Awards

FinanceAsia
Country Awards 2018

Best Investment Bank in China

Institutional Investor/ Caixin
2018 All-China Research Team

The All-China Research Team (Team-Based Leaders)

The Leaders: Overall (Rank 1)

The Leaders: Mainland China (Rank 1)

The Leaders: Rest of World (Rank 1)

The All-China Research Team (Analyst-Based Leaders)

The Leaders: Overall (Rank 1)

The Leaders: Mainland China (Rank 1)

The Leaders: Rest of World (Rank 2)

The All-China Sales Team

The Leaders: Overall (Rank 1)

The Leaders: Mainland China (Rank 1)

The Leaders: Rest of World (Rank 4)

The Best Teams of the Year (Rank 1)

Alternative Energy & Environmental Services (Overall/ Mainland)

Autos & Auto Parts (Overall/ Mainland)

Banks (Overall/ Mainland)

Communications & Media (Overall/ Mainland)

Electronics (Rest of World)

Food & Beverage (Overall/Mainland/ Rest of World)

Gaming, Lodging & Leisure (Overall)

Infrastructure, Construction & Engineering (Overall/ Mainland)

Machinery (Overall/ Mainland/ Rest of World)

Non-bank Finance (Overall/ Mainland)

Nonferrous Metal (Mainland)

Oil, Gas & Petrochemicals  (Overall/ Mainland)

Pharmaceuticals & Biotechnology (Overall/ Mainland)

Public Utilities (Overall/ Mainland)

Real Estate (Overall/ Mainland)

Technology (Overall/ Mainland/ Rest of World)

Telecommunications (Overall/ Mainland)

Textile & Apparel (Overall/ Mainland)

Transportation & Warehousing (Overall/ Mainland/ Rest of World)

Wholesale Distributors & Retailing (Overall/ Mainland)

Economics (Overall/ Mainland)

Portfolio Strategy (Overall/ Mainland)

The Best Teams of the Year (Rank 2)

Electronics (Overall)

Gaming, Lodging & Leisure (Mainland)

Internet (Overall/ Mainland)

Nonferrous Metal (Overall)

Real Estate (Rest of World)

Steel (Mainland)

Wholesale Distributors & Retailing (Rest of World)

The Best Teams of the Year (Rank 3)

Basic Chemicals (Overall/ Mainland)

Coal (Overall/ Mainland)

Communications & Media (Rest of World)

Non-bank Finance (Rest of World)

Oil, Gas & Petrochemicals (Rest of World)

Steel (Overall)

Telecommunications (Rest of World)

Economics (Rest of World)

Portfolio Strategy (Rest of World)

The Best Analysts of the Year (Rank 1)

Alternative Energy & Environmental Services (Mainland) : Tao Zeng

Autos & Auto Parts (Overall/ Mainland) : Wei Feng

Banks (Overall/Mainland): Shuaishuai Zhang

Basic Chemicals (Overall/Mainland): Xuan Li

Communications & Media (Overall/ Mainland/ Rest of World): Wei Meng

Electronics (Overall/ Rest of World): Leping Huang

Food & Beverage (Overall/ Mainland): Ruochen Lv

Infrastructure, Construction & Engineering (Overall/ Mainland): Xin Yang

Internet (Mainland): Yue (Natalie) Wu

Machinery (Overall/ Rest of World): Lingxin Kong

Machinery (Mainland): Yufei Wang

Non-bank Finance (Overall/ Mainland): Zeyu Yao

Nonferrous Metal (Mainland): Yubo Dong

Pharmaceuticals & Biotechnology (Overall/ Mainland): Peng Zou

Public Utilities (Mainland): Tao Zeng

Real Estate (Overall/ Mainland): Yu (Eric) Zhang

Technology (Overall/ Rest of World): Leping Huang

Technology (Mainland): Ning Ding

Telecommunications (Overall/ Mainland/ Rest of World): Kai Qian

Textile & Apparel (Overall/ Mainland): Haiyan Guo

Transportation & Warehousing (Overall/ Mainland/ Rest of World): Xin Yang

Wholesale Distributors & Retailing (Overall/ Mainland): Haiyan Guo

Economics (Overall/ Mainland): Hong Liang

Portfolio Strategy (Overall/ Mainland): Hanfeng Wang

The Best Analysts of the Year (Rank 2)

