The Asset
2021-2022, 2024
Best Domestic Corporate and Institutional Adviser in China
Best M&A Adviser in China
Best Securities Houses Awards 2023
China's Best Securities House
Greater Bay Area Awards 2023
Best Securities House in the Greater Bay Area
Best Wealth Managers in China Awards 2023
Best Securities House in Wealth Management:
CICC Wealth Management
Brokers Poll 2023
China(A&B Share)
Best Domestic Brokerages
Best Domestic Brokerages for Research
Best Domestic Brokerages for Sales
Best Brokerages for Corporate Access
Best Brokerages for Execution
Most Transformed Brokerages
Best Brokerages for ESG Research
Hong Kong, China
Best Brokerages
Best Brokerages for Research
Best Brokerages for Sales
Best Brokerages for Corporate Access
Best Brokerages for Execution
Most Transformed Brokerages
Best Brokerages for ESG Research
FinanceAsia Awards 2023
China(Domestic)
Best Bank
Best Investment Bank
Best ECM House
Best DCM House
Best Broker
2023 Best Employer Selection
China's Best Employers of the Year
China's Best Employers for Digital Responsibility of the Year
ESG Influence Ranking of China 2023(Top 40)
Stars of China 2023
Best Bank for Green Bonds
Best SME Services Bank
2023 Asia Executive Team
All-Asia Banks and Non-Bank Finance Sector
Honored Companies (Rank 4)
Best ESG (Combined & Buyside Rank 3)
Best Company Board (Combined & Buyside Rank 3)
Best IR Program (Combined & Buyside Rank 3)
Best IR Team (Combined & Buyside Rank 3)
Chinese Mainland Banks and Non-Bank Finance Sector
Honored Companies (Rank 4)
Best ESG (Combined & Buyside Rank 3)
Best Company Board (Combined & Buyside Rank 3)
Best IR Program (Combined & Buyside Rank 3)
Best IR Team (Combined & Buyside Rank 3)
2023 China Research & Sales Team
China Best Research Provider
Firm Leaders (Rank 1)
Analyst Leaders (Rank 1)
China Best Sales Team
The Leaders: Overall (Rank 2)
China Top Corporate Access Provider
The Leaders: Overall (Rank 2)
Sustainable Investing Awards 2023
Asset Management Company of the Year (Overall Offshore, China):
CICC Hong Kong Asset Management
STAR Market Awards 2023
Most Contributing Institution of STAR Market
New Awards 2023
Best Enterprise for ESG Practice
China Financial Institution Awards 2023
Best Securities Company for Asset Management
Best Securities Company for Wealth Management:
CICC Wealth Management
China Securities Business Awards 2023
Best ESG Securities Companies
Top 30 Brand Value of Listed Chinese Securities Companies
Best Securities Companies for Asset Management
Best Securities Companies for Financial Technology:
CICC Wealth Management
Zero2IPO China VC/PE Fund Limited Partners Ranking 2023
Top 50 China VC/PE Institutional Limited Partners of the Year 2023:
CICC Capital(Rank 1)
Top 10 China Active VC/PE Institutional Limited Partner of the Year 2023:
CICC Capital
Excellent Inclusive Finance Cases Awards 2023
Best Innovation Model
Best Institutions of Securities Industry in China Awards 2023
Best Full-Service Asset Management Institution
Best Investment Bank for Equity Financing
Best Cross Border Investment Bank
Best Broker Institutional Investor
Best Full-Service Wealth Broker:
CICC Wealth Management
Best Fund Investment Advisor:
CICC Wealth Management
ESG Practice Cases of Listed Companies Awards 2023
Best ESG Practice Cases of Listed Companies
Best Practice Cases for Rural Revitalization of Listed Companies Awards 2023
Best Practice Cases for Rural Revitalization
Best Securities Company Awards 2023
Best Securities Companies
Best Securities Companies for ESG
Best Securities Companies for Financial Technology
Best Asset Management Products Awards 2023
Best 5-Year Collective Asset Management Plan Manager
Top 30 ESG Pioneers of China's Financial Listed Companies 2023
Best Securities Houses Awards 2023
China's Best Securities House
Greater Bay Area Awards 2023
Best Securities House in the Greater Bay Area
Best Wealth Managers in China Awards 2023
Best Securities House in Wealth Management:
CICC Wealth Management
Country Awards 2022
China(Domestic)
Best Investment Bank
Best ECM House
Best DCM House
Best Broker
Market Leaders Rankings 2022
Market Leader of Investment Banking(Chinese Securities Houses)
ESG Influence Ranking of China 2022(Top 40)
Sustainable Investing Awards for Institutional Investor, ETF, and Asset Servicing Provid-ers 2022
Asset Management Company of the Year (Overall Offshore, China):
CICC Hong Kong Asset Management
Best Investment Banks Awards 2022
Best Equity Bank in Asia-Pacific
Best Bank for Green Bonds
Best Domestic Bank for Renminbi Internationalization
China Wealth Awards 2021
Best Wealth Manager in China (Asset Allocation Services and Research):
CICC Wealth Management
2022 All-Asia Executive Team
All-Asia Banks and Non-Bank Finance Sector
Honored Companies (Rank 2)
Best ESG (Combined & Buyside Rank 2)
Best CEOs (Combined & Buyside):
Zhaohui Huang (Rank 2)
Best CFOs (Combined & Buyside):
King Fung (William) Wong (Rank 2)
Best IR Program (Combined & Buyside Rank 2)
Best IR Team (Combined & Buyside Rank 2)
Greater Bay Area Awards 2022
Best Securities House in the Greater Bay Area
Best Securities House in Wealth Management
