative Energy & Environmental Services (Overall/ Mainland) : Jun (Karl) Liu

Banks (Mainland): Jiahui Yan

Basic Chemicals (Rest of World): Xuan Li

Coal (Overall/ Mainland) : Yan Chen

Electronics (Mainland): Leping Huang

Food & Beverage (Rest of World): Feiyang (Paul) Yuan

Gaming, Lodging & Leisure (Overall): Shengyong Goh

Infrastructure, Construction & Engineering(Overall): Xinyue Zhao

Machinery (Overall/ Mainland): Juncheng Chen

Non-bank Finance (Mainland): Dan Tian

Nonferrous Metal (Overall/ Mainland): Yan Chen

Oil, Gas & Petrochemicals (Rest of World): Zhongyang (Nelson) Wang

Steel (Mainland): Coral Li

Technology (Overall): Ning Ding

Technology (Mainland): Kai Qian

Transportation & Warehousing (Overall/ Mainland): Xinyue Zhao

Wholesale Distributors & Retailing (Rest of World): Haiyan Guo

Portfolio Strategy (Mainland): Qiusuo Li

Small & Midcapitalization Stocks (Mainland): Kai Qian

Top 10 Analysts:

Xin Yang

Haiyan Guo

Kai Qian

Yan Chen

Overall Combined Research & Sales

Best Local Brokerage

Best for Overall Country Research

Best Overall Sales Services

Best Analyst

Best Economist: Hong Liang

Best Strategist: Hanfeng Wang

Small Cap: Kai Qian

Automobiles & Components: Wei Feng

Banks: Shuaishuai Zhang

Consumer Discretionary: Wei Meng

Consumer Staples: Haiyan Guo

Industrials: Yufei Wang

Diversified Financials: Zeyu Yao

Energy: Yan Chen

Healthcare: Peng Zou

Materials: Xuan Li

Real Estate: Yu Eric Zhang

Telecommunication Services: Kai Qian

Transportation: Xin Yang

Utilities: Tao Zeng

Best Country Salesperson

Yiming Zhang

Best Local Brokerage

Best for Overall Country Research

Best Overall Sales Services

Best Analyst

Best Economist: Hong Liang

Best Strategist: Hanfeng Wang

Automobiles & Components: Wei Feng

Banks: Shuaishuai Zhang

Casinos & Gaming: Shengyong Goh

Consumer Discretionary: Wei Meng

Consumer Staples: Haiyan Guo

Industrials: Yufei Wang

Diversified Financials: Zeyu Yao

Healthcare: Peng Zou

Materials: Xuan Li

Real Estate: Yu Eric Zhang

Semiconductors & Semiconductor Equipment: Leping Huang

Software & Internet Services: Yue Natalie Wu

Technology Hardware & Equipment: Leping Huang

Telecommunication Services: Kai Qian

Transportation: Xin Yang

Best Country Salesperson

Yiming Zhang

Best for Overall Country Research

Best Overall Sales Services

Best Analyst

Best Economist: Hong Liang

Best Strategist: Hanfeng Wang

Banks: Yaoping Victor Wang

Consumer Discretionary: Haiyan Guo

Diversified Financials: Zeyu Yao

Healthcare: Peng Zou

Telecommunication Services: Kai Qian

Best Country Salesperson

Haizhou Huang

CICC Capital

Most Valuable Financial Stocks Company

Best Wealth Management Brand

Best Investment Team of Fixed-income Assets

Best China Deal & Best Financing:

Ant Financial’s $14 billion Series C Funding

Best Investment Bank (Domestic)

Best M&A House

Dear of the Year:

Ant Financial's $14 billion Series C Funding

Best Domestic IPO:

Foxconn Industrial Internet's $4.2 billion IPO

Best Cross-border M&A Deal:

Global Logistic Properties' $11.6 billion Privatisation Deal

Best Local Currency Bond Individuals in Research in China

Jiqiang Zhang (Rank 1)

Jiangfan Ji (Rank 4)

Jianheng Chen (Highly Commended)

Best Deals

Best IPO (Singapore):

Sasseur REIT US$305 million IPO

Best IPO (Taiwan):

Foxconn Industrial Internet US$4.27 billion equivalent A-share IPO

Leaders Board (Rank 10)

Analyst-Based Leaders (Rank 8)

Most Innovative Bank

Best Overall Bank for Advising Chinese Institutions on BRI

Best Bank for BRI-related Financing in the Region (Central and Eastern Europe & Central and West Asia)