Alternative Energy & Environmental Services (Overall) : Tao Zeng

Coal (Mainland) : Yubo Dong

Communications & Media (Overall/ Mainland): Xueqing Zhang

Food & Beverage (Overall/ Mainland): Feiyang (Paul) Yuan

Gaming, Lodging & Leisure (Mainland): Haiyan Guo

Infrastructure, Construction & Engineering(Mainland): Xinyue Zhao

Internet (Overall): Yue (Natalie) Wu

Machinery (Overall): Yufei Wang

Machinery (Mainland): Lingxin Kong

Non-bank Finance (Mainland): Han Pu

Nonferrous Metal (Overall): Yubo Dong

Oil, Gas & Petrochemicals  (Overall/ Mainland): Zhongyang (Nelson) Wang

Public Utilities (Overall/ Mainland): Jun (Karl) Liu

Real Estate (Rest of World): Yu (Eric) Zhang

Technology (Overall): Kai Qian

Technology (Mainland): Ting Lu

Textile & Apparel (Rest of World): Haiyan Guo

Wholesale Distributors & Retailing (Overall/ Mainland): Junhao Fan

Economics (Overall/ Mainland): Huan (Eva) Yi

Economics (Rest of World): Hong Liang

Portfolio Strategy (Overall/ Mainland): Gang (Kevin) Liu

Portfolio Strategy (Rest of World): Hanfeng Wang

The Best Analysts of the Year (Rank 3)

Alternative Energy & Environmental Services (Overall/ Mainland) : Jun (Karl) Liu

Banks (Mainland): Jiahui Yan

Basic Chemicals (Rest of World): Xuan Li

Coal (Overall/ Mainland) : Yan Chen

Electronics (Mainland): Leping Huang

Food & Beverage (Rest of World): Feiyang (Paul) Yuan

Gaming, Lodging & Leisure (Overall): Shengyong Goh

Infrastructure, Construction & Engineering(Overall): Xinyue Zhao

Machinery (Overall/ Mainland): Juncheng Chen

Non-bank Finance (Mainland): Dan Tian

Nonferrous Metal (Overall/ Mainland): Yan Chen

Oil, Gas & Petrochemicals (Rest of World): Zhongyang (Nelson) Wang

Steel (Mainland): Coral Li

Technology (Overall): Ning Ding

Technology (Mainland): Kai Qian

Transportation & Warehousing (Overall/ Mainland): Xinyue Zhao

Wholesale Distributors & Retailing (Rest of World): Haiyan Guo

Portfolio Strategy (Mainland): Qiusuo Li

Small & Midcapitalization Stocks (Mainland): Kai Qian

Top 10 Analysts:

Xin Yang

Haiyan Guo

Kai Qian

Yan Chen

Asiamoney
Brokers Poll 2018
China(A&B Share)

Overall Combined Research & Sales

Best Local Brokerage

Best for Overall Country Research

Best Overall Sales Services

Best Analyst

Best Economist: Hong Liang

Best Strategist: Hanfeng Wang

Small Cap: Kai Qian

Automobiles & Components: Wei Feng

Banks: Shuaishuai Zhang

Consumer Discretionary: Wei Meng

Consumer Staples: Haiyan Guo

Industrials: Yufei Wang

Diversified Financials: Zeyu Yao

Energy: Yan Chen

Healthcare: Peng Zou

Materials: Xuan Li

Real Estate: Yu Eric Zhang

Telecommunication Services: Kai Qian

Transportation: Xin Yang

Utilities: Tao Zeng

Best Country Salesperson

Yiming Zhang

China(H-share, Red chip & P-chip)

Best Local Brokerage

Best for Overall Country Research

Best Overall Sales Services

Best Analyst

Best Economist: Hong Liang

Best Strategist: Hanfeng Wang

Automobiles & Components: Wei Feng

Banks: Shuaishuai Zhang

Casinos & Gaming: Shengyong Goh

Consumer Discretionary: Wei Meng

Consumer Staples: Haiyan Guo

Industrials: Yufei Wang

Diversified Financials: Zeyu Yao

Healthcare: Peng Zou

Materials: Xuan Li

Real Estate: Yu Eric Zhang

Semiconductors & Semiconductor Equipment: Leping Huang

Software & Internet Services: Yue Natalie Wu

Technology Hardware & Equipment: Leping Huang

Telecommunication Services: Kai Qian

Transportation: Xin Yang

Best Country Salesperson

Yiming Zhang

Hong Kong (Local)