Brokers Poll 2022
China(A&B Share)
Best Domestic Brokerages
Best Brokerages for Research
Best Brokerages for Sales
Best Brokerages for Corporate Access
Best Brokerages for Execution
Best Brokerages for Stock Connect Northbound Trading
Hong Kong, China
Best Brokerages
Best Brokerages for Research
Best Brokerages for Sales
Best Brokerages for Corporate Access
Best Brokerages for Execution
Best Brokerages for Stock Connect Northbound Trading
2022 Best Employer Selection
China's Best Employers of the Year
China's Most Sustainable Employer of the Year
China's Best Employers for Digital Responsibility of the Year
ESG Practice Cases of Listed Companies Awards 2022
Best ESG Practice Cases of A-share Listed Companies
Best Institutions of Securities Industry in China Awards 2022
Best Full-Service Investment Bank
Best Investment Bank for SSE STAR Market
Best Investment Bank for Shenzhen & Shanghai Main Board
Best Financial Advisor
Best Investment Bank for TMT
Best Investment Bank for North & Northeast China
Best Cross Border Investment Bank
Best Financial Advisor for Public Offering Reits
Best Deals of Main Board:
China Telecom IPO
Best Main Broker
Best Wealth Management Brand:
CICC Wealth Management
Best Full-Service Asset Management Institution
Public Equity Products:
CICC Xinrui
Best Fixed Income+ Asset Management Product:
CICC Xiangyang Sanhao
Best Securities Company Awards 2022
Best Securities Companies
Best Securities Companies for CSR
Best Securities Companies for Corporate Culture Construction
Best Securities Companies for Financial Technology
Top 10 Securities Companies for Serving the Listing of Science Innovation Enterprises
Best Wealth Management Team
Best 1-year Equity Asset Management Plan:
CICC Xinrui
Financial High Quality Development Cases Award 2022
Outstanding Social Responsibility Securities Company
Zero2IPO Limited Partner Awards 2022
Top 30 PE Limited Partner in China:
CICC Capital (Rank 1)
China Securities Business Awards 2022
Best ESG Securities Companies
Top 30 Brand Value of Listed Chinese Securities Companies
Best Asset Management of Securities Companies
Best Wealth Management of Securities Companies:
CICC Wealth Management
Country Awards 2022
China(Domestic)
Best Investment Bank
Best ECM House
Best DCM House
Best Broker
Country Awards 2021
China:
Best Investment Bank
Best ECM House
Best Broker
Hong Kong, China(Chinese Financial Institutions):
Best Investment Bank
IFR Asia Awards 2021
China Equity House
Stars of China 2021
Best Bank for Green Bonds
Best SME Services Bank
Best Wealth Management Provider
China Wealth Awards 2020
Best Wealth Manager in China (Services for Entrepreneurs)
2021 All-Asia Executive Team
All-Asia Banks Sector
Most Honored Companies (Rank 2)
Best ESG (Combined & Buy-Side Rank 2)
2021 All-China Research & Sales Team
The All-China Best Research Team
Firm Leaders: Overall (Rank 1)
Analyst Leaders: Overall (Rank 1)
The All-China Best Sales Team
The Leaders: Overall (Rank 1)
China’s Top Corporate Access Providers
The Leaders: Overall (Rank 1)
China Corporate and Investment Banking Awards 2021
Best Securities House in China
Best for Cross Border Debt Capital Markets in China
Best for Cross Border M&A in China
Most Innovative Securities House
Best Securities House in Wealth Management
Brokers Poll 2021
China(A&B Share)
Best Domestic Brokerages
Best Brokerages for Research
Best Brokerages for Sales
Best Brokerages for Corporate Access
Best Brokerages for Execution
Best for Corporate Access
Best Brokerages for Stock Connect Northbound Trading
Hong Kong, China
Best Domestic Brokerages
Best Brokerages for Research
Best Brokerages for Sales
Best Brokerages for Corporate Access
Best Brokerages for Execution
Best Brokerages for Stock Connect Northbound Trading
Stock Connect Awards 2020
Top Broker of the Year
Guangdong-Hong Kong-Macao Greater Bay Area Awards 2021
Best Financial Services Institution for Guangdong-Hong Kong-Macao Greater Bay Area
2021 Best Employer Selection
China's Best Employers
China's Most Innovative Employers for HR Management
Best Institutions of Securities Industry in China Awards 2021
Best Full-Service Investment Bank
Best Investment Bank for SSE STAR Market
Best Cross Border Investment Bank
Best Wealth Management Brand:
CICC Wealth Management
2021 Best PE Institutions
CICC Capital
Best Institutions on Semiconductor Investment
CICC Capital
Best Securities Company Awards 2021
Best Securities Companies
Best Securities Companies for CSR
Best Wealth Management Team
Best Investment Banking Team
Best Asset Management Institution of the Year
Outstanding Institutions and Individuals in Bond Market Awards 2020
Best ABS Manager
Best Interest Rate Bond Underwriter
Best Contribution for Bond Trading Mechanism
Wealth APAC Awards 2021
Best Domestic Securities Company for Wealth Management:
CICC Wealth Management
Best Wealth Management Family Office:
CICC Global Family Office
Best Securities Companies Awards 2020
Best Securities Companies
Best CSR
Best Investor Relations
Best Investment Bank for STAR Market
Outstanding Securities Figures
Peng Wensheng, Chief Economist of CICC