China’s Best Corporate and Investment Bank for M&A (Domestic)

China’s Best Corporate and Investment Bank for M&A (Cross-Border)

China’s Best Corporate and Investment Bank for ECM (Cross-Border)

Top Earnings Estimator:

Overall Analyst Awards: He, Wei (Rank 7)

Health Care: Tu, Weiying (Rank 2)

Machinery & Materials: He, Wei (Rank 2)

Software & IT Services: Wu, Natalie (Rank 3)

Top Stock Pickers:

Consumer Goods & Services: Feng, Wei (Rank 3)

Top Award-Winning Brokers (Rank 3)

Top Earnings Estimator:

Overall Analyst Awards: Feng, Wei (Rank 8)

Automobiles & Machinery: Feng, Wei (Rank 2)

Health Care: Tu, Weiying (Rank 2

IT & Consumer Durables: He, Wei (Rank 1)

Retailing: Fan, Junhao (Rank 1)

Retailing: Feng, Wei (Rank 3)

Software & Services: Lu, Ting (Rank 3)

Top Stock Pickers:

Software & Services: Lu, Ting (Rank 2)

Top SPSA Participation of the Year – Stock Connect

Top Shanghai Connect Trading Award – Chinese Broker

Top Shenzhen Connect Trading Award – Chinese Broker

Best Value Growth for New Listed Company

The Pagano and Zechner Prize

Haizhou Huang

Banking & Financial Services: Hong Kong/PRC

Traditional Annual Report (Bronze)

Cover Photo/Design (Bronze)

BCA Green Mark:

China International Capital Corporation (Singapore))

Pte. Limited

Best Educational Poverty Alleviation

Best Sell-side Analysts

Fixed-income Research (Rank 2)

Investment Banker of the Year:

Bi Mingjian

Best Investment Bank Brand

Most Forward-looking Overseas Business Network:

China International Capital Corporation (Hong Kong) Limited

Best Service Provider for High-net-worth Clients in China

Best Equity Investment Institutions of Investment Bank:

CICC Capital

Best 3-years Asset Management Plan: CICC Anxin Huibao

Best Investment Bank in China (Rank 4)

Best Investment Bank for Overseas Market (Rank 1)

Best Investment Bank for Refinancing (Rank 1)

Best Equity House in China (Rank 3)

Best Bond House in China (Rank 10)

Best Investment Bank for IPO (Rank 7)

Best Investment Bank for M&A (Rank 4)

Best Investment Bank for Innovation (Rank 3)

Best Investment Bank for Logistics Industry (Rank 3)

Best Refinancing Projects: China Unicom (Rank 1)

Best IPO Projects: Yealink (Rank 3)

Best Convertible Bond Projects: East Money Convertible Bond (Rank 3)

Best Overseas Projects: Yancoal's US$2.5bn ASX Equity Raising (Rank 2)

Best Asset Management of Fixed-income Product

Best Asset Management of Equity Product

Best Asset Management of ABS Product

Best Investment Bank in China (Rank 4)

Best Investment Bank for Overseas Market (Rank 1)

Best Investment Bank for Refinancing (Rank 1)

Best Equity House in China (Rank 3)

Best Bond House in China (Rank 10)

Best Investment Bank for IPO (Rank 7)

Best Investment Bank for M&A (Rank 4)

Best Investment Bank for Innovation (Rank 3)

Best Investment Bank for Logistics Industry (Rank 3)

Best Refinancing Projects: China Unicom (Rank 1)

Best IPO Projects: Yealink (Rank 3)

Best Convertible Bond Projects: East Money Convertible Bond (Rank 3)

Best Overseas Projects: Yancoal's US$2.5bn ASX Equity Raising (Rank 2)

Best Asset Management of Fixed-income Product

Best Asset Management of Equity Product

Best Asset Management of ABS Product

Best M&A Financial Advisor in China

Bond Research:

CICC Fixed-income Research Team (Rank 1)

Bond Research:

CICC Fixed-income Research Team (Rank 1)

Top 100 Most Influential FoF Institutions in China and US

CICC Capital (Rank 1)

Top 30 Best Return FoF Institutions in China

Top 30 Best Risk Management FoF Institutions in China

CICC Capital (Rank 5)

Top 10 Most Outstanding Persons of FoF

Institutions in China

DING Wei from CICC Capital (Rank 1)

Best Research Institution

Best Asset Management of Equity Investment

Best Fund Company for Creative Marketing:

CICC Fund