Best for Overall Country Research

Best Overall Sales Services

Best Analyst

Best Economist: Hong Liang

Best Strategist: Hanfeng Wang

Banks: Yaoping Victor Wang

Consumer Discretionary: Haiyan Guo

Diversified Financials: Zeyu Yao

Healthcare: Peng Zou

Telecommunication Services: Kai Qian

Best Country Salesperson

Haizhou Huang

Forbes
2018 China Top PE

CICC Capital

Zhitong/ Tonghuashun
Golden Hong Kong Stocks Award 2017

Most Valuable Financial Stocks Company

Securities Times
Best Wealth Management Institution in China Awards 2018

Best Wealth Management Brand

Best Investment Team of Fixed-income Assets

FinanceAsia
Achievement Awards 2018

Best China Deal & Best Financing:

Ant Financial’s $14 billion Series C Funding

FinanceAsia
China Awards 2018

Best Investment Bank (Domestic)

Best M&A House

Dear of the Year:

Ant Financial's $14 billion Series C Funding

Best Domestic IPO:

Foxconn Industrial Internet's $4.2 billion IPO

Best Cross-border M&A Deal:

Global Logistic Properties' $11.6 billion Privatisation Deal

The Asset
Asian Local Currency Bond Awards 2018

Best Local Currency Bond Individuals in Research in China

Jiqiang Zhang (Rank 1)

Jiangfan Ji (Rank 4)

Jianheng Chen (Highly Commended)

The Asset
Triple A Country Awards 2018

Best Deals

Best IPO (Singapore):

Sasseur REIT US$305 million IPO

Best IPO (Taiwan):

Foxconn Industrial Internet US$4.27 billion equivalent A-share IPO

Institutional Investor
2018 All-Asia Sales Team

Leaders Board (Rank 10)

Institutional Investor
2018 All-Asia Research Team

Analyst-Based Leaders (Rank 8)

Asiamoney
China Asset-Backed Securities Awards 2018

Most Innovative Bank

Asiamoney
New Silk Road Finance Awards 2018

Best Overall Bank for Advising Chinese Institutions on BRI

Best Bank for BRI-related Financing in the Region (Central and Eastern Europe & Central and West Asia)

Asiamoney
China Corporate and Investment Banking Awards 2018

China’s Best Corporate and Investment Bank for M&A (Domestic)

China’s Best Corporate and Investment Bank for M&A (Cross-Border)

China’s Best Corporate and Investment Bank for ECM (Cross-Border)

Thomson Reuters
Thomson Reuters Analyst Awards 2018 (Asia)

Top Earnings Estimator:

Overall Analyst Awards: He, Wei (Rank 7)

Health Care: Tu, Weiying (Rank 2)

Machinery & Materials: He, Wei (Rank 2)

Software & IT Services: Wu, Natalie (Rank 3)

Top Stock Pickers:

Consumer Goods & Services: Feng, Wei (Rank 3)

Thomson Reuters
Thomson Reuters Analyst Awards 2018 (Mainland China & Hong Kong)

Top Award-Winning Brokers (Rank 3)

Top Earnings Estimator:

Overall Analyst Awards: Feng, Wei (Rank 8)

Automobiles & Machinery: Feng, Wei (Rank 2)

Health Care: Tu, Weiying (Rank 2

IT & Consumer Durables: He, Wei (Rank 1)

Retailing: Fan, Junhao (Rank 1)

Retailing: Feng, Wei (Rank 3)

Software & Services: Lu, Ting (Rank 3)

Top Stock Pickers:

Software & Services: Lu, Ting (Rank 2)

HKEX
Stock Connect Awards for 2017
China International Capital Corporation Hong Kong

Top SPSA Participation of the Year – Stock Connect

Top Shanghai Connect Trading Award – Chinese Broker

Top Shenzhen Connect Trading Award – Chinese Broker

Tencent News/ Finet
Top 100 Hong Kong Listed Companies Award 2017

Best Value Growth for New Listed Company

EFA
Best Paper Award 2018

The Pagano and Zechner Prize

Haizhou Huang

MerComm Inc.
ARC Awards 2018

Banking & Financial Services: Hong Kong/PRC

Traditional Annual Report (Bronze)