Dedication Medal of Red Cross Society of China
Beijing CICC Charity Foundation
Gold Medal Awards 2021
Best CSR Enterprises
China Benefit Corporation Award 2021
Best ESG Enterprises
10th GoldenWis Award
Best CSR Enterprises
Outstanding Charity Cases 2021
Beijing CICC Charity Foundation(Rural Doctor Training and Maternal and Child Health Pro-ject)
Country Awards 2021
China:
Best Investment Bank
Best ECM House
Best Broker
Hong Kong, China(Chinese Financial Institutions):
Best Investment Bank
Country Awards 2020
China:
Best Investment Bank
Best ECM House
Hong Kong, China(Chinese Financial Institutions):
Best Investment Bank
Best ECM House
Golden Bauhinia Awards 2020
Best Listed Companies
2020 All-Asia Executive Team (Banks Sector)
Best ESG (Buy-Side Rank 1)
2020 All-China Research Team Awards
The All-China Best Research Team
Firm Leaders: Overall (Rank 1)
The All-China Best Sales Team
The Leaders: Overall (Rank 1)
New Silk Road Finance Awards 2020
Best Research House for BRI
Best Chinese Bank in the Region for BRI (Southeast Asia)
Best Chinese Bank in the Region for BRI (Central and Eastern Europe & Central and West Asia)
Best Firm for Securitization
Best for CMBS
Best Securities House in Wealth Management
Brokers Poll 2020
China(A&B Share)
Overall Combined Research & Sales
Best Local Brokerage
Best for Overall Research
Best Overall Sales Services
Best for Corporate Access
Best for Execution
China(H-share, Red chip & P-chip)
Best Local Brokerage
Best for Overall Research
Best Overall Sales Services
Best for Corporate Access
Best for Execution
Hong Kong, China (Local Share)
Best Local Brokerage
Best for Overall Research (Rank 2)
Best Overall Sales Services
Best for Corporate Access
Best for Execution
Best Investment Bank & Brokerage House in China Awards 2020
Best Full-Service Investment Bank
Best Investment Bank for SSE STAR Market
Best Investment Bank for Main Board
Best Brokerage House for Institutional Investor
Best Wealth Management Institution
Best Investment Team of Equity Assets:
Equity Investment Team of CICC
Best Asset Management Products Awards 2019
Best Asset Management Institution of the Year
Best Overseas Asset Management Institution of the Year
Best Innovative Asset Management Plan of the Year:
ICBC CICC USD MONEY MARKET ETF
Best Two-year Asset Management Plan:
CICC Anxin Huibao, CICC Peizhi, CICC Xinrui
Top 10 Best Securities Companies
Best Securities Companies for CSR
Best Wealth Management Team
Best Securities Companies for Fintech
Best Securities Companies for Culture Construction
China Venture Capital & Private Equity Ranking 2020
Top 100 Best PE Institutions in China:
CICC Capital (Rank 5)
Top 10 Best Equity Investment Institutions of Investment Bank in China:
CICC Capital (Rank 1)
Top 10 Best Investment Institutions for Science and Technology Innovation enterprises in China:
CICC Capital
China Benefit Corporation Award 2020
Best Charity Award
Country Awards 2020
China:
Best Investment Bank
Best ECM House
Hong Kong, China(Chinese Financial Institutions):
Best Investment Bank
Best ECM House
China Awards 2019
Best Investment Bank
Best M&A House
Best Structured Finance Deal:
Suning Yunchuang Rmb4.9 billion Asset-backed Securitization
Dear of the Year:
Alibaba's $11.2 billion HK IPO
Best Equity Deal:
Sea $1.6 billion NYSE Follow-on Offering
Best IPO:
Hansoh Pharmaceutical’s $1 billion IPO
Best Deal of China:
China Railway Signal RMB10.5bn A-Share STAR Market IPO
IFR Asia Awards 2019
China Equity House
Triple A Country Awards 2019
Best Equity:
China East Education Holdings US$632 million Hong Kong IPO
Best ADR:
Luckin Coffee US$695 million US IPO
Best Bank Capital Bond:
China Construction Bank US$1.85 billion tier 2 Bond
Best Local Currency Bond:
Bank of China 40-billion-yuan Perpetual Bond
Best Domestic M&A Deal:
China Merchants Group Acquisition of Liaoning Port Group
Best IPO (Singapore):
Prime US REIT US$632 million IPO
Golden Bauhinia Awards 2019
Best Listed Companies
2019 All-Asia Executive Team (Banks Sector)
Most Honored Companies (Rank 3)
Best CEOs:
Mingjian Bi (Buy-Side Rank 1/ Combined Rank 2)
Best CFOs:
King Fung (William) Wong (Buy-Side Rank 1/ Combined Rank 2)
Best IR Companies (Buy-Side Rank 2/ Combined Rank 3)
Best Corporate Governance (Rank 3)
Best ESG/SRI Metrics (Rank 3)
2019 All-China Research Team Awards
The All-China Best Research Team
Analyst Leaders: Overall (Rank 1)
The All-China Best Sales Team
The Leaders: Overall (Rank 1)
China Corporate and Investment Banking Awards 2019
Best for Domestic M&A
Best for Cross Border Equity Capital Markets
Best Overall Research House for BRI
Best Chinese Bank in the Region for BRI (Central and Eastern Europe & Central and West Asia)
Most Innovative Bank
Best Securities House in Wealth Management
Best Local Brokerage in China
Brokers Poll 2019
China(A&B Share)
Overall Combined Research & Sales
Best Local Brokerage
Best for Overall Research
Best Overall Sales Services
China(H-share, Red chip & P-chip)
Best Local Brokerage
Best for Overall Research
Best Overall Sales Services
Hong Kong, China (Local Share)
Best Local Brokerage
Best for Overall Research (Rank 2)
Best Overall Sales Services
Stock Connect Awards 2019
Top Broker
List of 50 Top Multinational Leaders 2019
Bi Mingjian, CICC
World's Best Employers
China's 30 Most Powerful Investor 2019
Ding Wei, Chairman of CICC Capital
China Wealth Awards 2018
Best Wealth Manager in China(Ultra High Net Worth Services)
Best Wealth Manager in China(Entrepreneur Services)
Best Investment Bank in China Awards 2019
Best Full-Service Investment Bank
Best M&A Investment Bank
Best IPO Investment Bank
Best ABS Investment Bank
Best Asset Management Products Awards 2018
Best Asset Management Institution of the Year
Best Asset Management Institution for CSR of the Year
Best Innovative Asset Management Plan of the Year:
CICC Bloomberg Barclays China Treasury 1-10 Years ETF
Top 10 Best Securities Companies
Best Securities Companies for CSR
Best Wealth Management Team
Best Investment Banking Team
SCI-TECH Innovation Awards 2019
Best Investment Bank for STAR Market Service
Market-oriented FOF of the Year: CICC Capital
Wealth APAC & China Awards 2019
Best Domestic Securities Company for Wealth Management
China Benefit Corporation Award 2019
Best Charity Award
China Awards 2019
Best Investment Bank
Best M&A House
Best Structured Finance Deal:
Suning Yunchuang Rmb4.9 billion Asset-backed Securitization
Dear of the Year:
Alibaba's $11.2 billion HK IPO
Best Equity Deal:
Sea $1.6 billion NYSE Follow-on Offering
Best IPO:
Hansoh Pharmaceutical’s $1 billion IPO
Best Deal of China:
China Railway Signal RMB10.5bn A-Share STAR Market IPO
Country Awards 2018
Best Investment Bank in China
2018 All-China Research Team
The All-China Research Team (Team-Based Leaders)
The Leaders: Overall (Rank 1)
The Leaders: Mainland China (Rank 1)
The Leaders: Rest of World (Rank 1)
The All-China Research Team (Analyst-Based Leaders)
The Leaders: Overall (Rank 1)
The Leaders: Mainland China (Rank 1)
The Leaders: Rest of World (Rank 2)
The All-China Sales Team
The Leaders: Overall (Rank 1)
The Leaders: Mainland China (Rank 1)
The Leaders: Rest of World (Rank 4)
The Best Teams of the Year (Rank 1)
Alternative Energy & Environmental Services (Overall/ Mainland)
Autos & Auto Parts (Overall/ Mainland)
Banks (Overall/ Mainland)
Communications & Media (Overall/ Mainland)
Electronics (Rest of World)
Food & Beverage (Overall/Mainland/ Rest of World)
Gaming, Lodging & Leisure (Overall)
Infrastructure, Construction & Engineering (Overall/ Mainland)
Machinery (Overall/ Mainland/ Rest of World)
Non-bank Finance (Overall/ Mainland)
Nonferrous Metal (Mainland)
Oil, Gas & Petrochemicals (Overall/ Mainland)
Pharmaceuticals & Biotechnology (Overall/ Mainland)
Public Utilities (Overall/ Mainland)
Real Estate (Overall/ Mainland)
Technology (Overall/ Mainland/ Rest of World)
Telecommunications (Overall/ Mainland)
Textile & Apparel (Overall/ Mainland)
Transportation & Warehousing (Overall/ Mainland/ Rest of World)
Wholesale Distributors & Retailing (Overall/ Mainland)
Economics (Overall/ Mainland)
Portfolio Strategy (Overall/ Mainland)
The Best Teams of the Year (Rank 2)
Electronics (Overall)
Gaming, Lodging & Leisure (Mainland)
Internet (Overall/ Mainland)
Nonferrous Metal (Overall)
Real Estate (Rest of World)
Steel (Mainland)
Wholesale Distributors & Retailing (Rest of World)
The Best Teams of the Year (Rank 3)
Basic Chemicals (Overall/ Mainland)
Coal (Overall/ Mainland)
Communications & Media (Rest of World)
Non-bank Finance (Rest of World)
Oil, Gas & Petrochemicals (Rest of World)
Steel (Overall)
Telecommunications (Rest of World)
Economics (Rest of World)
Portfolio Strategy (Rest of World)
The Best Analysts of the Year (Rank 1)
Alternative Energy & Environmental Services (Mainland) : Tao Zeng
Autos & Auto Parts (Overall/ Mainland) : Wei Feng
Banks (Overall/Mainland): Shuaishuai Zhang
Basic Chemicals (Overall/Mainland): Xuan Li
Communications & Media (Overall/ Mainland/ Rest of World): Wei Meng
Electronics (Overall/ Rest of World): Leping Huang
Food & Beverage (Overall/ Mainland): Ruochen Lv
Infrastructure, Construction & Engineering (Overall/ Mainland): Xin Yang
Internet (Mainland): Yue (Natalie) Wu
Machinery (Overall/ Rest of World): Lingxin Kong
Machinery (Mainland): Yufei Wang
Non-bank Finance (Overall/ Mainland): Zeyu Yao
Nonferrous Metal (Mainland): Yubo Dong
Pharmaceuticals & Biotechnology (Overall/ Mainland): Peng Zou
Public Utilities (Mainland): Tao Zeng
Real Estate (Overall/ Mainland): Yu (Eric) Zhang
Technology (Overall/ Rest of World): Leping Huang
Technology (Mainland): Ning Ding
Telecommunications (Overall/ Mainland/ Rest of World): Kai Qian
Textile & Apparel (Overall/ Mainland): Haiyan Guo
Transportation & Warehousing (Overall/ Mainland/ Rest of World): Xin Yang
Wholesale Distributors & Retailing (Overall/ Mainland): Haiyan Guo
Economics (Overall/ Mainland): Hong Liang
Portfolio Strategy (Overall/ Mainland): Hanfeng Wang
The Best Analysts of the Year (Rank 2)
Alternative Energy & Environmental Services (Overall) : Tao Zeng
Coal (Mainland) : Yubo Dong
Communications & Media (Overall/ Mainland): Xueqing Zhang
Food & Beverage (Overall/ Mainland): Feiyang (Paul) Yuan
Gaming, Lodging & Leisure (Mainland): Haiyan Guo