Cover Photo/Design (Bronze)

BCA
Singapore BCA Green Mark Award 2018

BCA Green Mark:

China International Capital Corporation (Singapore))

Pte. Limited

Securities Times
2018 Poverty Alleviation Awards of Securities and Futures Industry

Best Educational Poverty Alleviation

YICAI
Best Securities Analyst 2017

Best Sell-side Analysts

Fixed-income Research (Rank 2)

YICAI
China Financial Value Ranking 2018

Investment Banker of the Year:

Bi Mingjian

NBD
China Securities Business Awards 2018

Best Investment Bank Brand

Most Forward-looking Overseas Business Network:

China International Capital Corporation (Hong Kong) Limited

IFN
China Pioneer Securities Broker 2018

Best Service Provider for High-net-worth Clients in China

China Securities Journal
Best Equity Investment in China Awards 2018

Best Equity Investment Institutions of Investment Bank:

CICC Capital

China Securities Journal
2017 Best Asset Management Products Awards

Best 3-years Asset Management Plan: CICC Anxin Huibao

New Fortune
Best Investment Bank in China Awards 2018

Best Investment Bank in China (Rank 4)

Best Investment Bank for Overseas Market (Rank 1)

Best Investment Bank for Refinancing (Rank 1)

Best Equity House in China (Rank 3)

Best Bond House in China (Rank 10)

Best Investment Bank for IPO (Rank 7)

Best Investment Bank for M&A (Rank 4)

Best Investment Bank for Innovation (Rank 3)

Best Investment Bank for Logistics Industry (Rank 3)

Best Refinancing Projects: China Unicom (Rank 1)

Best IPO Projects: Yealink (Rank 3)

Best Convertible Bond Projects: East Money Convertible Bond (Rank 3)

Best Overseas Projects: Yancoal's US$2.5bn ASX Equity Raising (Rank 2)

China Fund
Best Asset Management in China Awards 2018

Best Asset Management of Fixed-income Product

Best Asset Management of Equity Product

Best Asset Management of ABS Product

Caixin
Achievement Awards of Capital Market 2018

Best Investment Bank in China (Rank 4)

Best Investment Bank for Overseas Market (Rank 1)

Best Investment Bank for Refinancing (Rank 1)

Best Equity House in China (Rank 3)

Best Bond House in China (Rank 10)

Best Investment Bank for IPO (Rank 7)

Best Investment Bank for M&A (Rank 4)

Best Investment Bank for Innovation (Rank 3)

Best Investment Bank for Logistics Industry (Rank 3)

Best Refinancing Projects: China Unicom (Rank 1)

Best IPO Projects: Yealink (Rank 3)

Best Convertible Bond Projects: East Money Convertible Bond (Rank 3)

Best Overseas Projects: Yancoal's US$2.5bn ASX Equity Raising (Rank 2)

China Fund
Best Asset Management in China Awards 2018

Best Asset Management of Fixed-income Product

Best Asset Management of Equity Product

Best Asset Management of ABS Product

Caixin
Achievement Awards of Capital Market 2018

Best M&A Financial Advisor in China

Capital Week
2018 Crystal Ball Awards for Sell-side Analysts

Bond Research:

CICC Fixed-income Research Team (Rank 1)

Wallstreetcn .com
2018 Philosopher's Stone Best Analyst Awards

Bond Research:

CICC Fixed-income Research Team (Rank 1)

China-fof.com
Gold Lotus Award 2018

Top 100 Most Influential FoF Institutions in China and US

CICC Capital (Rank 1)

Top 30 Best Return FoF Institutions in China

Top 30 Best Risk Management FoF Institutions in China

CICC Capital (Rank 5)

Top 10 Most Outstanding Persons of FoF

Institutions in China

DING Wei from CICC Capital (Rank 1)

Tonghuashun Finance
2018 Best Analyst Awards

Best Research Institution

Eastmoney .com/ 1234567.com
Eastmoney Award 2018

Best Asset Management of Equity Investment

Best Fund Company for Creative Marketing:

CICC Fund