Infrastructure, Construction & Engineering(Mainland): Xinyue Zhao
Internet (Overall): Yue (Natalie) Wu
Machinery (Overall): Yufei Wang
Machinery (Mainland): Lingxin Kong
Non-bank Finance (Mainland): Han Pu
Nonferrous Metal (Overall): Yubo Dong
Oil, Gas & Petrochemicals (Overall/ Mainland): Zhongyang (Nelson) Wang
Public Utilities (Overall/ Mainland): Jun (Karl) Liu
Real Estate (Rest of World): Yu (Eric) Zhang
Technology (Overall): Kai Qian
Technology (Mainland): Ting Lu
Textile & Apparel (Rest of World): Haiyan Guo
Wholesale Distributors & Retailing (Overall/ Mainland): Junhao Fan
Economics (Overall/ Mainland): Huan (Eva) Yi
Economics (Rest of World): Hong Liang
Portfolio Strategy (Overall/ Mainland): Gang (Kevin) Liu
Portfolio Strategy (Rest of World): Hanfeng Wang
The Best Analysts of the Year (Rank 3)
Alternative Energy & Environmental Services (Overall/ Mainland) : Jun (Karl) Liu
Banks (Mainland): Jiahui Yan
Basic Chemicals (Rest of World): Xuan Li
Coal (Overall/ Mainland) : Yan Chen
Electronics (Mainland): Leping Huang
Food & Beverage (Rest of World): Feiyang (Paul) Yuan
Gaming, Lodging & Leisure (Overall): Shengyong Goh
Infrastructure, Construction & Engineering(Overall): Xinyue Zhao
Machinery (Overall/ Mainland): Juncheng Chen
Non-bank Finance (Mainland): Dan Tian
Nonferrous Metal (Overall/ Mainland): Yan Chen
Oil, Gas & Petrochemicals (Rest of World): Zhongyang (Nelson) Wang
Steel (Mainland): Coral Li
Technology (Overall): Ning Ding
Technology (Mainland): Kai Qian
Transportation & Warehousing (Overall/ Mainland): Xinyue Zhao
Wholesale Distributors & Retailing (Rest of World): Haiyan Guo
Portfolio Strategy (Mainland): Qiusuo Li
Small & Midcapitalization Stocks (Mainland): Kai Qian
Top 10 Analysts:
Xin Yang
Haiyan Guo
Kai Qian
Yan Chen
Brokers Poll 2018
Overall Combined Research & Sales
Best Local Brokerage
Best for Overall Country Research
Best Overall Sales Services
Best Analyst
Best Economist: Hong Liang
Best Strategist: Hanfeng Wang
Small Cap: Kai Qian
Automobiles & Components: Wei Feng
Banks: Shuaishuai Zhang
Consumer Discretionary: Wei Meng
Consumer Staples: Haiyan Guo
Industrials: Yufei Wang
Diversified Financials: Zeyu Yao
Energy: Yan Chen
Healthcare: Peng Zou
Materials: Xuan Li
Real Estate: Yu Eric Zhang
Telecommunication Services: Kai Qian
Transportation: Xin Yang
Utilities: Tao Zeng
Best Country Salesperson
Yiming Zhang
2018 China Top PE
CICC Capital
Golden Hong Kong Stocks Award 2017
Most Valuable Financial Stocks Company
Best Wealth Management Institution in China Awards 2018
Best Wealth Management Brand
Best Investment Team of Fixed-income Assets
Achievement Awards 2018
Best China Deal & Best Financing:
Ant Financial’s $14 billion Series C Funding
China Awards 2018
Best Investment Bank (Domestic)
Best M&A House
Dear of the Year:
Ant Financial's $14 billion Series C Funding
Best Domestic IPO:
Foxconn Industrial Internet's $4.2 billion IPO
Best Cross-border M&A Deal:
Global Logistic Properties' $11.6 billion Privatisation Deal
Asian Local Currency Bond Awards 2018
Best Local Currency Bond Individuals in Research in China
Jiqiang Zhang (Rank 1)
Jiangfan Ji (Rank 4)
Jianheng Chen (Highly Commended)
Triple A Country Awards 2018
Best Deals
Best IPO (Singapore):
Sasseur REIT US$305 million IPO
Best IPO (Taiwan):
Foxconn Industrial Internet US$4.27 billion equivalent A-share IPO
2018 All-Asia Sales Team
Leaders Board (Rank 10)
2018 All-Asia Research Team
Analyst-Based Leaders (Rank 8)
China Asset-Backed Securities Awards 2018
Most Innovative Bank
New Silk Road Finance Awards 2018
Best Overall Bank for Advising Chinese Institutions on BRI
Best Bank for BRI-related Financing in the Region (Central and Eastern Europe & Central and West Asia)
China Corporate and Investment Banking Awards 2018
China’s Best Corporate and Investment Bank for M&A (Domestic)
China’s Best Corporate and Investment Bank for M&A (Cross-Border)
China’s Best Corporate and Investment Bank for ECM (Cross-Border)
Thomson Reuters Analyst Awards 2018 (Asia)
Top Earnings Estimator:
Overall Analyst Awards: He, Wei (Rank 7)
Health Care: Tu, Weiying (Rank 2)
Machinery & Materials: He, Wei (Rank 2)
Software & IT Services: Wu, Natalie (Rank 3)
Top Stock Pickers:
Consumer Goods & Services: Feng, Wei (Rank 3)
Thomson Reuters Analyst Awards 2018 (Mainland China & Hong Kong)
Top Award-Winning Brokers (Rank 3)
Top Earnings Estimator:
Overall Analyst Awards: Feng, Wei (Rank 8)
Automobiles & Machinery: Feng, Wei (Rank 2)
Health Care: Tu, Weiying (Rank 2
IT & Consumer Durables: He, Wei (Rank 1)
Retailing: Fan, Junhao (Rank 1)
Retailing: Feng, Wei (Rank 3)
Software & Services: Lu, Ting (Rank 3)
Top Stock Pickers:
Software & Services: Lu, Ting (Rank 2)
Stock Connect Awards for 2017
Top SPSA Participation of the Year – Stock Connect
Top Shanghai Connect Trading Award – Chinese Broker
Top Shenzhen Connect Trading Award – Chinese Broker
Top 100 Hong Kong Listed Companies Award 2017
Best Value Growth for New Listed Company
Best Paper Award 2018
The Pagano and Zechner Prize
Haizhou Huang
ARC Awards 2018
Banking & Financial Services: Hong Kong/PRC
Traditional Annual Report (Bronze)
Cover Photo/Design (Bronze)
Singapore BCA Green Mark Award 2018
BCA Green Mark:
China International Capital Corporation (Singapore))
Pte. Limited
2018 Poverty Alleviation Awards of Securities and Futures Industry
Best Educational Poverty Alleviation
Best Securities Analyst 2017
Best Sell-side Analysts
Fixed-income Research (Rank 2)
China Financial Value Ranking 2018
Investment Banker of the Year:
Bi Mingjian
China Securities Business Awards 2018
Best Investment Bank Brand
Most Forward-looking Overseas Business Network:
China International Capital Corporation (Hong Kong) Limited
China Pioneer Securities Broker 2018
Best Service Provider for High-net-worth Clients in China
Best Equity Investment in China Awards 2018
Best Equity Investment Institutions of Investment Bank:
CICC Capital
2017 Best Asset Management Products Awards
Best 3-years Asset Management Plan: CICC Anxin Huibao
Best Investment Bank in China Awards 2018
Best Investment Bank in China (Rank 4)
Best Investment Bank for Overseas Market (Rank 1)
Best Investment Bank for Refinancing (Rank 1)
Best Equity House in China (Rank 3)
Best Bond House in China (Rank 10)
Best Investment Bank for IPO (Rank 7)
Best Investment Bank for M&A (Rank 4)
Best Investment Bank for Innovation (Rank 3)
Best Investment Bank for Logistics Industry (Rank 3)
Best Refinancing Projects: China Unicom (Rank 1)
Best IPO Projects: Yealink (Rank 3)
Best Convertible Bond Projects: East Money Convertible Bond (Rank 3)
Best Overseas Projects: Yancoal's US$2.5bn ASX Equity Raising (Rank 2)
Best Asset Management in China Awards 2018
Best Asset Management of Fixed-income Product
Best Asset Management of Equity Product
Best Asset Management of ABS Product
Achievement Awards of Capital Market 2018
Best Investment Bank in China (Rank 4)
Best Investment Bank for Overseas Market (Rank 1)
Best Investment Bank for Refinancing (Rank 1)
Best Equity House in China (Rank 3)
Best Bond House in China (Rank 10)
Best Investment Bank for IPO (Rank 7)
Best Investment Bank for M&A (Rank 4)
Best Investment Bank for Innovation (Rank 3)
Best Investment Bank for Logistics Industry (Rank 3)
Best Refinancing Projects: China Unicom (Rank 1)
Best IPO Projects: Yealink (Rank 3)
Best Convertible Bond Projects: East Money Convertible Bond (Rank 3)
Best Overseas Projects: Yancoal's US$2.5bn ASX Equity Raising (Rank 2)
Best Asset Management in China Awards 2018
Best Asset Management of Fixed-income Product
Best Asset Management of Equity Product
Best Asset Management of ABS Product
Achievement Awards of Capital Market 2018
Best M&A Financial Advisor in China
2018 Crystal Ball Awards for Sell-side Analysts
Bond Research:
CICC Fixed-income Research Team (Rank 1)
2018 Philosopher's Stone Best Analyst Awards
Bond Research:
CICC Fixed-income Research Team (Rank 1)
Gold Lotus Award 2018
Top 100 Most Influential FoF Institutions in China and US
CICC Capital (Rank 1)
Top 30 Best Return FoF Institutions in China
Top 30 Best Risk Management FoF Institutions in China
CICC Capital (Rank 5)
Top 10 Most Outstanding Persons of FoF
Institutions in China
DING Wei from CICC Capital (Rank 1)
2018 Best Analyst Awards
Best Research Institution
Eastmoney Award 2018
Best Asset Management of Equity Investment
Best Fund Company for Creative Marketing:
CICC Fund
Country Awards 2018
Best Investment Bank in China
Country Awards 2017
Best Investment Bank in China
Triple A Country Awards 2017
China Region
Best Corporate and Institutional Bank – Domestic
Best Equity Adviser
Best Deals in China
Best IPO:
ZhongAn Online P&C Insurance Company US$1.75 billion IPO
Best Panda Bond:
United Company RUSAL One billion yuan Panda Bond
Best Bank Capital:
Postal Savings Bank of China US$7.25 billion Additional Tier 1 Capital Securities
Best IPO (Taiwan):
FIT Hon Teng US$394 million IPO
2017 All-China Research Team
The Leaders: Overall (Rank 1)
2017 All-China Research Team
The Best Research Team (Mainland China)
The Best Sales Team (Mainland China / International)
Greater China Research Score Leaders Table
The Best Analyst (Rank 1)
Autos & Auto Parts (Mainland) : Wei Feng
Banks (Mainland): Shuaishuai Zhang
Conglomerates (Mainland): Feiyang (Paul) Yuan
Consumer/Discretionary (Mainland): Haiyan Guo
Consumer/Nondiscretionary (Mainland / International): Feiyang (Paul) Yuan
Gaming, Lodging & Leisure (Mainland): Yaoxin Huang
Industrials (Mainland): Yufei Wang
Infrastructure & Transportation (Mainland / International): Xin Yang
Insurance (Mainland): Bolun Tang
Internet (Mainland): Zeyu Yao
Public Utilities (Mainland): Chao (Aaron) Ji
Real Estate (Mainland): Yu (Eric) Zhang
Renewable Energy & Environmental Services (Mainland): Chao (Aaron) Ji
Technology (Mainland): Kai Qian
Telecommunications (Mainland): Wei Meng
Economics (Mainland): Hong Liang
Portfolio Strategy (Mainland / International): Hanfeng Wang
The Best Analyst (Rank 2)
Basic Materials (Mainland): Yubo Dong
Conglomerates (Mainland): Mengya Zeng
Consumer/Discretionary (Mainland): Yaoxin Huang
Consumer/Nondiscretionary (Mainland): Ruochen Lv
Gaming, Lodging & Leisure (Mainland): Shengyong Goh
Health Care (Mainland): Peng Zou
Industrials (Mainland): Huimin Wu
Internet (Mainland): Yue (Natalie) Wu
Metals & Mining (Mainland): Yubo Dong
Oil, Gas & Petrochemicals (Mainland): Bin Guan
Public Utilities (Mainland): Long Chen
Real Estate (International): Yu (Eric) Zhang
Technology (Mainland / International): Leping Huang
Telecommunications (Mainland): Pei Yin
Economics (Mainland): Huan (Eva) Yi
Portfolio Strategy (Mainland): Gang (Kevin) Liu
Small & Midcapitalization Stocks (Mainland): Kai Qian
The Best Analyst (Rank 3)
Autos & Auto Parts (International): Wei Feng
Banks (Mainland): Victor Wang
Basic Materials (Mainland): Yan Chen
Consumer/Discretionary (Mainland): Junhao Fan
Health Care (Mainland): Jing Qiang
Industrials (Mainland): Lingxin Kong
Infrastructure & Transportation (Mainland): Lingxin Kong
Metals & Mining (Mainland): Yan Chen
Renewable Energy & Environmental Services (Mainland): Long Chen
Technology (Mainland): Ting Lu
Telecommunications (Mainland / International): Kai Qian
Economics (International): Hong Liang
Brokers Poll 2017
Overall Combined Research & Sales
Best Local Brokerage
Best for Overall Country Research
Best Overall Sales Services
Best Execution
Best in Sales Trading
Most Improved Brokerage over the Last 12 Months
Best for Events and/or Conferences
Best for Roadshows and Company Visits
Most Independent Research Brokerage
Best Analyst
Best Economist: Hong Liang
Best Strategist: Hanfeng Wang
Small Cap: Kai Qian
Automobiles & Components: Wei Feng
Banks: Shuaishuai Zhang
Consumer Discretionary: Wei Meng
Industrials: Yufei Wang
Diversified Financials: Zeyu Yao
Healthcare: Peng Zou
Insurance: Bolun Tang
Real Estate: Yu Eric Zhang
Software & Internet Services: Kai Qian
Telecommunication Services: Kai Qian
Transportation: Xin Yang
Best Research Team
Economic Research
Strategy
Small Cap
Automobiles & Components
Banks
Consumer Discretionary
Consumer Staples
Industrials
Diversified Financials
Energy
Healthcare
Insurance
Materials
Real Estate
Semiconductors & Semiconductor Equipment
Software & Internet Services
Technology Hardware & Equipment
Telecommunication Services
Transportation
Utilities
Best Country Salesperson
Duan Liu
Best Country Sales Trader
Kai Ji
2017 China Top PE
CICC Capital
Best Wealth Management Institution in China Awards 2017
Best Wealth Management Brand
Best Absolute Return Product: CICC Asset Allocation Yihao
Best Investment Bank in China Awards 2017
Best M&A Investment Bank
Best IPO Investment Bank
2017 All-Asia Executive Team
Banks Sector
Most Honored Companies (Rank 2)
Best CEO:
Mingjian Bi (Rank 3)
Best IR Professionals:
Bo Wu (Rank 1)
Best IR Companies (Rank 1)
Best Analyst Days (Rank 1)
Best Websites (Rank 1)
Thomson Reuters Analyst Awards 2017 (Mainland China & Hong Kong)
Top Earnings Estimator:
Overall Analyst Awards: Fan, Junhao (Rank 3)
IT & Consumer Durables: Fan, Junhao (Rank 1)
IT & Consumer Durables: He, Wei (Rank 2)
Retailing: Feng, Wei (Rank 1)
Top Stock Pickers:
Retailing: Feng, Wei (Rank 1)
Thomson Reuters Analyst Awards 2017 (Asia)
Top Stock Pickers:
Construction & Engineering: Wu, Huimin (Rank 3)
Top Earnings Estimator:
Software & IT Services: Lu, Ting (Rank 3)
2017 Hong Kong Business Awards
China Company Award
Gold Central Award 2017
Best Asset Management Institution
China Financial Value Ranking 2017
Best Investment Bank of the Year
Wealth APAC & China Awards 2017
Best Wealth Management Institution
2017 Best Analyst Awards
Fixed-income Research:
CICC Fixed-income Research Team (Rank 1)
Best Investment Bank in China Awards 2017
Best Investment Bank in China (Rank 9)
Best Investment Bank for Overseas Market (Rank 1)
Best Equity House in China (Rank 8)
Best Bonds House in China (Rank 8)
Best Investment Bank for Healthcare Industry (Rank 5)
Best IPO: Xinhua Net (Rank 7)
Best M&A: Jinan Diesel Engine Company Limited Material Assets Reorganization (Rank 3)
Best Overseas Projects:
Tianhai Investment Acquired IMI (Rank 5)
IPO of Postal Savings Bank of China (Rank 7)
Privatization of Dalian Wanda Commercial (Rank 8)
Achievement Awards of Capital Market 2016
Best M&A Financial Advisor in China
Best Chinese Buy-side Financial Advisor for Overseas M&A
2017 Crystal Ball Awards for Sell-side Analysts
Bond Research:
CICC Fixed-income Research Team (Rank 1)
Most Independent Research Institution (Rank 1)
2017 Best Analyst Awards
Fixed-income Research:
CICC Fixed-income Research Team (Rank 1)
Best Investment Bank in China Awards 2017
Best Investment Bank in China (Rank 9)
Best Investment Bank for Overseas Market (Rank 1)
Best Equity House in China (Rank 8)
Best Bonds House in China (Rank 8)
Best Investment Bank for Healthcare Industry (Rank 5)
Best IPO: Xinhua Net (Rank 7)
Best M&A: Jinan Diesel Engine Company Limited Material Assets Reorganization (Rank 3)
Best Overseas Projects:
Tianhai Investment Acquired IMI (Rank 5)
IPO of Postal Savings Bank of China (Rank 7)
Privatization of Dalian Wanda Commercial (Rank 8)
Achievement Awards of Capital Market 2016
Best M&A Financial Advisor in China
Best Chinese Buy-side Financial Advisor for Overseas M&A
Achievement Awards of Capital Market 2016
Best M&A Financial Advisor in China
Best Chinese Buy-side Financial Advisor for Overseas M&A
2017 Crystal Ball Awards for Sell-side Analysts
Bond Research:
CICC Fixed-income Research Team (Rank 1)
Most Independent Research Institution (Rank 1)
China Deals and Investment Bank of the Year Awards 2017
Best Investment Bank – Offshore
Best IPO – Onshore:
Shanghai Film Co Rmb1.02bn IPO (Sole Bookrunner)
Best Equity-Linked Deal – Onshore:
Guangzhou Autombile Group Co Rmb4.10bn Six Year Convertible Bond (Joint Bookrunner)
Best Bond – Onshore:
Iowa China Offshore Holdings (Hong Kong) Rmb1.5bn Dual Tranche Panda Bond (Sole Bookrunner)
Best Structured Finance Transaction – Onshore:
Jinmao Investment Management (Shanghai) Rmb4bn Commercial Mortgage Backed Securities (Joint Bookrunner)
Best Structured Finance Transaction – Offshore:
Blu Zenith Designated Activity Co $300m Aircraft Loan Securitization (Joint Bookrunner)
2016 Best Asset Management Products Awards
Best Asset Management Plan of the Year: CICC Hedge Yihao
Best 3-years Asset Management Plan: CICC Yihao
Tou Ying Tracker 2016
Top 30 Fastest Growing Chinese-owned Firms in UK:
China International Capital Corporation (UK) Ltd
Country Awards 2017
Best Investment Bank in China
Country Awards 2016
China
Best Investment Bank
Hong Kong-Chinese Financial Institutions
Best Investment Bank
Stars of China 2016
Most Innovative Bank
Triple A Country Awards 2016
China Region
Best Corporate and Institutional Bank – Domestic
Best Equity House
Best Deals in China
Best IPO: Shanghai Film Corporation RMB 908 million A-share IPO
Best Cross-border M&A: Qingdao Haier US$5.4 billion Acquisition of General Electric’s Appliances Business
Best Equity-linked: China Overseas Holdings US$1.5 billion Exchangeable into China Overseas Land and Investment Limited
Best Privatization: Privatization of Dalian Wanda Commercial Properties
2016 All-China Research Team
Leaders Board (Rank 1)
Industrial Rankings (Rank 1)
Economics: Hong Liang
Portfolio Strategy: Hanfeng Wang
Banks: Jie (Anson) Huang
Insurance: Bolun Tang
Industrial Rankings (Rank 2)
Consumer/Discretionary: Haiyan Guo
Infrastructure & Transportation: Xin Yang
Oil, Gas & Petrochemicals: Bin Guan
Real Estate: Jingbian Ning
Industrial Rankings (Rank 3)
Autos & Auto Parts: Wei Feng
Health Care: Jing Qiang
Industrials: Huimin Wu
Insurance: Jie (Anson) Huang
Brokers Poll 2016
Overall Combined Research & Sales (Rank 1)
Best Local Brokerage (Rank 1)
Best for Overall Country Research (Rank 1)
Best Overall Sales Services (Rank 1)
Best Execution (Rank 1)
Best in Sales Trading (Rank 1)
Most Improved Brokerage over the Last 12 Months (Rank 2)
Best for Events and/or Conferences (Rank 1)
Best for Roadshows and Company Visits (Rank 1)
Most Independent Research Brokerage (Rank 1)
Best Research Coverage
Macroeconomics: Hong Liang
Strategy: Hanfeng Wang
Small Caps: Min Li
Banks: Jie Anson Huang
Consumer Discretionary: Haiyan Guo
Consumer Staples: Haiyan Guo
Diversified Financials: Jie Anson Huang
Energy: Bin Guan
Health Care: Jing Qiang
Industrials: Huimin Wu
Insurance: Bolun Tang
Real Estate: Jingbian Ning
Semiconductors & Semiconductor Equipment: Chinyi Erica Chen
Technology Hardware & Equipment: Chinyi Erica Chen
Utilities: Min Li
Best Sales Trader
Jun Deng (Rank 2)
Best Salesperson
Yiming Zhang (Rank 2)
Best Wealth Management Institution in China Awards 2016
Best Wealth Management Brand
Best Broker for Institutional Investor Services
Best Asset Management Leader:
LIN Shoukang from CICC
Best Investment Banks in China Awards 2016
Best Full-Service Investment Bank
Best M&A Investment Bank
China Deals and Investment Bank of the YearAwards
Best Investment Bank
Best Securitization:
China Construction Third Engineering Bureau Co Rmb3.015bn ABS due 2018 (Sole Bookrunner)
Achievement Awards 2016
Best Equity-linked Deal: China Overseas Holdings’ US$1.5 billion Exchangeable Bond and Tender Offer
20th Anniversary Platinum Awards 2016
Best Domestic Investment Bank in China
2016 All-China Sales Team
Leaders Board (Rank 1)
Country Awards 2016
China Equity House
RMB Bond: Global Logistic Properties’ RMB 1.5bn Three and Five-year Panda
Thomson Reuters Analyst Awards 2016 (Mainland China & HK)
Top Earnings Estimator:
Overall Analyst Awards: Shi, Chengbo (Rank 10)
Automobiles & Machinery: Shi, Chengbo (Rank 3)
Health Care: Zou, Peng (Rank 1)
Insurance: Tang, Bolun (Rank 3)
IT & Consumer Durables: He, Wei (Rank 2)
Software & Services: Lu, Ting (Rank 3)
Utilities: Li, Min (Rank 1)
Thomson Reuters Analyst Awards 2016 (Asia)
Lewis Sanders Award Investment Banking In-House Team of the Year
2016 Inclusive Finance Awards
Most Improved Institution ( CICC Goldennet )
New Industry Leader:
ZOU Bing, Head of CICC Goldennet
Best Investment Banks in China Awards 2016
Best Investment Bank in China
Best Investment Bank for Overseas Market
Best Bonds House in China
BBest IPO: Kunlun IPO
Best Bond: Guosheng Corporate Bond
Best M&A: Focus Media Back-door Listing through Hedy Holding
Best Securitization: Ant Micro Loan
Country Awards 2016
China
Best Investment Bank
Hong Kong-Chinese Financial Institutions
Best Investment Bank